Financial Manager — Duties & Responsibilities Manage daily operations, sales, and customer service activities for multiple financial institutions Oversee company expansion and branch openings in new markets and territories
Manage client assets in excess of $ 285 million across a wide range of investment vehicles Design and implement professional development and employee recognition programs Consistently meet or exceed sales goals through networking, cold calling, and other tactics Represent company brand with poise, integrity, and positivity Develop a rapport with customers and orient them to various products and services Encourage high customer retention by maintaining friendly, supportive contact with existing clients Study internal literature to become an expert on products and services Conduct research on prospective leads and existing clients to assist in developing sales strategies Craft effective sales presentations and proposals, tailoring them to clients based on their specific needs and styles Negotiate and execute contracts with C - Level decision makers Maintain records of site visits to potential and existing clients to assist in assessing their future needs Collaborate with junior level sales people to develop action plans to govern their performance Make cold calls in a courteous, yet assertive manner that translates to sales results Recruit, train, and direct staff ensuring they understand the brand and adhere to company policies and procedures Maintain comprehensive records detailing pricings, sales, activities reports, and other pertinent data Strictly adhere to budgets and project timelines
As with a number of other robos, Betterment uses Modern Portfolio Theory (MPT) to
manage client assets.
These trading advisors
manage client assets on a discretionary basis using global futures markets as an investment medium.
RIAs are eligible to participate in the Program if they represent to Fidelity Investments that they meet the following criteria: (1) RIA is an investment adviser registered and in good standing with the U.S. Securities and Exchange Commission and / or any applicable state securities regulatory authorities or is exempt from such registration; (2) RIA's representatives who provide services to referred clients are appropriately registered / licensed as «Investment Advisers Representatives» in required jurisdictions; (3) RIA charges fee - based, asset - based, or flat - rate investment advisory service fees (which may include hourly fees); (4) RIA will maintain a minimum of $ 350,000,000 in total regulatory assets under management, as reported in response to Item 5 in Part 1A of the RIA's Form ADV, throughout the duration of RIA's participation in the Program; (5) RIA and all associated persons of the RIA who
manage client assets or who supervise such associated persons shall at all times be covered through both Errors and Omissions Liability Insurance and Fidelity Bond Coverage; and (6) RIA maintains a minimum of two principals or officers as well as a minimum of five employees.
Even after accruing over 30 years of experience, he still enjoys the challenge of continually searching for reliable, fundamental investment solutions that can be practically implemented in
managing client assets.
Not exact matches
-- Chris Mackey, CEO of MackeyRMS, a research management platform for investment professionals that has taken no outside capital / funding with
clients on its platform
managing over $ 1 trillion in
assets
(I have a relationship with Betterment Institutional, so that's where I
manage my
clients»
assets).
From an
asset manager's point of view, «we believe that the proper use of sustainability or ESG factors enlarges your view of the company you're investing in, helps you
manage risk, and is going to be helpful to you in identifying companies that are going to deliver excess returns for your
clients,» says Bertocci.
A mutual friend connected him with Connor O'Brien, a Wall Street veteran who had moved to Montreal to
manage money for private
clients at his own firm, Stanton
Asset Management.
«This has been a tremendous rally, and if you're overweight in certain sectors such as technology, your portfolio might be a little bit out of whack as to what your goals are,» said JJ Kinahan, chief market strategist and
managing director of TD Ameritrade, which
manages $ 1.16 trillion - worth of
assets for its global
clients.
First State Investments is owned by the Commonwealth Bank of Australia and as at 31 December 2017
managed # 127.5 billion of
assets on behalf of
clients worldwide.
Having built Gavekal into one of the most widely respected
asset managers in Asia, Louis now
manages some $ 1.6 billion in funds and strategies on behalf of institutional and high - net - worth
clients at Gavekal.
Growth is expected to come from wirehouses such as Morgan Stanley and Merrill Lynch that are starting to allocate more funds to the newer net
asset value (NAV) non-traded REIT products on behalf of their
clients, notes Kevin Gannon, president and
managing director at Robert A. Stanger & Company Inc., a real estate investment banking firm based in Shrewsbury, N.J..
