Sentences with phrase «managed by brokers»

The new office is managed by broker Beth Bovie, former owner of Bovie Realty.

The new office is being managed by broker Judy Sedgewick, and serves its home base of Mount Forest as well as the neighbouring communities of Hanover and Arthur.

Not exact matches

Beginning early next year, Morningstar will offer a way for broker - dealers to offload the fiduciary responsibility of managing 401 (k) plans, which is mandated by the DOL rule that starts to take effect in April.

Attorney Jason Roberts, CEO of the Pension Resource Institute, a compliance consulting firm, says his large broker - dealer clients tend to manage retirement plans by teaming advisors who are not specialists in retirement plans with those who are.

Securities products, brokerage services, and managed account advisory services are offered by PNC Investments LLC, a registered broker - dealer and a registered investment adviser and member of FINRA and SIPC.

Brent Beardsley, global head of wealth and asset management at Boston Consulting Group, says more wealth management firms with a wirehouse — or integrated broker — model are looking to increase revenues from advisers by automating advice: «If you look at the big wirehouses, you'll see the role of the adviser has changed now that portfolio management is increasingly being managed centrally.

Retail brokerage services and managed account advisory services are offered by PNC Investments LLC, a registered broker - dealer and a registered investment adviser and member of FINRA and SIPC.

OlympTrade is a Russian binary options broker that is owned and managed by two separate companies: the Smartex International Ltd. with headquarters in Victoria, Mahe, Seychelles and the Frandom Holding Ltd. with headquarters in Nicosia, Cyprus.

Previously, he was co-founder and managing partner of Mesa Securities, a licensed broker - dealer investment bank focused on media and entertainment that was acquired by Houlihan Lokey in June of 2015.

Of course, there are legitimate cases where traders have been scammed by their brokers, but there are cases where so - called scams have been cases of traders showing inexperience at managing trades, managing risk or not following the terms and conditions regarding their bonuses or withdrawal conditions.

As we previously reported, the hit show's top stars were signed on as spokespeople for the fashion extravaganza in a deal brokered by Bee Schaffer, an associate managing producer for Ryan Murphy Television and, of course, Anna Wintour's -LSB-...]

* CIBC U.S. Dollar Managed Portfolios are not eligible for registered accounts offered by CIBC Securities Inc., but other registered dealers or brokers may allow you to hold these portfolios in registered accounts.

Whether you wish to make your own decisions and be what is called self - directed, work with a licensed Series 3 broker, find an automated system, where the trades are placed for you or have your account personally managed by a money manager there are some important steps to take.

Owned and managed by an Australian holding company called HighLow Markets Ltd, HighLow has become one of today's leading binary options broker.

We were generally impressed by iTrader's services and it has managed to prove itself to be on the same level as most of the leading forex brokers in the industry.

Yes, Libertex is a reliable broker as it is managed by a reputable parent company with a history dating as far back as 1997.

CIBFX is owned and managed by Capital Investment Brokers Limited, and considered as a premium boutique forex broker with more than a decade of operational history behind them.

Accounts managed by Ally Invest Managed Portfolios are offered through our affiliate broker dealer, Ally Invest Securitiemanaged by Ally Invest Managed Portfolios are offered through our affiliate broker dealer, Ally Invest SecuritieManaged Portfolios are offered through our affiliate broker dealer, Ally Invest Securities, LLC.

Besides taking a closer look at how «rigorous» the tax - related calculations employed by different outside managers and institutional brokers to market different managed accounts and bond funds are, advisor Munson says he's taking more care to talk to HNW investors about their «average» tax obligations.

Specifically, Interactive Brokers is «banking» on being able to compete against big bank «convenience» by offering IB clients a way to manage their daily finances through the IB platform with a low interest credit card or debit card.

«The stock broker suggested the couple invest in a mutual fund which was managed by top brokers and this would limit the amount of risk that their investment was exposed to while increasing their investment.»

This is a fee that is not applied by the companies issuing the stocks or purchasing them, but by the broker that is managing an investor's stock portfolio.

