Not exact matches
The Company's transfer agent will send
registered owners of common
shares a
share certificate or DRS advice which will represent the additional number of common
shares to
be received as a result of the forward split.
If you
are a beneficial owner of
shares held in street name, you can contact the organization that holds your
shares for information about how to
register your
shares directly in your name as a shareholder of record.
U.S. holders of
registered shares of Actelion (Actelion Shares) are encouraged to consult with their own Swiss advisors regarding the
shares of Actelion (Actelion
Shares) are encouraged to consult with their own Swiss advisors regarding the
Shares)
are encouraged to consult with their own Swiss advisors regarding the Offer.
Trade in
shares of any US
registered investment company sponsored by FTI that
is substantially similar to the Fund.
If you
are not a
registered stockholder, please understand that IBM does not know that you
are a stockholder, or how many
shares you own.
If you
are a stockholder of record and your
shares are registered in more than one name, you will receive more than one Notice of Internet Availability or proxy card.
However, if you live in California and your
shares are registered directly in your name on Wells Fargo's stock records, this year you will receive printed proxy materials regardless of your preference to receive these materials electronically.
The Series E round
is led by asset management firm Old Mutual Global Investors, and Silicon Valley VC firm IVP, and I understand also includes some secondary
share dealings, meaning that not all of the cash will
register on its balance sheet.
DALLAS, April 4, 2018 / PRNewswire / — NexPoint Capital, Inc. (the «Company»), a non-traded publicly
registered business development company and affiliate of Highland Capital Management, L.P., today announced the expiration and final results for its tender offer (the «Tender Offer») for up to 2.5 % of its outstanding common stock («
Shares») at a price of $ 9.89 per
Share (an amount equal to the price at which
Shares were issued pursuant to the...
Wells Fargo Shareowner Services, our transfer agent, will send a one - page E-Proxy Notice to stockholders whose
shares are registered directly in their names on Wells Fargo's stock records.
MEMBERSHIP: Membership in the Alliance has always
been free - however,
registered Members agree to assist other Members in their business development goals where possible by
sharing information and making connections.
Independent, quantitative and thoroughly documented software for the analysis of the preferred
share market, fully customizable to institutional portfolios and producing precise trading recommendations
is now available to
registered ICPM's and IDA Members.
If you vote by proxy card or voting instruction card and sign the card without giving specific instructions, your
shares will
be voted in accordance with the recommendations of the Board (FOR all of HP's nominees to the Board, FOR ratification of the appointment of HP's independent
registered public accounting firm, FOR the approval of the compensation of HP's named executive officers, FOR the approval of an annual advisory vote on executive compensation, FOR the Hewlett - Packard Company 2011 Employee Stock Purchase Plan and FOR the approval of an amendment to the Hewlett - Packard Company 2005 Pay - for - Results Plan to extend the term of the plan).
If you sell
shares of a Franklin Templeton fund that
were held indirectly for your benefit in an account with your investment representative's firm or your bank's trust department or that
were registered to you directly by the Fund's transfer agent (or, to an affiliated custodian or trustee of the Fund's transfer agent), you may reinvest all or a portion of the proceeds from that sale within 90 days of the sale without an initial sales charge.
Cumulative quantity discount eligible
shares are Franklin Templeton Fund
shares registered to (or held by a financial intermediary for):
Following the expiration of the lock - up agreements referred to above, stockholders owning an aggregate of up to 248,396,604
shares of our Class B common stock (including
shares issuable pursuant to the exercise of warrants to purchase
shares of our capital stock that
were outstanding as of September 30, 2015) can require us to
register shares of our capital stock owned by them for public sale in the United States.
A trustee / custodian of an IRA (which includes a Roth IRA and an employer sponsored IRA such as a SIMPLE IRA) or your non-ERISA covered 403 (b), if the
shares are registered / recorded under your or a Family Member's Social Security number;
If your
Shares are registered in your name and you received your proxy materials by mail, you should bring the proxy statement you received in the mail or the proxy card that you received in the mail (or, if you have already completed and returned your proxy card, the top part of the proxy card marked «keep this portion for your records») to the 2015 Annual Shareholders» Meeting.
If your
shares are registered directly in your name with the Company's transfer agent, American Stock Transfer & Trust Company, you
are considered, with respect to those
shares, the «stockholder of record.»
We
are not
registered financial advisers or planners but we do have a lot of collective wisdom to
share.
If you return your signed proxy card or vote by proxy over the Internet but do not mark the boxes showing how you wish to vote, your
shares will
be voted FOR the election of the director nominees named in this proxy statement, FOR the ratification of the appointment of our independent
registered public accounting firm, FOR the amendment of the 2004 Plan, and in the discretion of the proxy holders for any other matter that may properly come before the Annual Meeting.
Therefore, if your
Shares are not
registered in your name and you do not provide instructions to the record holder of your
Shares regarding these proposals, a broker non-vote as to your
Shares will result with respect to these proposals.
