Sentences with phrase «licensed brokers who»

(b) Previously licensed brokers who have been unlicensed for more than five (5) years are no longer eligible for education waivers and will be required to qualify for licensing by:

Please contact one of our licensed brokers who can explain more in - depth on how the commodity markets work, and determine if you are suitable to trade these fast paced markets.

As of Tuesday, Zenefits employed 250 licensed brokers who hold an estimated 10,000 state licenses.

Nunan is a licensed broker who holds the Senior Certified Relocation Professional (SCRP) and Senior Global Mobility Specialist (SGMS) designations.

8 DOS 93 Matter of Cruz - licensed broker who conducts brokerage on behalf of unlicensed corporation violates RPL § § 440 - a and 441 (1)(a)

Not exact matches

You can navigate the process with the help of an insurance broker, or independent agent, who is a licensed individual representing a small business owner and works on commission or a for a service fee.

There are plenty of other regulated and licensed binary options brokers who can assist you in earning a legitimate profit.

(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and

who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;

And take it from us, the Cyprus Securities Exchange Commission does not just give a license to every broker who asks for it, only the most credible meet the cut.

In most cases, the Cyprus Securities and Exchange Commission [CySEC] is the main regulator for brokers who are licensed to trade in the European Union.

Traders in the United Kingdom have the leeway to engage any brokers of their choice.The problem is that there will be no legal recourse if they trade with a broker who is not licensed in the EU.

Brokers who break these regulations end up facing profound fines, and even suspension of their licenses, that could very glowing end their business.

For anyone who is thinking about BDSwiss as a potential platform, you have to know that the broker is a Cyprus investment company licensed by the Cyprus Securities and Exchange Commission as mentioned above, with the number 199/13.

Nick Confessore reports that John Sampson, the State Senate leader, performed legal work for Edul Ahmad, a Queens real estate broker who was being investigated by state authorities on allegations of fraud and predatory lending, and was disciplined for acting as a notary for the broker after his notary license had expired, according to state documents.

One last point: Overdrive, Netlibrary and others (aggregators of content who broker licenses on behalf of libraries) are not the answer.

The software is licensed to FX brokers who in turn provide the software to their clients, the software used to see live streaming prices and charts as well as to execute trades and manage accounts.

(B) «Credit repair services organization» does not include: (i) Any person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States; (ii) Any bank or savings and loan institution whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Savings Association Insurance Fund of the Federal Deposit Insurance Corporation; (iii) Any nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986; (iv) Any person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (v) Any person licensed to practice law in this state if the person renders services within the course and scope of his or her practice as an attorney; (vi) Any broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission if the broker - dealer is acting within the course and scope of those regulatory agencies; or (vii) Any consumer reporting agency as defined in the federal Fair Credit Reporting Act (15 U.S.C. 1681 - 1681t).

There are some licensed brokers like Anyoption who can be trusted and relied upon.

The advertisement and the loan products offered here are from third parties who are licensed or exempt mortgage lenders or mortgage brokers.

With its one - on - one support system, which is monitored by licensed brokers, it's also popular with consumers who are interested in investing money but would prefer to be guided by a professional with expertise in trading.

You can trade with local brokers who are licensed by the SCA, or you can trade with licensed offshore brokers that offer their services to Dubai citizens and residents.

Stocks can be bought and sold by using a licensed brokerage firm or an individual broker who makes the trade.

Mortgage brokers are licensed third parties who are paid to help people find mortgage lenders and make it through the application process.

(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.

I interviewed a licensed life insurance broker Lorne Marr from LSM Insurance, who is often quoted as an industry expert in numerous mainstream media publications (e.g. here is Lorne Marr's interview in Toronto Star), to get his view on mortgage insurance and if it is a good idea.

Anyone who is interested in becoming a mortgage broker must start out as an agent and maintain their license for a couple of years.

Anyone who hopes to become a mortgage broker in Stouffville must have a license from the Financial Services Commission of Ontario in order for them to do business as brokers.

Investors in Estonia looking for a reputable broker should always seek brokers who are licensed and regulated by the EFSA to ensure maximum protection.

Although licensing and regulation are not mandatory in Estonia, it is still recommended investors choose brokers who are.

The FSA require regular reporting from their licensed brokers, who must maintain transparency and fair - trading standards at all times — a veritable haven for forex traders.

A bond broker is someone who is licensed or registered to buy and sell bonds for institutional or individual investors.

Credit providers and brokers that are not licensed (or are not an authorised representative of someone who is licensed) are operating illegally in Australia.

All credit providers and brokers must be licensed with ASIC or be an authorised representative of someone who is licensed.

Since we're licensed mortgage brokers to begin with, We know who to talk to, what to say, how to say it and when to say it.

A licensed loan broker may conduct business only through a loan officer who possesses a current, valid registration.

(viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.

«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act olicense; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act oLicense Act of 1987.

This loophole has resulted in those who were stripped of broker's licenses because of abusive lending practices getting right back into the industry, however.

Anyone who wants to engage in credit activities (including brokers) must be licensed with ASIC or be an authorised representative of someone who is licensed.

Rather than qualifying for the higher, posted rate, these buyers could qualify for the loan based on the much lower discounted rates, explained Calum Ross, a Toronto - based independent mortgage broker, who works with high net worth clients as a dually licensed wealth advisor (with his MBA) and mortgage broker.

Independent mortgage brokers are licensed mortgage specialists who have access to multiple lenders and mortgage rates.

Only people who have maintained a mortgage agent license for two years can sit the Mortgage Broker Education Program, which qualifies them for a mortgage broker license.

Broker (Real Estate) A person who has a real estate broker's license, who may not only make real estate transactions for others in exchange for a fee, but also may operate a real estate business and employ salespersons and other brokers.

You can also search for any disciplinary sanctions against a broker who may sell a 529 savings plan product, as well as information about his or her professional background and registration and licensing status, on Investor.gov.

All credit providers and credit assistance providers (such as brokers) must be licensed with ASIC or be an authorised representative of someone who is licensed.

Japan's watchdog, the Financial Services Agency (FSA), has added yet another forex broker to its warning list of financial service providers who do not have license to operate...

d. Any licensed real estate agent or broker who is performing those activities subject to the regulation of the North Carolina Real Estate Commission.

A person who meets the requirements of G.S. 53 ‑ 243.05 (c) and who agrees to be primarily responsible for the operations of a licensed mortgage broker or mortgage banker.

The Financial Services Commission of Ontario issues a mortgage broker's license to people who meet all the requirements.