Sentences with phrase «legal risk management activities»

One way to start demonstrating the proactive value of legal departments is by counting the number of times when help desk - type services cause employees to change course to avoid a legal pitfall, and the number of times the department initiates proactive legal risk management activities on its own.

Not exact matches

Investment Manager essential duties are: 1) Leadership of transaction execution — oversight of all advisors (financial, legal, market and technical), oversight of all financial modelling, pro-active management of timeline and primary point of contact for investment team; 2) Strong input on transactions sourcing; 3) Managing multiple transactions; 4) Negotiate and create optimal commercial, financial and legal structures; 5) Creation of materials for the Investment Committee («IC») sufficient to allow the IC to approve or reject activities, commitments, investments, and exits in accordance with company risk preferences, appetite, processes, etc.; 6) Creation and management of transaction closing processes; 7) Developing, instructing, training, mentoring, and coaching junior personnel;

Schools have a legal duty to carry out appropriate risk assessments in accordance with Management of Health and Safety at Work Regulations 1999 for their buildings and activities.

Carrying out an appropriate risk assessment is a legal duty in accordance with the Management of Health and Safety at Work Regulations 1999 (which sit under the Health and Safety at Work Act of 1974) and relates to buildings and activities, including school visits.

«It's not so much the activity as much the legal environment we're in,» John McLennan, Hamilton's manager of risk management services, told the CBC.

The vendor's stated intention for the remaining business is to «focus on the intersection of global commerce and regulation», which sounds as if there is greater enthusiasm for its financial and risk management activities rather than its legal, tax and accounting publishing ones.

An Enterprise Legal Management, or ELM, platform unites a company's systems that manage legal, risk, and compliance activities on one secure and collaborative frameLegal Management, or ELM, platform unites a company's systems that manage legal, risk, and compliance activities on one secure and collaborative framelegal, risk, and compliance activities on one secure and collaborative framework.

This proactive approach enables holistic management of legal, risk, and compliance activities across functions and positions the company well to ride out the slump and — eventually — benefit from a rising market.

This chief legal officer said that in - house counsel provide three different types of service: 1) a «help desk» that provides quick, informal, yet valuable advice over the phone and by e-mail; 2) legal project work, such as major contracts and M&A work; and 3) risk management activities initiated by the in - house lawyers themselves, such as when needed to address a new legal standard or regulatory requirement.

Our experienced attorneys provide comprehensive counseling for investment advisers, beginning with entity formation, registration and disclosure matters and extending to preparing investment advisory contracts, advising on compensation arrangements, developing comprehensive compliance programs and advising on permitted activities by affiliated fund sponsors, broker - dealers and registered reps.. We help gauge legal exposure through risk management audits and provide critical assistance when problems arise, guiding clients through enforcement exams, proceedings, litigation and arbitration.

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