Sentences with phrase «licensed financial authorities»
Some firms are real anal about it, wanting signed signed statements from «licensed financial authorities», but others can be as lax as relying on a screenshot show the total of all your accounts at Personal Capital, etc..
https://www.financialsamurai.com/ Not exact matches
It was the first Bitcoin outfit to earn an electronic money license from the UK's Financial Conduct Authority.
MicroVentures Marketplace Inc., recently obtained its Financial Industry Regulatory Authority (FINRA) independent Broker / Dealer license, becoming the very first company to obtain a license for online peer - to - peer private placement investments.
Quoting unnamed sources, Nikkei reported that the Financial Services Authority (FSA) was planning to issue a warning against Binance, the Hong Kong - based exchange that was operating in the country without a license.
The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.
The UK cryptocurrency community is calling on the Government and the Financial Conduct Authority to toughen up rules governing the trading of virtual currencies and to issue licenses to firms which demonstrate compliance.
(i) persons who are licensed in the securities industry (such as a registered broker or investment adviser) with the Securities and Exchange Commission (the «SEC»), the Financial Industry Regulatory Authority («FINRA»), or the securities division of a state or an equivalent state division; and
who is a licensed or registered as a broker investment adviser with the Securities and Exchange Commission (SEC), the Financial Industry Regulatory Authority (FINRA), or a state level equivalent division;
Agreement between Barclays and Coinbase helped by the fact that the exchange had also received this week a license for electronic money by the British Financial Conduct Authority (the British counterpart of the Polish Commission for Financial Supervision).
In 2015, the authority issued 21 banking licenses to companies wishing to leverage technology to provide financial services to the unbanked and underbanked.
is licensed as a Capital Market Services provider and an Exempt Financial Advisor, and is supervised by the Monetary Authority of Singapore.
is licensed by the Dubai Financial Services Authority as a Category 4 financial services firm (Registration number:Financial Services Authority as a Category 4 financial services firm (Registration number:financial services firm (Registration number: CL0820).
Crowdo is proudly licensed / registered with the Monetary Authority of Singapore, Financial Services Authority of Indonesia and the Securities Commission of Malaysia
The Plus 500 UK Ltd. is a completely authorized and regulated trading company that has been licensed by the FRN Financial Conduct Authority 509909.
The Monetary Authority of Singapore overlooks the operations and trading of the financial instrument in the country, however, there is a definite scarcity of licensed broker in the country.
He holds Series 7 and 63 licenses from the Financial Industry Regulatory Authority (FINRA).
Skrill is licensed and regulated by Financial Conduct Authority (FCA).
While managing the Australian Financial Services Licence, she also oversees compliance matters for Asia Pacific, and managed the securing of ThinkMarket's license from the UK's Financial Conduct Authority.
This document is being distributed by the following Allianz Global Investors companies: Allianz Global Investors U.S. LLC, an investment adviser registered with the U.S. Securities and Exchange Commission; Allianz Global Investors GmbH, an investment company in Germany, authorized by the German Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin); Allianz Global Investors Asia Pacific Ltd., licensed by the Hong Kong Securities and Futures Commission; Allianz Global Investors Singapore Ltd., regulated by the Monetary Authority of Singapore [Company Registration No. 199907169Z; Allianz Global Investors Japan Co., Ltd., registered in Japan as a Financial Instruments Business Operator [Registered No.
Saxo Bank A / S is licensed by the Danish Financial Supervisory Authority and as such is subject to both Danish and EU regulations governing financial instFinancial Supervisory Authority and as such is subject to both Danish and EU regulations governing financial instfinancial institutions.
Japanese Financial Authority Inspecting 32 Cryptocurrency ExchangesBefore Friday, the FSA has never revealed the names of the companies that have applied for a license and are under review.
Cryptocurrency exchange Coinbase has been granted an e-money license by the UK's Financial Conduct Authority (FCA).
Wells Fargo Advisors is registered with the U.S. Securities and Exchange Commission and the Financial Industry Regulatory Authority, but is not licensed or registered with any financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo Financial Industry Regulatory Authority, but is not licensed or registered with any financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo Authority, but is not licensed or registered with any financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo financial services regulatory authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo authority outside of the U.S. Non-U.S. residents who maintain U.S. - based financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo financial services account (s) with Wells Fargo Advisors may not be afforded certain protections conferred by legislation and regulations in their country of residence in respect of any investments, investment transactions or communications made with Wells Fargo Advisors.
The NCA letter dated February 4, 2016, observed with concern and displeasure the continuous failure on the part of Glo Mobile Ghana to meet its financial obligations to the Authority with respect to invoices on «Surrender Portion for international incoming Traffic «as per the Electronic Communications (Amendment) Act, 2009, Act 786, international Gateway Renewal License, Regulatory Fees, Annual Fee for usage of Microwave Link frequencies and penalties for QoS infractions indebtedness to the NCA.
Running an eye down the list of local authority staff with powers of entry, we find three licensing officials in Barnet; 19 staff empowered to deal with noise and pollution in Islington; 22 trading standards bods in Buckinghamshire; one accredited financial investigator in Norfolk; a contaminated land officer in Blackpool; 31 mental health professionals in Cornwall; and about 19,000 others lurking elsewhere.
Forex Capital Markets Limited is a UK investment firm licensed by the Financial Conduct Authority under registration number 217689.
