Sentences with phrase «like unauthorized trading»
Every big Wall Street firm has an extensive compliance program, with elaborate protocols and training programs designed to make sure investment bankers, stockbrokers and bond traders understand the rules around no - nos like unauthorized trading, money laundering and terrorist financing.
https://www.thestreet.com/ Not exact matches
It can't be done by any unauthorized person, as it's only authorized to a few designated importers like banks, who trade it with several dealers, including their margin so that they can recoup the spent on importing gold into Delhi.