Sentences with phrase «managed by an advisor»

Employee equity compensation transactions and accounts managed by advisors or intermediaries through Fidelity Clearing and Custody Solutions are subject to different commission schedules.

Employee equity compensation transactions and accounts managed by advisors or intermediaries through Fidelity Clearing & Custody Solutions are subject to different commission schedules.

At the end of 2003, an investor contributes $ 100,000 to a Canadian stock portfolio managed by an advisor.

In the unlikely event Nest Wealth was to cease doing business, your account would be safe and unaffected at NBCN, where you can then decide to transfer it or have it managed by another advisor.

Disclaimer The performance data displayed herein is compiled from various sources, including BarclayHedge, RCM's own estimates of performance based on account managed by advisors on its books, and reports directly from the advisors.

Not exact matches

«By centralizing back office support and empowering CPAs and financial advisors with the tools they need to manage more complex tax, accounting, and wealth management strategies, top shelf financial and tax services become available to more people.»

This hedge fund is managed by Capstone Investment Advisors.

The company is backed by Robert Ellin, a managing member of Trinad Advisors (50 %), Sandor Capital (8.8 %), and Primary Investments (6.1 %).

Each of these companies has established itself as a player in the growing robo advisor market that BI Intelligence, Business Insider's premium research service, expects will manage approximately 10 % of all worldwide assets under management (AUM) by 2020.

Miro Advisors has been selected by oil and gas explorer New Standard Energy to manage the farm - out of its Western Australian exploration acreage, continuing four years of rapid growth for the Perth advisory firm, as detailed in this week's edition of Business News.

But the assets managed by digital advisors are growing at a much faster rate.

BI Intelligence, Business Insider's premium research service, forecasts that robo advisors will manage approximately 10 % of all global assets under management (AUM) by 2020.

It has now been a little over a year and I currently have about $ 125,000 USD in the stock market (managed by a financial advisor) and $ 75,000 USD in cash, no home equity.

NEW YORK, December 28, 2017 — OnDeck ® (NYSE: ONDK), the leader in online lending for small business, announced today that a fund managed by an investment advisor subsidiary of BlackRock has joined OnDeck's platform of financing partners as another committed source of capital to fund small business loan growth.

The Company is externally managed by TriLinc Advisors, LLC (the «Advisor»).

To assist the Advisor in managing the Company and its subsidiaries, the Advisor may provide services via TriLinc Advisors International, Ltd. («TAI»), a Cayman Islands exempted company that is wholly owned by TriLinc Advisors, LLC.

Deutsche Cash Management Master Portfolio changed its name to Government Cash Management Portfolio, and Master Government Institutional Portfolio managed by Blackrock Advisors, LLC, changed its name to Master Treasury Strategies Institutional Portfolio, effective May 2.

Simplifying the process by eliminating multiple agents — a CPA, insurance advisor, investment advisor, financial planner, etc. — makes managing your finances easier, clearer and more effective.

Simplifying the process by eliminating multiple agents — a CPA, insurance consultant, investment advisor, financial planner, etc. — makes managing your finances easier, clearer, and more effective.

Chicago — June 24, 2011; City Capital Advisors, a results - oriented investment banking firm serving the middle market, announced today that it advised the owners of Zenith Cutter Co. in the sale of the company to the Fisher Barton Group, a transaction led by Tim Coleman and Matt Phillips, both City Capital Managing Directors.

Attorney Jason Roberts, CEO of the Pension Resource Institute, a compliance consulting firm, says his large broker - dealer clients tend to manage retirement plans by teaming advisors who are not specialists in retirement plans with those who are.

«Financial advisors must establish the relationship with recurring, proactive communication that shows value by providing advice relevant to the individuals» current needs and interests,» said Robert Roley, managing director at SS&C Advent in New York City.

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser...

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser of Highland...

NexPoint Credit Strategies Fund is a closed - end fund managed by NexPoint Advisors, L.P..

Pursuant to the advisory agreement, NXRT will be externally managed by NexPoint Real Estate Advisors, L.P., an affiliate of Highland Capital Management, L.P. NHF expects...

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser of Highland Capital Management, L.P.. The...

Highland Floating Rate Opportunities Fund is a closed - end fund managed by Highland Capital Management Fund Advisors, L.P..

Pursuant to the advisory agreement, NXRT will be externally managed by NexPoint Real Estate Advisors, L.P., an affiliate of Highland Capital Management, L.P. NHF expects the spin - off to be completed by the end of the first quarter of 2015.

Curvo Labs, which provides software solutions to manage clinical expenses for hospitals, announced a $ 900,000 raise led by Elevate Ventures and recently - appointed advisors.

Navigation Powder River, LLC, supported by certain investment funds managed by Juniper Capital Advisors, L.P., has announced record initial production from successful drilling of their first wells in the Powder River basin.

Investors pay higher ongoing expenses and commissions, a portion of this amount is routed by the fund to the advisor in 12b - 1 fees, commissions, soft dollars, shelf space and marketing support, and the fund family keeps its share as a cost of managing and marketing the fund.

«We differentiate ourselves by pairing angel capital and active participation by our principals, advisors, and selected subject matter experts with an objective of seeking capital appreciation for our portfolio companies,» said Mitchel Laskey, managing director of FAN.

None of the five members of the panel, led by Scott Egner, manager of managed account sales at Ameritrade Institutional, suggested that advisors should count on a delay or repeal of the rule, which is due to take effect April 10 although Larson noted that this is a «time of ambiguity.»

This offer does not apply to brokerage accounts managed by independent investment advisors or enrolled in an advisory service, the Schwab Global Account ™, ERISA - covered retirement plans, certain tax - qualified retirement plans and accounts, or education savings accounts.

Let's look at the costs of an actively managed portfolio designed by a financial advisor to provide higher returns with lower volatility than the corresponding benchmark.

M360 Advisors («M360») is a U.S. - based investment management company that manages diversified portfolios of senior debt investments secured by first - priority liens on income - producing commercial real estate throughout the United States.

The ranks of traditional banks have been joined by a new generation of digital - only upstarts that promise all manner of exciting ways to manage your money or interact with financial advisors.

Blue Haven's impact investing journey began with an equity portfolio assembled and managed by traditional investment advisors.

And since WealthGuard monitors all your accounts automatically, it can watch over your 401 (k), self - managed investment accounts, and accounts managed by financial advisors at nearly every firm in the United States.

Since becoming an Edward Jones financial advisor, Daniels has qualified for five Edward Jones Managing Partner's Conferences, five Financial Advisor's Leaders Conferences and both Top Women's conferences hosted by Edward Jones.

It will be led by Michael Collins, managing director of Building Industry Advisors LLC.

Usually only the fund managers will manage these minimum investments and the investors will get benefited by having a professional advisor for the finance who will be managing the investor's money.

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser of... Read More... Read More

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser... Read More... Read More

Because employer - sponsored retirement plans like 401 (k) s are directly managed by an investment trustee, you can not put the assets under the control of the robo advisor.

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser of Highland Capital Management, L.P.. The... Read More... Read More

The Fund is a closed - end fund managed by NexPoint Advisors, L.P. (the «Manager»), an affiliated adviser of Highland... Read More... Read More

NXRT will be externally managed by NexPoint Real Estate Advisors, L.P., an affiliate of NexPoint Advisors, the advisor for NHF, and Highland Capital Management, L.P., a leading global alternative asset manager and an SEC - registered investment advisor which, together with its affiliates, has approximately $ 19 billion in assets under management as of June 30, 2014.

With a robo advisor executing a passively managed program, there is no chance of active management decision - making being affected by human emotional reaction to markets.