Sentences with phrase «little trading in the securities»

The obligations are difficult to trade, partially because there are few who traffic in the securities, and there is often little trading in the securities to validate the pricing levels that the hedge fund use to calculate their valuations each evening.

Not exact matches

The SEC, the top securities regulator in the United States, has little authority over privately held companies, which unlike publicly traded companies do not have to register or file financial information with the agency regularly.

I'll look for my entry point a little later on,» and frequently, you'll find securities that are showing that type of a trend, a very clear uptrend, sell off after earnings, giving you a nice, tight window, maybe a month or two where you have another opportunity to step in and trade it in advance of earnings.

Aside from the obvious risk of the securities in your ETF dropping in value (which is beyond our scope of superpowers to stop), the remaining concerns can be washed away with a little discretion and trading temperance on your part.

I take it that an objective in management of Index Funds and also Index ETFs is to have as little trading in the underlying securities take place as possible, at least to the extent that the trading would be driven by market «noise» such trading would add to expenses of the funds and possibly capital gains again Gus Sauter's proprietary stuff?

And just to be a little cynical & sinister here, actual prosecutions remind me of security theatre — in this instance, let's call it litigation theatre, a diversion of the suckers» taxpayers» attention away from the really criminal insider trading.

While the Chinese government has injected liquidity, suspended trading in almost half of the listed equities and encouraged pension funds to buy securities, these actions have done little to stem the decline as investors «panic sell» in a rush to safety.

Rep. Vic Snyder (D - Arkansas), who represents Little Rock and much of Pulaski County, was the only member of his State's delegation to vote for the American Clean Energy and Security Act, cap - and - trade legislation that passed through the House of Representatives in late June, and he has been hammered over the airwaves by utilities, agriculture interests, and political opponents ever since.

The policy rationale for these rules is clear: There is no reason for Canadian rules and regulators to be involved in trades where there is minimal connection to Canada and little or no likelihood of a market for the securities here.