Sentences with phrase «license in a broker»

Not exact matches

Like customs brokers, freight forwarders are licensed, but in this case, by the International Air Transport Association (IATA) and Federal Maritime Commission (for ocean freight).

The Russian native was a licensed industrial mechanic and, before immigrating, worked as a mortgage and insurance broker in Germany.

As a result, some brokers were representing insurance policies in certain states without the proper licenses, it disclosed.

«In order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensIn order to trade securities, they need to be a broker - dealer,» said Jerry Brito, executive director at Coin Center, a digital currency advocacy group based in Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the licensin Washington, D.C. «I could imagine [Coinbase] could sell a number of other tokens» with the license.

In December, Sacks reveals, Zenefits hired one of the Big Four auditing firms to conduct an independent review of the company's licensing procedures following reports that the company let unlicensed brokers sell insurance through its service.

He became a licensed Series 3 broker in 1976 and went on to own and operate Pinkert Commodities GIB.

As a licensed floor broker he was a filling broker in the silver pit back in the days when silver ran to $ 55 an ounce.

The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.

FBS is also working on providing MLSs and brokers with an easy way to compare license terms among the portals to allow the former to assess which portals provide the most value with the least risk, and also to create competition that will result in better offerings for brokers, Wurzer said.

Typically, the sponsor of a public non-traded REIT has an in - house dealer - manager that is responsible for marketing shares to FINRA - licensed broker - dealers and SEC - regulated investment advisors, which results in substantial fees.

There are plenty of other regulated and licensed binary options brokers who can assist you in earning a legitimate profit.

Financial Sense ® Securities Inc. is a licensed broker dealer in all 50 states.

Finra's findings, dated Jan. 29, were disclosed in the executives» respective broker - licensing records.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

In some countries such as the USA, it is compulsory for traders to register with licensed and regulated brokers.

As a matter of fact, the decision to apply for a Capital Markets Services license in Singapore is solidly in line with the broker's long - term strategy to expand by adding new licenses.

In addition, Saxo Bank A / S as a European Licensed Bank comes under greater regulatory scrutiny and has higher solvency requirements than brokers which do not operate with a full banking license.

Mark is a graduate of the Kelley School of Business at Indiana University and a licensed broker in Illinois.

The Monetary Authority of Singapore overlooks the operations and trading of the financial instrument in the country, however, there is a definite scarcity of licensed broker in the country.

You will only be matched with lenders / brokers / agents that are licensed in your state and that, we believe, based on the information that you provided to us, can help you to meet your mortgage goals.

Another red flag is that we can not verify if their brokers are in fact licensed and registered, so we can not vouch for the legitimacy of this service.

Only 10 % of the online broker companies have a license to provide intermediary services in the financial sector due to the complicated and expensive procedure that can cost from $ 200,000 to several millions per company, a sum most are not willing to pay.

Suzanne became a licensed customs broker in 1983, a certified freight forwarder in 1991, and she earned both her FITT diploma and her CITP designation between 2002 and 2003.

The fact that they are fully licensed in the EU is a stamen of the broker's efficiency and confidence in their own systems and operations.

As such, the brokers will not need any licenses to operate in the crypto markets, which will be a great boost for them to expand their business all over the world.

In most cases, the Cyprus Securities and Exchange Commission [CySEC] is the main regulator for brokers who are licensed to trade in the European UnioIn most cases, the Cyprus Securities and Exchange Commission [CySEC] is the main regulator for brokers who are licensed to trade in the European Unioin the European Union.

The good thing about the Eurozone is that if a broker or any trading platform is licensed in one of the EU countries, the registration covers all the rest of the Eurozone countries.

Traders in the United Kingdom have the leeway to engage any brokers of their choice.The problem is that there will be no legal recourse if they trade with a broker who is not licensed in the EU.

For brokers to legally operate in the United States, they need to be fully licensed by either of the two main regulatory bodies.

Shashank Shekhar is a mortgage broker / lender with 10 + years experience, licensed in the states of CA, WA and TX.

I am a Brokers licensed to trade in residential and commercial real estate in Ontario.

The YesOption binary options broker is not yet regulated, but is currently in the process of being licensed and regulated by CySEC.

Lykke has already obtained Vanuatu's Dealer in Securities license and claims to be exploring or in the process of becoming authorized as an EU broker, EU Electronic Money Institution, and UK Multilateral Trading Facility.

Previously, he was co-founder and managing partner of Mesa Securities, a licensed broker - dealer investment bank focused on media and entertainment that was acquired by Houlihan Lokey in June of 2015.

There are specific restrictions that can not be ignored, so the broker can not risk because in such instance it would lose its license.

As we have elaborated in our other review on this broker, OptionBit is owned Global View International Services Ltd incorporated in Saint Vincent, which was a licensed Cyprus Investment Firm («CIF») under the regulatory authority of the Cyprus Securities and Exchange Commission («CySEC»).

The New Zealand dairy giant hired broker Goldman Sachs to buy as much as 10 per cent of Bega in an after - market raid, revealed by AFR.com, in a bid to protect its licensing agreement with Bega.

Under the deal, which Mrs. Obama helped broker, PMA's growers, suppliers and retailers are allowed to use for two years iconic characters such as Elmo and Big Bird in messaging and on produce sold in stores — without paying any licensing fees.

Despite lacking a broker's license, Global secured $ 1.3 million in «placement fees» for arranging an April 5, 2007, meeting between executives of Intermedia Advisors and DiNapoli, according to the settlement papers.

Fees for security guards and real estate brokers would be spun up, requiring them to buy licenses that would last twice as long, from two years to four years, but must be paid for in advance.

Iowa City, Iowa About Blog Jeff Edberg is an Iowa City commercial real estate broker in the Iowa City and Coralville, Iowa area licensed at Lepic Kroeger, Realtors.

Test Preparation — License preparation software for agents or brokers in all 50 states - online practice tests, nationwide Internet continuing education courses, interactive CD ROM self study programs for real estate license exams in all License preparation software for agents or brokers in all 50 states - online practice tests, nationwide Internet continuing education courses, interactive CD ROM self study programs for real estate license exams in all license exams in all states.

This can be a licensed registered representative working in a broker's office, or online using a discount electronic stockbroker.

The software is licensed to FX brokers who in turn provide the software to their clients, the software used to see live streaming prices and charts as well as to execute trades and manage accounts.

It was fined by CySEC for violations of the conditions of its license, while Japan's FSA, and the Ontario Securities Commission warned the broker is not authorized to operate in the respective jurisdictions.

A German should look for a MiFID compliant broker to trade with or one that is licensed in the EU and can passport its services throughout the Eurozone.

Some brokers are specially licensed to provide «discretionary portfolio management,» which means that they can buy and sell securities in your account without your explicit permission.

In addition to selling mutual funds and GICs, brokers are also licensed to advise you on individual stocks, bonds and other securities, such as ETFs, which mutual fund reps are not permitted to do.

With a mortgage broker's license, a professional can sell mortgages in Kitchener and even open a mortgage brokerage.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).