He has over 25 years of experience in building and supporting top tier investment management, brokerage and
hedge fund businesses including Salomon Brothers, Goldman Sachs, Merrill Lynch and Barclays Global Investors (BGI) with experience in three
major financial
centers (New York, London and Tokyo).
From recent regulatory enforcement priorities such as insider trading, high - frequency trading, financial crisis investigations, the Foreign Corrupt Practices Act (FCPA), Bank Secrecy Act / AML violations, accounting fraud, and
hedge fund collapses to some of the most significant matters over the last decade, such as auction rate securities, market timing, RMBS, LIBOR, FX, late trading, IPO allocation, and Wall Street research, our securities enforcement and white collar defense lawyers have been at the
center of every
major initiative affecting the financial services sector.