Sentences with phrase «lodged against the broker»
In that process, you'll want to check any fees linked to futures trading, any complaints lodged against the broker, and its track record in generating clean, fair stock index future trades.
https://www.thebalance.com/ Not exact matches
Provide information about a broker - dealer's prior run - ins with regulators, serious complaints that may have been lodged against them, their educational background and their work history;
The system permits a policyholder to lodge a complaint against an insurance company, insurance broker, or a mediator, and receives updates on the status of complaint made.
Keys to the Lake Lodging Co., LLC («Buyer's Representative») filed a notice of broker's lien right against those units and mailed a copy to the Seller, claiming a commission from those transactions.