Sentences with phrase «m shares registered»

Not exact matches

The Company's transfer agent will send registered owners of common shares a share certificate or DRS advice which will represent the additional number of common shares to be received as a result of the forward split.
If you are a beneficial owner of shares held in street name, you can contact the organization that holds your shares for information about how to register your shares directly in your name as a shareholder of record.
U.S. holders of registered shares of Actelion (Actelion Shares) are encouraged to consult with their own Swiss advisors regarding the shares of Actelion (Actelion Shares) are encouraged to consult with their own Swiss advisors regarding the Shares) are encouraged to consult with their own Swiss advisors regarding the Offer.
Trade in shares of any US registered investment company sponsored by FTI that is substantially similar to the Fund.
If you are not a registered stockholder, please understand that IBM does not know that you are a stockholder, or how many shares you own.
If you are a stockholder of record and your shares are registered in more than one name, you will receive more than one Notice of Internet Availability or proxy card.
However, if you live in California and your shares are registered directly in your name on Wells Fargo's stock records, this year you will receive printed proxy materials regardless of your preference to receive these materials electronically.
The Series E round is led by asset management firm Old Mutual Global Investors, and Silicon Valley VC firm IVP, and I understand also includes some secondary share dealings, meaning that not all of the cash will register on its balance sheet.
DALLAS, April 4, 2018 / PRNewswire / — NexPoint Capital, Inc. (the «Company»), a non-traded publicly registered business development company and affiliate of Highland Capital Management, L.P., today announced the expiration and final results for its tender offer (the «Tender Offer») for up to 2.5 % of its outstanding common stock («Shares») at a price of $ 9.89 per Share (an amount equal to the price at which Shares were issued pursuant to the...
Wells Fargo Shareowner Services, our transfer agent, will send a one - page E-Proxy Notice to stockholders whose shares are registered directly in their names on Wells Fargo's stock records.
MEMBERSHIP: Membership in the Alliance has always been free - however, registered Members agree to assist other Members in their business development goals where possible by sharing information and making connections.
Independent, quantitative and thoroughly documented software for the analysis of the preferred share market, fully customizable to institutional portfolios and producing precise trading recommendations is now available to registered ICPM's and IDA Members.
If you vote by proxy card or voting instruction card and sign the card without giving specific instructions, your shares will be voted in accordance with the recommendations of the Board (FOR all of HP's nominees to the Board, FOR ratification of the appointment of HP's independent registered public accounting firm, FOR the approval of the compensation of HP's named executive officers, FOR the approval of an annual advisory vote on executive compensation, FOR the Hewlett - Packard Company 2011 Employee Stock Purchase Plan and FOR the approval of an amendment to the Hewlett - Packard Company 2005 Pay - for - Results Plan to extend the term of the plan).
If you sell shares of a Franklin Templeton fund that were held indirectly for your benefit in an account with your investment representative's firm or your bank's trust department or that were registered to you directly by the Fund's transfer agent (or, to an affiliated custodian or trustee of the Fund's transfer agent), you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial sales charge.
Cumulative quantity discount eligible shares are Franklin Templeton Fund shares registered to (or held by a financial intermediary for):
Following the expiration of the lock - up agreements referred to above, stockholders owning an aggregate of up to 248,396,604 shares of our Class B common stock (including shares issuable pursuant to the exercise of warrants to purchase shares of our capital stock that were outstanding as of September 30, 2015) can require us to register shares of our capital stock owned by them for public sale in the United States.
A trustee / custodian of an IRA (which includes a Roth IRA and an employer sponsored IRA such as a SIMPLE IRA) or your non-ERISA covered 403 (b), if the shares are registered / recorded under your or a Family Member's Social Security number;
If your Shares are registered in your name and you received your proxy materials by mail, you should bring the proxy statement you received in the mail or the proxy card that you received in the mail (or, if you have already completed and returned your proxy card, the top part of the proxy card marked «keep this portion for your records») to the 2015 Annual Shareholders» Meeting.
If your shares are registered directly in your name with the Company's transfer agent, American Stock Transfer & Trust Company, you are considered, with respect to those shares, the «stockholder of record.»
We are not registered financial advisers or planners but we do have a lot of collective wisdom to share.
If you return your signed proxy card or vote by proxy over the Internet but do not mark the boxes showing how you wish to vote, your shares will be voted FOR the election of the director nominees named in this proxy statement, FOR the ratification of the appointment of our independent registered public accounting firm, FOR the amendment of the 2004 Plan, and in the discretion of the proxy holders for any other matter that may properly come before the Annual Meeting.
