Sentences with phrase «license as a financial advisor»
The funds performed quite abysmally (I don't know whether that had to do with the market at the time or the funds themselves) and about five years later I transferred my investments to a friend that had just received her license as a financial advisor.
http://www.canadiancapitalist.com/ Not exact matches
Many of the top advisors in the industry have designations such as certified public accountant (CPA), certified financial planner (CFP), certified fund specialist (CFS), chartered financial consultant (ChFC), chartered financial analyst (CFA), chartered life underwriter (CLU) and / or juris doctor (JD), and carry their Series 7, 24, 51, 63, 65, 66 and insurance licenses.
«I know several advisors that had completely different careers and by just taking a brokerage license exam, they are now qualified to act as an advisor,» says Tracy St. John, a financial advisor with Kansas City - based Financial Avenfinancial advisor with Kansas City - based Financial AvenFinancial Avenues, LLC.
With $ 1.4 trillion in client assets as of April 11, 2014, Wells Fargo Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed Advisors provides investment advice and guidance to clients through 15,146 full - service financial advisors and 3,350 licensed advisors and 3,350 licensed bankers.
Consult a financial advisor or licensed insurance expert for help in deciding if critical illness insurance makes sense as part of your financial protection plan.
Only licensed financial advisors such as Registered Investment Advisors -advisors such as Registered Investment Advisors -Advisors -LSB-...]
Many financial advisors are licensed to directly buy and sell financial products, such as stocks, bonds, annuities, and insurance.
I have seen their literature it appeals to me as a financial advisor not licensed to sell securities having cleints always coming in and asking for these products.
This insight came to me over the last three years as I completed hundreds of hours of study to become, first, a licensed investment advisor and, then, to earn the Certified Financial Planner and Chartered Investment Manager designations.
I mean, essentially some of you define as what I see as a financial advisor, 90 % of our clients are securities licensed.
His past experience and training as an investment advisor representative and general securities representative (Series 7 and Series 66 licensed) through the Financial Industry Regulatory Authority (FINRA) enables him to better serve his clients in a neutral capacity.
Consult a financial advisor or licensed insurance expert for help in deciding if critical illness insurance makes sense as part of your financial protection plan.
In addition, many financial advisors are fully licensed to sell a variety of insurance products such as long - term care insurance, disability and life insurance.
Wealthsimple is primarily a robo - advisor, but unlike competitors, they offer unlimited calls with licensed financial experts as a part of its Basic tier.
From 2000 to 2004, he worked as a financial advisor, specializing in retirement planning and earned his Series 7, Series 66 and insurance licenses.
In addition to being licensed as life insurance agents with NM, all Financial Advisors and Wealth Management Advisors are registered representatives of NMIS and are also credentialed to provide advisory services as representatives of NMWMC.
0025024), KY, LA, MD, ME (SLM11356), MI, MN, MO (4824 NW Gateway Ave, Suite 201, Riverside, MO 64168), MS (Licensed by the Mississippi Department of Banking and Consumer Finance), MT, NC, ND, NE, NH (Licensed by the New Hampshire banking department), NJ (Licensed by the N.J. Department of Banking and Insurance), NM, NV, NY (Licensed Mortgage Banker - NYS Department of Financial Services; American Advisors Group operates as American Advisors Group, Inc. in New York.)
From 2004 - 2006, he worked as a licensed financial advisor before accepting his last corporate job as the Chief Financial Officer for a mortgage and real estate technologyfinancial advisor before accepting his last corporate job as the Chief Financial Officer for a mortgage and real estate technologyFinancial Officer for a mortgage and real estate technology company.