Traditional wealth management companies such as Goldman, Bank Of America Merrill, and Citibank with physical offices around the world charge around 1 - 2 % of
assets under management for financial advisors to actively
manage their
client's money.
He is responsible for establishing long - term strategic
asset allocation benchmarks, implementing
client - specific allocations, and
managing tax - free fixed income portfolios.
Vanguard plans a big push among fee - only financial advisers, who charge
clients a percentage of the
assets being
managed rather than relying upon commissions.
With
assets under administration of $ 5.2 trillion, including
managed assets of $ 2.1 trillion as of April 30, 2015, we focus on meeting the unique needs of a diverse set of customers: helping more than 24 million people invest their own life savings, nearly 20,000 businesses
manage employee benefit programs, as well as providing nearly 10,000 advisory firms with technology solutions to invest their own
clients» money.
Financial advisors who need brokerage services, such as a custodian for their
clients»
assets, technology to help them
manage client portfolios, and practice management solutions to help them market and grow their businesses.
Established in 2003, Edinburgh Partners
manages over $ 12 billion in
assets for institutional and individual
clients.
Before joining Morgan Creek, Bill served as
Managing Director, Head of Sales &
Client Service and member of the Investment Committee for Cain Brothers
Asset Management («CBAM»).
As of June 30, 2017, BlackRock Real
Assets managed nearly $ 40 billion in client assets, supported by more than 350 professionals across 25 offices in 15 coun
Assets managed nearly $ 40 billion in
client assets, supported by more than 350 professionals across 25 offices in 15 coun
assets, supported by more than 350 professionals across 25 offices in 15 countries.
With
assets under administration of $ 6.2 trillion, including
managed assets of $ 2.3 trillion as of June 30, 2017, we focus on meeting the unique needs of a diverse set of customers: helping more than 24 million people invest their own life savings, nearly 20,000 businesses
manage employee benefit programs, as well as providing nearly 10,000 advisory firms with technology solutions to invest their own
clients» money.
With
assets under administration of $ 6.9 trillion, including
managed assets of $ 2.5 trillion as of March 31, 2018, we focus on meeting the unique needs of a diverse set of customers: helping more than 27 million people invest their own life savings, 23,000 businesses
manage employee benefit programs, as well as providing more than 12,500 financial advisory firms with investment and technology solutions to invest their own
clients» money.
LDJ Capital (http://ldjcapital.com/) is a multi-family office that invests and
manages investments for partners and
clients in the areas of hospitality, real estate, energy, pharma, tech, telecom, mobile, entertainment, media, publishing, advertising, compliance services, aerospace, shipping & transportation, and more recently digital
assets, such as cryptocurrency and blockchain firms through ICOs.
With
assets under administration of $ 6.9 trillion, including
managed assets of $ 2.5 trillion as of February 28, 2018, we focus on meeting the unique needs of a diverse set of customers: helping more than 27 million people invest their own life savings, 23,000 businesses
manage employee benefit programs, as well as providing more than 12,500 financial advisory firms with investment and technology solutions to invest their own
clients» money.
Companies can use Supernodes in many flexible ways, such as creating their own securities - related infrastructures for situations like raising capital or safely
managing the
assets of
clients.
* Strategic Advisers, Inc. (SAI), applies tax - sensitive investment management techniques in the Fidelity ® Tax -
Managed U.S. Equity Index Strategy, including «tax - loss harvesting,» at its discretion, solely with respect to determining when
assets in a
client's account should be bought or sold.
Morgan Stanley Wealth Management is an industry leader,
managing $ 1.7 trillion in
client assets through a network of 17,000 representatives in 740 locations.
CIA currently
manages more than two billion dollars in
client assets.
The chairman, CEO and founder of Fisher Investments,
managing $ 65 billion in
client assets, has been Forbes» «Portfolio Strategy» columnist for more than 30 years and is the author of 10 financial books, including four New York Times bestsellers.