The Swissquote Group is headquartered in Switzerland and holds a bank license issued by the Swiss Financial Market Supervisory Authority (FINMA).
It holds a banking license from Denmark's Financial Supervisory Authority (FSA).
Saxo Bank holds a banking license from Denmark's Financial Supervisory Authority (FSA) and acts as a brokerage firm and a market maker, offering trading in more than 30 000 instruments, including currency pairs, binary options, contracts for difference (CFDs), stocks, futures, and bonds through its proprietary online trading platform.
The Malta Financial Services Authority (MFSA) has published a warning that Atlas Capital Financial Servivces, owner of the forex broker ACFX has been stripped of its Cyprus license...
Individuals can have trades done either through a registered representative (a licensed Financial Industry Regulatory Authority broker) or make trades without a broker through an online brokerage trading firm.
The broker is licensed by the financial markets authorities of Belize, United Arab Emirates and Belarus.
In terms of regulatory oversight, Binary.com is regulated by the Malta Financial Services Authority as a Category 3 Investment Services provider under the license number IS / 70156.
You want to know that your potential broker has experience investing for clients in the type of bonds you are most interested in, and is registered with the U.S. Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) and is licensed to do business in your state.
XM UK is authorized and regulated by the Financial Conduct Authority (reference number: 705428), XM Australia is licensed by the Australian Securities and Investment Commission (reference number: 443670), XM Global is regulated by the IFSC (60 / 354 / TS / 17) and XM Cyprus is regulated by the Cyprus Securities and Exchange Commission (reference number: 120/10).
Licensed by: DE as a Lender by the Office of the State Bank Commissioner (011603); DC as a Dual Authority Mortgage Lender by the Department of Insurance, Securities and Banking (MLB2884); FL as a Mortgage Lender by the FL Office of Financial Regulation (MLD1088); MD as a Mortgage Lender by the Dept. of Labor, Licensing & Regulation (06 - 4989); licensed by the N.J. Department of Banking and Insurance (2884); PA as a Mortgage Lender by the Dept. of Banking & Securities (45078); VA as a Lender and Broker by the State Bank Commissioner (MC1278); and WV as a Mortgage Lender by the WV Division of Financial Institutions (ML -Licensed by: DE as a Lender by the Office of the State Bank Commissioner (011603); DC as a Dual Authority Mortgage Lender by the Department of Insurance, Securities and Banking (MLB2884); FL as a Mortgage Lender by the FL Office of Financial Regulation (MLD1088); MD as a Mortgage Lender by the Dept. of Labor, Licensing & Regulation (06 - 4989); licensed by the N.J. Department of Banking and Insurance (2884); PA as a Mortgage Lender by the Dept. of Banking & Securities (45078); VA as a Lender and Broker by the State Bank Commissioner (MC1278); and WV as a Mortgage Lender by the WV Division of Financial Institutions (ML -licensed by the N.J. Department of Banking and Insurance (2884); PA as a Mortgage Lender by the Dept. of Banking & Securities (45078); VA as a Lender and Broker by the State Bank Commissioner (MC1278); and WV as a Mortgage Lender by the WV Division of Financial Institutions (ML - 34657).
Skrill is licensed and regulated by Financial Conduct Authority (FCA).
It also subsequently obtained a license from the Caribbean Financial Services Authority.
In the overcrowded world of forex brokerage, many of which are either unregulated or are registered under weak regulatory bodies, the brokers that stand out are those that make the effort to obtain licenses from legitimate financial authorities such as the FCA.
This means that its first financial regulatory authority is its license under the International Business Companies Act of Saint Vincent and Grenadines.
Mr. McPherson's professional licenses and registrations also include: Life and Health Insurance and Variable Annuities license with the State of Florida and a Series 6 and 7 registrations with FINRA (Financial Industry Regulatory Authority) formerly the NASD.
Admiral Markets AS is regulated by the Estonian Financial Supervision Authority (EFSA): License № 4.1 - 1 / 46.
Admiral Markets AS is authorised and regulated by the Estonian Financial Supervision Authority (EFSA)-- activity license number 4.1 - 1 / 46.
If the Administrator finds that the financial responsibility, experience, character and general fitness of the applicant are such as to warrant belief that the business will be operated pursuant to the Credit Services Organization Act and rules promulgated pursuant thereto, the Administrator shall grant the application and issue to the applicant a license which will evidence his authority to do business under the provisions of the Credit Services Organization Act.
No such company is licensed by the UK Financial Conduct Authority (FCA).
New Zealand's Financial Markets Authority (FMA) has announced that businesses selling short - duration derivatives, such as binary options and contracts - for - difference (CFD), will need to be licensed in the country.
TheJudge is the original Broker Member of the Association of Litigation Funders in the UK, is authorised and regulated by the UK Financial Conduct Authority and is a licensed surplus / excess lines insurance producer.
His past experience and training as an investment advisor representative and general securities representative (Series 7 and Series 66 licensed) through the Financial Industry Regulatory Authority (FINRA) enables him to better serve his clients in a neutral capacity.
Securities, including licensing and compliance with the Financial Industry Regulatory Authority (FINRA) and the Utah Uniform Securities Act;
Addleshaw Goddard (GCC) LLP is a limited liability partnership incorporated in the Qatar Financial Centre (QFC No. 00174) and licensed by the Qatar Financial Centre Authority.