And, unlike hedge funds, liquid alternative funds must adhere to the same regulatory requirements as US -
registered mutual funds,
sharing information that private placements
are not required to disclose.
The distinction
is they
are «public» to the extent they
are registered with the SEC, so the public can view their offering, but they do not trade on the open market as do the public REIT
shares you purchase from an investment broker.
Yet to the degree that there
are many in the markets who
share a similar line of thinking, it
's worth
registering that if you own gold, this profile and argument
is essentially what you
're betting against.
A new security had to
be jointly defined by the company and the SEC and then
registered by Lending Club with the SEC (i.e. just like
registering shares for an IPO).
We
are a family of two companies — Financial Sense ® Advisors, Inc. (
Registered Investment Advisor), Financial Sense ® Securities, Inc. (broker / dealer, member FINRA / SIPC) both
sharing the same goal: to provide exceptional asset management and educational resources that help investors seek to build, maintain and preserve their wealth.
We intend to file one or more registration statements on Form
S - 8 under the Securities Act to
register all
shares of Class A common stock (i) subject to outstanding stock options granted in connection with this offering, (ii) issued or issuable under our stock plans and (iii) issued to the Former UAR Plan Participants.
However, the
shares registered on Form
S - 8 will not
be eligible for resale until expiration of the lock - up agreements and market standoff provisions to which they
are subject.
Upon completion of this offering, stockholders owning an aggregate of
shares will
be entitled, under contracts providing for registration rights, to require us to
register shares of our common stock owned by them for public sale in the United States.
Our amended and restated bylaws further provide that no
shares of our common stock will
be registered on the foreign stock record if the amount so
registered would exceed the foreign ownership restrictions imposed by federal law.
We intend to file a registration statement on Form
S - 8 under the Securities Act as promptly as possible after the completion of this offering to
register shares that may
be issued pursuant to our equty incentive plans.
Our amended and restated bylaws further provide that no
shares of our capital stock will
be registered on the foreign stock record if the amount so
registered would exceed the foreign ownership restrictions imposed by federal law.
Some of the rules that
were outlined include requiring such services to
share their data with local transport officials, signing up their drivers on labor contracts, insuring both the cars and the passengers and
registering their cars as taxi services.
If your
shares are registered directly in your name on Wells Fargo's records, please follow these instructions:
Registered shareholders
are reminded that they must complete, sign and return a Letter of Transmittal and Election Form with their
share certificate (
s) to Equity Financial Trust Company, as depositary, by the election deadline.
If you receive more than one proxy card or voting instruction form that means your
shares are registered differently and
are held in more than one account.
verifying your name and stock ownership against our list of
registered stockholders, if you
are the record holder of your
shares;
If you hold your
shares in street name and you do not instruct your bank or broker how to vote your
shares, your broker may vote your
shares in its discretion on the ratification of the appointment of the independent
registered public accounting firm, but will not
be allowed to vote your
shares on any of the other proposals.
Subject to the lock - up agreements described above, other contractual lock - up obligations set forth in the grant agreements under each such plan and any applicable vesting restrictions,
shares registered under these registration statements will
be available for resale in the public market immediately upon the effectiveness of these registration statements, except with respect to Rule 144 volume limitations that apply to our affiliates.
Our amended and restated certificate of incorporation provides that no
shares of our capital stock may
be voted by or at the direction of non-U.S. citizens unless such
shares are registered on a separate stock record, which we refer to as the foreign stock record.
Once we
register and issue these
shares, they can
be freely sold in the public market upon issuance, subject to the lock - up agreements.
If you
are a
registered holder, Wells Fargo will then mail you a direct registration account statement that reflects your
shares of Hewlett Packard Enterprise common stock.
If your
shares are registered directly in your name with the Company's transfer agent, Computershare Investor Services, LLC («Computershare»), you
are considered the shareholder of record with respect to those
shares, and the Notice
was sent directly to you by the Company.
I
am currently a
registered holder (i.e. I hold Eldorado
shares in certificate format in my own name) but would like to become a beneficial holder (i.e. hold Eldorado
shares in electronic format via a broker).
I
am currently a beneficial holder (i.e. I hold Eldorado
shares in electronic format via a broker) but would like to become a
registered holder (i.e. hold Eldorado
shares in certificate format in my own name).
Compliance really isn't that big a deal — it should
be possible to securitize and sell
shares in a ham sandwich as long as you
registered the securities and traded them on a national securities exchange.
If your
shares of the stock
are registered in a name other than your own (e.g., in the name of a brokerage), you may have to re-register the
shares in in your own name to complete the enrollment.
Most DRIPs require that the investor
be a current shareholder and that the
shares owned
are registered in the investor's name.
An
S - 3 registration entitles investors to demand that a company
register their
shares on a Form
S - 3 registration statement.