Sentences with phrase «licence holder who»

The register also tells you the name and number of the Australian financial services (AFS) licence holder who employs or authorises the financial adviser to provide advice, as well as who owns or controls the licence holder.

the name and number of the Australian financial services (AFS) licence holder who employs or authorises the financial adviser to provide advice

More strikingly still, even Community licence holders who, despite the lack of necessity, have obtained a UK provisional licence are being charged with having committed an offence under s 87, even though Community licences became part of English law in 1996 (see the Driving Licences (Community Driving Licence) Regulations 1996 (SI 1996/1974), which in 1998 were incorporated into the RTA 1988 at s 99A).

Not exact matches

Unite will also be providing all its evidence to the Gangmasters Licensing Authority so that it may investigate both the conduct of Butchery and Abbattoir, who are licence - holders, and the allegations concerning the activities of the illegal gangmaster responsible for supplying dozens of Hungarian workers to the employment agency.

The holder of a Customs Agent's licence who acts on behalf of a client in relation to the importation of goods.

Throughout this booklet we use the term «financial adviser» to describe someone who holds an Australian financial services (AFS) licence or is authorised by an AFS licence holder.

The law is clearly expressed at reg 80 of the Motor Vehicles (Driving Licences) Regulations 1999 (SI 1999/2864): «A person who becomes resident in Great Britain -LSB-...] shall, during the period of one year after he becomes so resident, be treated for the purposes of section 87 of the Traffic Act as the holder of a licence authorising him to drive all classes of small vehicle, motor bicycle or moped which he is authorised to drive by that permit.»

- The offence can be committed only by a responsible person, defined as either the premises licence holder or the person who is the premises user in relation to a permitted temporary activity (LA 2003, s 147A (4)-RRB-.

«A broker from outside Québec who is not an OACIQ licence holder and who markets a property located in Québec, particularly by posting it on a website such as Realtor.ca, commits in principle an illegal practice offence under the Real Estate Brokerage Act.Therefore, this is not a new guideline since CREA was first informed back in April 2011 that the marketing of a property in Québec done through an intermediary constitutes a real estate brokerage transaction that requires a person to be holder of a realtor's license issued by the OACIQ.»