Currently, Wealthfront
manages roughly $ 10 Billion in
client assets and is based right here in my hometown of San Francisco.
Invested
assets, an important indicator of the size of
client funds
managed by the bank, dropped for the first time since June as currency swings from a weaker dollar left their mark.
At The Shealy Group, we have personal experience with family farms which helps us to connect with our agribusiness
clients on a personal level to help them
manage their business and
assets.
Even a 401 (k) rollover into an IRA — which would require exemption from the fiduciary rule using a Best Interest Contract Exemption (BICE) because it's expected to cost more than the 401 (k) plan — can improve the quality of a
client's investments if the
client couldn't access that
asset in his or her 401 (k) plan, said Joe Taiber,
managing partner at Taiber, Kosmala & Associates.
Then there's Terrapin Fabbri Management, a private equity firm that «
manages more than $ 100 million of farm
assets on behalf of institutional investors and high net worth
clients» and says it's «focused on capitalizing on the increasing global demand for California's agricultural output.»
Sara Shores,
Managing Director, is the Head of Strategy for BlackRock's Factor - Based Investments, driving the strategy innovation and thought leadership for smart beta across all
asset classes for institutional, retail and iShares
clients.
The firms
manage or advise on $ 27.9 billion in
client assets.
As many EVA readers know, Evergreen is responsible for
managing significant sums of income - oriented
assets on behalf of
clients.
Robert (Bob) Macdonald is senior vice president, director of financial solutions and is responsible for the investment profiling methodology used to supply
asset allocation recommendations for
clients in Fidelity
managed accounts.
We also use fixed - income
assets and cash in
managing client accounts.
Profits at T. Rowe Price Group Inc. increased 23 percent for the three - month period that ended in June, as a rising stock market pushed the amount of
client money
managed by the firm to a record high.The Baltimore - based company said Thursday that
assets...
With
assets under administration of $ 6.2 trillion, including
managed assets of $ 2.2 trillion as of May 31, 2017, we focus on meeting the unique needs of a diverse set of customers: helping more than 26 million people invest their own life savings, nearly 23,000 businesses
manage employee benefit programs, as well as providing nearly 12,500 advisory firms with technology solutions to invest their own
clients» money.
As the oldest institutional investment manager in the sustainable and responsible investment (SRI) industry, Walden has unparalleled experience
managing portfolios for
clients who seek wise stewardship of their
assets as well as social and environmental impact through their investments.
platform and outsourced support services to yield the efficiencies of a large - scale environment, enabling
clients to reduce overall servicing costs, increase productivity and better
manage their commercial mortgage
assets.
At MWM, our
client commitment is to preserve capital,
manage risk, and grow your
assets in an ever - changing global environment.
Newfound Research's QuBe («Quantitative Behavioral») model portfolio series provides advisors with a comprehensive suite of institutionally
managed asset allocation models, offering solutions for a range of
client risk profiles.
Kingdom Trust, an independent qualified custodian,
manages digital
assets for their institutional
clients for a variety of financial products.
In the first complaint, the SEC charged Falcone, Harbinger and Peter Jenson, a former
Managing Director and Chief Operating Officer of Harbinger, with violations of the federal securities laws in relation to the misappropriation of
client assets (through the making of a $ 113.2 million loan from a fund
managed by Harbinger to Falcone to pay his personal taxes) and the granting of undisclosed preferential redemption rights to certain investors.
«Richardson GMP is the first wealth management firm to provide its
clients with access to the VC
asset class through our
managed model, which bridges the gap between traditional wealth management and accessible venture capital via our new online investor platform,» said Mark Skapinker,
Managing Partner at Brightspark.
SIFMA represent the broker - dealers, banks and
asset managers whose 889,000 employees provide access to the capital markets, raising over $ 2.4 trillion for businesses and municipalities in the U.S., serving
clients with over $ 16 trillion in
assets and
managing more than $ 62 trillion in
assets for individual and institutional
clients including mutual funds and retirement plans.