Therefore, if your Shares are not registered in your name and you do not provide instructions to the record holder of your Shares regarding these proposals, a broker non-vote as to your Shares will result with respect to these proposals.
And, unlike hedge funds, liquid alternative funds must adhere to the same regulatory requirements as US - registered mutual funds, sharing information that private placements are not required to disclose.
The distinction is they are «public» to the extent they are registered with the SEC, so the public can view their offering, but they do not trade on the open market as do the public REIT shares you purchase from an investment broker.
Yet to the degree that there are many in the markets who share a similar line of thinking, it's worth registering that if you own gold, this profile and argument is essentially what you're betting against.
A new security had to be jointly defined by the company and the SEC and then registered by Lending Club with the SEC (i.e. just like registering shares for an IPO).
We are a family of two companies — Financial Sense ® Advisors, Inc. (Registered Investment Advisor), Financial Sense ® Securities, Inc. (broker / dealer, member FINRA / SIPC) both sharing the same goal: to provide exceptional asset management and educational resources that help investors seek to build, maintain and preserve their wealth.
We intend to file one or more registration statements on Form S - 8 under the Securities Act to register all shares of Class A common stock (i) subject to outstanding stock options granted in connection with this offering, (ii) issued or issuable under our stock plans and (iii) issued to the Former UAR Plan Participants.
However, the shares registered on Form S - 8 will not be eligible for resale until expiration of the lock - up agreements and market standoff provisions to which they are subject.
Upon completion of this offering, stockholders owning an aggregate of shares will be entitled, under contracts providing for registration rights, to require us to register shares of our common stock owned by them for public sale in the United States.
Our amended and restated bylaws further provide that no shares of our common stock will be registered on the foreign stock record if the amount so registered would exceed the foreign ownership restrictions imposed by federal law.
We intend to file a registration statement on Form S - 8 under the Securities Act as promptly as possible after the completion of this offering to register shares that may be issued pursuant to our equty incentive plans.
Our amended and restated bylaws further provide that no shares of our capital stock will be registered on the foreign stock record if the amount so registered would exceed the foreign ownership restrictions imposed by federal law.
Some of the rules that were outlined include requiring such services to share their data with local transport officials, signing up their drivers on labor contracts, insuring both the cars and the passengers and registering their cars as taxi services.
If your shares are registered directly in your name on Wells Fargo's records, please follow these instructions:
Registered shareholders are reminded that they must complete, sign and return a Letter of Transmittal and Election Form with their share certificate (s) to Equity Financial Trust Company, as depositary, by the election deadline.
If you receive more than one proxy card or voting instruction form that means your shares are registered differently and are held in more than one account.
verifying your name and stock ownership against our list of registered stockholders, if you are the record holder of your shares;
If you hold your shares in street name and you do not instruct your bank or broker how to vote your shares, your broker may vote your shares in its discretion on the ratification of the appointment of the independent registered public accounting firm, but will not be allowed to vote your shares on any of the other proposals.
Subject to the lock - up agreements described above, other contractual lock - up obligations set forth in the grant agreements under each such plan and any applicable vesting restrictions, shares registered under these registration statements will be available for resale in the public market immediately upon the effectiveness of these registration statements, except with respect to Rule 144 volume limitations that apply to our affiliates.
Our amended and restated certificate of incorporation provides that no shares of our capital stock may be voted by or at the direction of non-U.S. citizens unless such shares are registered on a separate stock record, which we refer to as the foreign stock record.
Once we register and issue these shares, they can be freely sold in the public market upon issuance, subject to the lock - up agreements.
If you are a registered holder, Wells Fargo will then mail you a direct registration account statement that reflects your shares of Hewlett Packard Enterprise common stock.
If your shares are registered directly in your name with the Company's transfer agent, Computershare Investor Services, LLC («Computershare»), you are considered the shareholder of record with respect to those shares, and the Notice was sent directly to you by the Company.
I am currently a registered holder (i.e. I hold Eldorado shares in certificate format in my own name) but would like to become a beneficial holder (i.e. hold Eldorado shares in electronic format via a broker).
I am currently a beneficial holder (i.e. I hold Eldorado shares in electronic format via a broker) but would like to become a registered holder (i.e. hold Eldorado shares in certificate format in my own name).
Compliance really isn't that big a deal — it should be possible to securitize and sell shares in a ham sandwich as long as you registered the securities and traded them on a national securities exchange.
If your shares of the stock are registered in a name other than your own (e.g., in the name of a brokerage), you may have to re-register the shares in in your own name to complete the enrollment.
Most DRIPs require that the investor be a current shareholder and that the shares owned are registered in the investor's name.
An S - 3 registration entitles investors to demand that a company register their shares on a Form S - 3 registration statement.
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