Sentences with phrase «licenses brokerage firms»

This department licenses brokerage firms and investigates charges against brokers.
Stocks can be bought and sold by using a licensed brokerage firm or an individual broker who makes the trade.
A brokerage account is an agreement between you and a licensed brokerage firm that enables you to create an account with the brokerage, deposit funds, place investment orders and earn income from the capital gains arising thereof.
WASHINGTON — Coinbase, a leading cryptocurrency firm, has approached U.S. regulators about registering as a licensed brokerage firm and electronic - trading venue, a move that comes as regulators have waged an aggressive campaign to supervise the fledgling industry.
Coinbase, a leading cryptocurrency firm, has approached U.S. regulators about registering as a licensed brokerage firm and electronic - trading venue, according to people familiar with the matter.
Templum LLC operates a licensed brokerage firm and alternative trading system and plans to offer startups a platform for selling regulated tokens as well as a market for trading them.
By becoming a licensed brokerage firm, however, Coinbase is likely hoping to increase the number of currencies it can offer while also staying on the right side of the law.
The Wall Street Journal has reported that Coinbase, one of the world's largest cryptocurrency exchanges, has reached out to the United States Securities and Exchanges Commission regarding registration as a licensed brokerage firm.
© 2015 Sierra Sotheby's International Realty Sierra Sotheby's International Realty is a licensed brokerage firm in the state of California.

Not exact matches

The awards, which is in its sixth edition, will assess the performance of twenty - two (22) brokerage firms and One hundred and fifteen (115) investment advisory firms duly licensed by...
Saxo Bank holds a banking license from Denmark's Financial Supervisory Authority (FSA) and acts as a brokerage firm and a market maker, offering trading in more than 30 000 instruments, including currency pairs, binary options, contracts for difference (CFDs), stocks, futures, and bonds through its proprietary online trading platform.
Individuals can have trades done either through a registered representative (a licensed Financial Industry Regulatory Authority broker) or make trades without a broker through an online brokerage trading firm.
AAG Residential Services, Inc. (AAGRS) is a licensed real estate brokerage firm and a subsidiary of American Advisors Group (AAG)-- the nation's # 1 Home Equity Conversion Mortgage (HECM) lender.
Additionally, the firm engaged in talks with the U.S. regulators on registering as a licensed brokerage and electronic trading firm.
Firms with only one office, typically with 2 full - time licensed agents, had a median brokerage sales volume of $ 4.3 million in 2016, compared to $ 4.5 million in 2015.
The brokerage's property services include resale, new developments and land assembly, and the firm is licensed for rental property management.
Large firms, those with four or more offices and typically with 81 full - time licensed agents, had a median brokerage sales volume of $ 235.0 million in 2016, compared to $ 203.8 million in 2015.
FADLEY: We've steadily built up our corporate relationships to where we have licensing agreements with most of the largest brokerage firms.
A revised Residential Agreement to Buy or Sell form issued by the Louisiana Real Estate Commission now requires licensees to provide license numbers and brokerage firm names and license numbers.
c. if the firm does not hold a real estate brokerage license for the jurisdiction in which the property is located, the regulatory jurisdiction (s) in which the firm does hold a real estate brokerage license.
Pursuant to South Carolina Real Estate License Law in S.C. Code of Laws Section 40-57-370, a real estate licensee is required to provide you a meaningful explanation of agency relationships offered by the licensee's brokerage firm.
Whether it be the one year statute of limitations on RESPA violations (most laws have a 6 year statute of limitations) or states that legalized the price fixing of buyer broker fees, the fact is that there are an unreasonably large number of anti-consumer laws that serve to abrogate common law rights and manipulate licensing and regulatory laws to protect brokerage firms from consumer legal actions.
But, depending on the real estate license laws in your state, and your status with the brokerage firm, the manner in which this situation is handled will vary.
These forty plus licensed and certified local real estate investors coaches, who are a part of a real estate investor friendly brokerage firm, guide our new and experienced real estate investor members through every step of successful real estate investing, such as: Rehabbing Houses for Quick Profits, Quick Cash Real Estate House Flipping, Making Money from DC Maryland Virginia Foreclosures, Learning how to do creative real estate investing such as Subject to and Lease Option Real Estate Investing, Making the transition from single family houses into commercial property investing, How to Buy and Hold for long term profits and tax sheltering, How to use Self - Directed IRA's to create tax - free income for life, Understanding Crowd funding to raise money for real estate investing, Apartment house real estate investing, Self - Storage real estate investing, Getting into your first commercial office deal.
Miller v. Bryce Real Estate (198 A.D. 2d 589) summary judgment properly denied prior to discovery against brokerage firm and purchaser for non-disclosure and fraudulent acts where property promptly relisted and sold at profit; no course of action for quadruple damages under RPL § 442 - e (3) as broker was licensed; sanctions awarded for frivolous litigation practices.
Matthew Slutsky, president of real estate marketing firm BuzzBuzzHome, which published a blog Friday about Zoocasa's move to obtain a brokerage license in Ontario, said «it's like a backdoor to get this information.»
The data relating to real estate for sale on this website appears in part through the BRIGHT Internet Data Exchange program, a voluntary cooperative exchange of property listing data between licensed real estate brokerage firms in which participates, and is provided by BRIGHT through a licensing agreement.
CPN licenses leading brokerage firms, enabling them to manage and fulfill Carrington's institutional real estate needs.
(AAGRS) is a licensed real estate brokerage firm and a subsidiary of AAG — the nation's # 1 Home Equity Conversion Mortgage (HECM) lender.
9 DOS 94 Matter of DOS v. Shane - motion for pre-hearing discovery beyond SAPA 401 (6) is denied; rules re: subpoenas in administrative proceedings reiterated; proper procedure of reserving right to file post-hearing memorandum of law; MLS form listing agreements are acceptable; individual license not sufficient to allow acting as representative of corporate licensee - need affiliated license; agreements procured by individual acting under name of firm but without affiliated license are illegal and unenforceable - no brokerage fee can be claimed; misrepresentation and execution of unauthorized extension; misrepresentation of law (distinction between canceling agency authority and abiding contract rights); RPL § 443 controls the disclosures required of licensees; subsequently licensed corporation not vicariously liable; failure to provide copy of agreement (19 NYCRR 175.12); inadvertence considered in determining penalty
* The Land Leader, LLC, is not acting as a licensed real estate brokerage firm.
«Oftentimes, they can help you gauge whether or not a smaller home remodeling project [such as wallpapering or painting] is worth the investment, as well as how to incorporate the design into the home,» explains Ronnie Tal, a licensed real estate salesperson at New York City — based real estate brokerage firm Charles Rutenberg.
After becoming a licensed Florida real estate broker in 2006, the University of Hawaii graduate started his own full - service boutique brokerage firm and consequently closed more than $ 90 million in commercial and residential real estate transactions, including vacant land, office buildings, luxury vacation homes and Disney Vacation Club timeshare.
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