Sentences with phrase «licensed adviser who»

When you are getting a life insurance quote with us, we not only calculate the best rate for you (from 20 + Canadian life insurers) based on your needs but also give an opportunity to speak with an experienced and licensed adviser who can answer all your questions, address your concerns and explain all insurance details.

Not exact matches

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

RIAs are eligible to participate in the Program if they represent to Fidelity Investments that they meet the following criteria: (1) RIA is an investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five employees.

Izabella Wentz, PharmD, FASCP, is an internationally acclaimed thyroid specialist, licensed pharmacist, and medical adviser to Pure Encapsulations, who has dedicated her career to addressing the root causes of autoimmune thyroid disease after being diagnosed with Hashimoto's thyroiditis in 2009.

I also think robo - advisers will be a complement to planners who are not licensed to give investment advice or manage your portfolio.

These websites show listings of financial advisers who have been vetted, licensed or certified:

Perth, Western Australia About Blog We are passionate licensed financial advisers based in Perth, Western Australia who genuinely care about how adequately protected you are from financial worry.We provide personal advice on tailored insurance packages that fit with your lifestyle and meet your budget.

Get a GOOD tax adviser (licensed as EA, CPA or Attorney in Nevada) who's specializing in providing services to people like you and have it resolved ASAP.

Check with a licensed tax adviser (EA / CPA licensed in your State) who won't run away from you after you say the words «Tax Treaty».

For this kind of advice, it's important that you only talk to someone who is a licensed adviser.

Throughout this booklet we use the term «financial adviser» to describe someone who is licensed to provide financial advice.

To work annuities into your portfolio, you should have an investment adviser with the right licenses, who is committed to using annuities in the appropriate circumstances.

You should consider getting advice from a licensed financial adviser who can work with you to develop a financial plan specifically tailored to your objectives, financial situation or needs.

If you want to be involved in an active investment decision - making process, you probably want an adviser who is licensed to sell stocks, bonds, mutual funds, ETFs and GICs.

The team of people appointed was chaired by a former policy adviser to Tony Blair (Mr Taylor) and consisted of an employment lawyer from a City practice, a successful entrepreneur (and former investor in Deliveroo) and an ex-policeman who is the current chief executive of the Gangmasters Licensing Authority.

In England and Wales, «lawyer» is used to refer to persons who provide reserved and unreserved legal activities and includes practitioners such as barristers, attorneys, solicitors, registered foreign lawyers, patent attorneys, trade mark attorneys, licensed conveyancers, public notaries, commissioners for oaths, immigration advisers and claims management services.

A training or qualification provider may only make reference to a learning course / pathway or qualification that has achieved accreditation against the Money Advice Service Quality Framework only as part of course / qualification materials targeted at existing debt advisers, debt organisations and other organisations who are licensed to provide debt advice e.g. a housing association or local government department.

She's a licensed psychotherapist, a business adviser, and a national trainer who has worked with real estate professionals since 1979.