Sentences with phrase «licensed brokers from»

The Division investigates state commissions and other bodies that regulate real estate brokers in ways that restrict licensed brokers from offering rebates.

The court found that the Broker and the Brokerage were negligent in their representation of the Bank because the contract drafted by the Broker violated specific statutes prohibiting a licensed broker from splitting a commission with an unlicensed individual.

Not exact matches

They're licensed insurance brokers so they receive a commission from the insurance company on every employee and not a dime from you.

The AIM - listed broker has announced that they have been granted the license to operate their business from Singapore.

And take it from us, the Cyprus Securities Exchange Commission does not just give a license to every broker who asks for it, only the most credible meet the cut.

Yes, you have a wide range of brokers you can choose from with Option Robot, many of them are licensed and regulated.

Only 10 % of the online broker companies have a license to provide intermediary services in the financial sector due to the complicated and expensive procedure that can cost from $ 200,000 to several millions per company, a sum most are not willing to pay.

Most brokers have a license from Cyprus or Malta.

-- No response from customer service — Lack of proof of earnings — Brokers are not licensed — Company website does not provide pertinent information

The Department licenses and regulates over thirty different occupations, covering a range of professions from barbers to real estate brokers.

Fees for security guards and real estate brokers would be spun up, requiring them to buy licenses that would last twice as long, from two years to four years, but must be paid for in advance.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

Mert Ulker, head analyst of the leading Turkish brokerage AK Investment, was stripped of his broker license and is facing criminal charges under articles from Turkey's penal code...

Mortgage Brokers in Kitchener must have a license from the FSCO or Financial Services Commission of Ontario.

Some mortgage lenders will accept a broker price opinion from a licensed sales agent instead.

The US Commodity Futures Trading Commission (CFTC) has filed a lawsuit against offshore forex broker Tallinex for accepting clients from the US without having a license.

The advertisement and the loan products offered here are from third parties who are licensed or exempt mortgage lenders or mortgage brokers.

Revocation of licenses is one of the main tools of regulators to bring to heel the binary options brokers, though the lack of license has never stopped the companies from doing business and profiteering.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

From questioning their credentials (we all are regulated and licensed with in our own province, and are constantly re-educating ourselves) to assuming that the broker does not have access Read More

In 2016, Alpari Forex, part of the Alpari group, obtained forex broker license from the Central Bank of Russia (CBR), a long - awaited authorization which the broker was initially denied.

Alpari is the leading forex broker in Russia, even though it still does not have a license from the regulator Bank of Russia.

To get a mortgage broker's license from the FSCO, you must prove that you live in Ontario, Canada and work for a licensed mortgage brokerage.

Most people don't realize that these policies sold by a bank are not from licensed insurance agents and brokers, and have completely different characteristics than individual life insurance policies.

I interviewed a licensed life insurance broker Lorne Marr from LSM Insurance, who is often quoted as an industry expert in numerous mainstream media publications (e.g. here is Lorne Marr's interview in Toronto Star), to get his view on mortgage insurance and if it is a good idea.

All Mortgage brokers must have a license from the Financial Services Commission of Ontario (FSCO) in order to run a business as a broker.

To become a mortgage broker in Sault Ste. Marie, you need a license from the Financial Services Commission of Ontario.

Everyone that claims to be a mortgage broker must present a valid license from the Financial Services Commission of Ontario (FSCO)

Grand Capital, a Seychelles - based forex, CFD and binary options broker, will be seeking a license from the Cyprus Securities and Exchange Commission (CySEC), the broker's CEO Stanislav Vaneev told the site Finance Magnates.

Commodities brokers are different from stock brokers and many stock brokers are not licensed to buy or sell commodities.

Anyone who hopes to become a mortgage broker in Stouffville must have a license from the Financial Services Commission of Ontario in order for them to do business as brokers.

The FSA require regular reporting from their licensed brokers, who must maintain transparency and fair - trading standards at all times — a veritable haven for forex traders.

The company is based in Belize, where it received a forex broker license in December 2015 from the International Financial Services Commission (IFSC).

He has a degree in real estate from the University of Georgia, is a licensed broker, has the Graduate, REALTOR ® Institute designation from National Association of Realtors, along with the Residential Management Professional and Master Property Manager designations from National Association of Residential Property Managers.]-RSB-

A loan officer must be registered at the loan officer's principal licensed work location and may then work from any licensed location of the loan broker.

The broker is based in Belize, where it received a forex broker license in December 2015 from the International Financial Services Commission (IFSC).

As of 1 January this year, however, Russia - based forex brokers are required to obtain a license from the central bank in order to operate in the country.

«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act olicense; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act oLicense Act of 1987.

Alpari, a major global broker with licenses in Russia, Belize, SVG and several other countries, said it is changing the trading conditions on the standard.mt5 accounts, starting from...

To serve as a mortgage broker in Oakville, one needs a license from the Financial Services Commission of Ontario (FSCO).

Mortgage brokers must make their way from being mortgage agents, maintaining the license for a couple of years.

Mortgage brokers must have a license from the Financial Services Commission of Ontario.

We have compiled an extensive database of mortgage professionals from all aspects of the mortgage lending field including certified loan officers and national mortgage bankers, licensed mortgage brokers and advisory mortgage planners, underwriting analysts, closing agents, credit managers, jumbo mortgage experts, reverse mortgage advisors, home equity consultants, loan originators, real estate attorneys, government officials and other providers for our industry.

In the overcrowded world of forex brokerage, many of which are either unregulated or are registered under weak regulatory bodies, the brokers that stand out are those that make the effort to obtain licenses from legitimate financial authorities such as the FCA.

XTrade, a forex broker regulated in Cyprus, Belize and Australia, obtained a license from South Africa's Financial Service Board (FSB), claim media reports.

Fibo Gorup is an offshore forex broker with licenses from the offshore Financial Services Commission (FSC BVI) and CySEC, as FIBO Group Holdings Ltd..

This past week Australia's securities regulator halted Interactive Brokers from trading currencies because they did not have the appropriate licensing to do so.

Currently only one Russia - based forex broker — Finam — holds a license from the Bank of Russia.

Australian binary options traders have the possibility to choose from many ASIC regulated binary options brokers that have a legit Australian license.

Cook County's ordinance requires pet stores to source dogs, cats, and rabbits from municipal - run (federal, state, or local) animal shelters, rescue organizations, or breeders that meet certain restrictions, specifically, those that hold a Class A USDA license (i.e., no brokers) or possess five or fewer breeding females.