Sentences with phrase «level securities regulators»

It's not just national - level securities regulators that are keeping a close eye on initial coin offerings (ICOs).

Not exact matches

Beyond the requirements that liquidity and regulators impose on us, we will purchase currency - related securities only if they offer the possibility of unusual gain — either because a particular credit is mispriced, as can occur in periodic junk - bond debacles, or because rates rise to a level that offers the possibility of realizing substantial capital gains on high - grade bonds when rates fall.

The Campaign for Wise and Safe Investing ® is a national and state - level partnership between the AARP Foundation, IPT, AARP state offices and their local State Securities Regulators in 35 states.

Strong understanding of APAC regulatory environment, provides guidance, participate and lead the team direct engagement in Asia countries regulators» review, assessment and examination, represent information security and risk in country level in collaborate with countries executives» COO, CEO and in good results.

«I had hoped that the events of 2008 and 2009 would cause a sea change in attitudes towards enforcement, but I think the OSC and Canadian securities regulators generally have not been sufficiently aggressive over the years, and I don't sense a dramatic change in the levels or quality of enforcement here.»

Securities regulation is determined at the provincial level, making densely - populated Ontario's regulator one of the most powerful.

The Texas order, though coming from a state - level authority, highlights another instance where regulators in the U.S. are scrutinizing cryptocurrency projects that may be seen as issuing unregistered securities through the token offering process.

At the same time, US regulators at national level in the form of the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) continue to urge caution on ICOs and similar offerings in the cryptocurrency industry.