Sentences with phrase «made by a broker»

Form 8949 allows for adjustments to «mistakes» made by your broker in reporting your cost basis.

Margin Call is, therefore, the demand made by the broker to the trader to deposit additional cash or securities to his margin account so that the balance in the margin account reaches back the minimum margin requirement.

Misrepresentations made by a broker about his reinsured's policy on inwards deductibles could allow the reinsurer to avoid the policy even though the reinsured did not know the representation had been made, the High Court has ruled.

Based on the buyer's observations of prior water intrusions as well as the contractual disclaimers led the court to conclude that the buyers were prevented from claiming «justifiable reliance» on any statements made by the broker.

If insulting comments made by the broker aren't true and the broker making them knows — or reasonably should know — they're not true, his actions violate Article 15.

An Illinois federal court has again evaluated antitrust arguments made by a broker against REALTOR ® associations and competing brokerages.

An Illinois federal court evaluates antitrust conspiracy arguments made by a broker against REALTOR ® associations and competing brokerages.

Williams Real Estate Co., Inc. v. 130 William LLC (284 A.D. 2d 261)- broker prevails in obtaining commission award in the absence of a definite agreement or contract with landlord upon the basis of quantum meruit; broker's recovery was properly reduced in light of representations made by broker as to the air conditioning requirements of the prospective tenants, which representations were in material respects inaccurate and damaging to landlord

Not exact matches

Flight brokers such as Jettly make private jet ownership a little less wasteful by helping owners put otherwise idle aircraft to use.

Digital exchanges are not broker - regulated by the IRS, which makes matters more complicated for preparing tax documents if you traded cryptocurrency.

NEW YORK (Reuters)- Wary of brokers who make their money by «riding the calendar» of new stock and bond issues rather than patiently building the firm's wealth management business, Morgan Stanley is cracking down where it hurts the most: compensation.

While it is unclear what led to the Windows 7 vulnerability, many have posited that the victims may have missed a security patch Microsoft released in early 2017, accounting for a host of exploits made available by hacker group Shadow Brokers.

Brokers and dealers made millions — worth decades of real work by real people — en route to the current financial crisis.

Methodology Discovery Data compiled the rankings based on discretionary and nondiscretionary assets under management listed on SEC Form ADV. To capture independent fee - only planning firms, every effort is made to exclude firms with broker - dealer and insurance company affiliations and those with substantial outside ownership stakes held by private equity firms and some outside investors.

Two weeks before the election in 2016, she made another business deal: signing a nondisclosure agreement for $ 130,000, brokered by Trump's personal lawyer Michael Cohen.

The memo, obtained by Bloomberg News, makes the case for a Labor Department regulation that would impose a fiduciary duty on brokers handling retirement accounts, requiring them to act in their clients» best interest.

To make this forecast, you can make use of the market reviews and trade signals provided by your broker.

This is complemented by an informative blog, which describes all the linked brokers, making it by far and away the best site for options trading.

To succeed in making money by trading binary options, you will also need to master how to analyse the market and read graphs and charts offered by your broker.

So to make this journey joyful, we begin by partnering with our customers from the start and being there when it matters the most - right from online search to brokers to home loans to paperwork to finally finding that perfect home.

To ensure that all your shares are voted, please sign and return by mail all proxy cards and voting instruction forms or vote each account over the Internet or by telephone (if made available by the bank or broker with respect to any shares you hold in street name).

Shareholders holding Shoppers Drug Mart shares through a broker, investment dealer or other intermediary, should carefully follow the instructions provided by such broker, investment dealer or other intermediary in order to make an election.

Currency CFD brokers have made the process slightly easier by providing interactive charts, tools for technical studies and indicators.

People who act as commercial finance brokers benefit greatly because they make money by bringing all the parties to the table in order to reach a solution.

One of the fairly fundamental rules brokers need to abide by is to «know their client» but, because they make things extra easy during the joining process, they usually don't get all of the personal ID or proof of address details they need to make sending money back to you legal from their end.

