Sentences with phrase «licensed brokerage firm»

This department licenses brokerage firms and investigates charges against brokers.

Stocks can be bought and sold by using a licensed brokerage firm or an individual broker who makes the trade.

A brokerage account is an account at a licensed brokerage firm that you can deposit funds in and then use to place investment orders (i.e. buy and sell securities).

A brokerage account is an agreement between you and a licensed brokerage firm that enables you to create an account with the brokerage, deposit funds, place investment orders and earn income from the capital gains arising thereof.

WASHINGTON — Coinbase, a leading cryptocurrency firm, has approached U.S. regulators about registering as a licensed brokerage firm and electronic - trading venue, a move that comes as regulators have waged an aggressive campaign to supervise the fledgling industry.

Coinbase, a leading cryptocurrency firm, has approached U.S. regulators about registering as a licensed brokerage firm and electronic - trading venue, according to people familiar with the matter.

Templum LLC operates a licensed brokerage firm and alternative trading system and plans to offer startups a platform for selling regulated tokens as well as a market for trading them.

By becoming a licensed brokerage firm, however, Coinbase is likely hoping to increase the number of currencies it can offer while also staying on the right side of the law.

The Wall Street Journal has reported that Coinbase, one of the world's largest cryptocurrency exchanges, has reached out to the United States Securities and Exchanges Commission regarding registration as a licensed brokerage firm.

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