While the housing markets were shaken up by new tax regulations announced in April 2017 and the turbulence at Home Capital, a large mortgage broker, heavy rains and flooding across the region made matters worse.

All the traders have to do is open an account by filling a simple registration form, make a deposit with a broker and they can start trading immediately.

They make it a point to follow the official guidelines imposed by the Cyprus Securities Exchange Commission (CYSEC) voluntarily even though the broker is not under its jurisdiction.

It also can not be stressed enough that a business loan broker should be able to make quick (and accurate) decisions, and have competent financial literacy to quickly evaluate the financial information supplied by your clients.

Opponents of the Fiduciary Rule — including the COC — claim the rule will make investment advice too costly for many 401 (k) plans by driving brokers and insurance agents unwilling to give impartial advice from the market.

If automatic margin close - out and / or execution of mandatory stop - loss orders occur too often, it is an indication that the leverage made available to, or used by, clients may not be appropriate or that a broker may be behaving in a way so as not to protect clients from crystallising losses when they do occur (e.g. insufficient education or assistance with appropriate risk management).

It shall be unlawful for any broker, dealer, or exchange, directly or indirectly, to make use of the mails or any means or instrumentality of interstate commerce for the purpose of using any facility of an exchange within or subject to the jurisdiction of the United States to effect any transaction in a security, or to report any such transaction, unless such exchange (1) is registered as a national securities exchange under section 6 of this title, or (2) is exempted from such registration upon application by the exchange because, in the opinion of the Commission, by reason of the limited volume of transactions effected on such exchange, it is not practicable and not necessary or appropriate in the public interest or for the protection of investors to require such registration

All that is required on the part of the trader is a clear understanding of how to read market trends of the various assets provided by the broker and make an appropriate prediction on the same.

To gain access to the demo binary options account offered by the uBinary broker, traders are required to make the minimum initial deposit of $ 250.

As such, we advise our readers to examine the various trading options offered by this broker prior to making their choice.

In essence, business loan brokers with the initiative and drive to work with both lenders and businesses can make a very lucrative salary by sending opportunities in the right direction.

You can quickly make a name for yourself as a loan broker by knowing who the lenders are.

The enormous choices offered by the several brokers makes it difficult for the naïve trader to select the most suited trading partner, and also, to stay away from the con - artists at the play.

The limited regulations by the Singapore Government have allowed many binary brokers to make their website accessible to the citizens.

The nature of modern technology demands that all services offered by binary options brokers and indeed all binary options players are made available on multiple devices with the same level of quality and accessibility.

With over half of the team's season tickets sold by brokers the team stands to make a large profit off of the booming business of resale., signalling the beginning of a new era of Canadian baseball business.

In the case for EmpireOption, the minimum initial deposit imposed by the company on its traders is $ 200, which makes it one of the renowned brokers with the lowest initial deposit requirement.

Going by the numbers of traders who have made this broker their trading partner of choice, they must be doing really well.

Brokers make a good part of their money by collecting interest on margin loans.

The mobile trading platform offered by this broker offers traders with all the features and tools they require to make their binary options trading experience better and more successful.

Most of the restrictions and regulations imposed by this broker on the deposits and withdrawals into and out of its accounts are specifically aimed at making the broker compliant with the anti-terrorism and anti- money laundering legislation.

The problem is then compounded by the fact that there are some brokers who do not make the cut if all brokers» operations were to be appraised.

In this article, we will take you through the simple and convenient login process required by this broker as well as the features you will require to make your trading activities on this platform enjoyable and profitable.

These brokers usually work by adding you to some sort of group, for example over Skype, and then supplying the group with trading signals, which may actually cause you to win for some time, enough to build your confidence in the broker and to make you invest even more money in the hopes of making greater profits.

I was then coached by broker to make numerous trades with the eventual effect of losing $ 5,000.