The point is when a financial collapse happens to a broker, it is highly unlikely to have a serious impact on the individual investment accounts managed by the firm.

Although a relatively new broker by the forex industry standard, the broker is managed by experienced professionals with decades of experience behind them.

GMOTrading is a relatively new forex broker is owned and managed by a Cyprus Investment Firm (CIF) called Royal Forex Ltd..

Secondly, comparing an investment broker (most of them like to feel fancy by saying they are financial advisors) to an actively managed mutual fund is ridiculous.

If you choose the DIY service, you would clear trades through your own broker, with the managed service you would work with the clearing firm used by MarketRiders.

• B44 & B45: Input fees and all like you did during the accumulation phase, but be aware that you probably would have wised up by then and rolled it over to a Rollover IRA and are managing it yourself using a discount broker.

Investment opportunities posted on LexShares are indirect investments in legal claims offered through single purpose pooled investment funds managed by LawShares LLC and sold through WealthForge, LLC, a registered broker dealer and member FINRA / SIPC.

According to new regulations issued this week by the Labor Department, financial advisors and brokers who manage individual retirement accounts (IRAs) and 401 (k) s must act in accordance with their clients» best interest by following the «fiduciary standard.»

Each CopyFund is managed by eToro's Investment Committee, a team of financial experts, including licensed brokers, and some are even powered by artificial intelligence and machine learning algorithms.

The company is providing investors access to a basket of holdings within the blockchain space, managed by an expert team of industry pioneers... and the best part is, you don't need any special accounts either; it can be bought right now from an online broker, or even put in an investment account like an IRA or 401 (k).

Licensees who, like Linda Licensee, are approached by divorcing or separating couples who wish to sell the matrimonial home should give careful consideration to these issues, and clarify any relevant points with their managing broker before accepting the listing.

In a traditional listing this subject is properly addressed by the exclusive nature of the listing to the listing brokerage, and a managing broker is responsible to review and approve all advertising.

Although qualified by license, his skill is sales and quite frankly, he couldn't live his lifestyle on a managing broker's compensation, as generous as that may be.

When their former managing broker walked by their office and overheard their constant banter, he always mused, «I wonder what those women are up to?»

Featherston and Blefari were joined on the Forum's panel by: Paul Wells, broker / owner, RE / MAX of Barrington; Felicia Hengle, president of Ohio Operations, Coldwell Banker Schmidt Family of Companies; John Murray, managing broker / president, Key Realty, Inc., and president and co-owner, Realty Pilot; Helen Hanna Casey, CEO, Howard Hanna Real Estate Services; and Steve Baird, president and CEO, Baird & Warner.

RISMedia is excited to be launching the first in a series of Power Broker Webinars: «Play to Win: How Brokers Are Providing Opportunities for Agent Teams to Succeed — Developing, Managing, and Recruiting Today's Agent Teams,» sponsored by Bank of America Home Loans.

Sales meetings: An informational meeting conducted by the managing broker held in the real estate sales office.

Managing broker: A person licensed by the state as a broker who is also the broker of record for a real estate sales office.

So, the challenge for the broker is how to manage agent resources and not cause agent lead burnout by channeling so many unproductive leads while demanding timely follow up.

Quick manages transactions in a team environment, led by a broker who generates most of the business, a listing manager, and four buyer specialists.

By the time she was working as a managing broker at Realty Executives Vantage, she decided to bring a lawyer in to give a sensitivity training session to the 20 people (staff, salespeople and property managers) in her office.

The award was accepted by managing brokers Bob Johnston and Jim McCaughan.

To your question: If the questionnaire was prepared by me, only a minority of commissioned sales people of any stripe, managing brokers or otherwise, would pass the test, because the questions would be strategically worded to sift out the personality types that turn strictly on meeting sales targets as being the norm for creating a sense of achievement.

Designated agents (also called appointed agents) are chosen by a managing broker to act as an exclusive agent of the seller or buyer.

As managing broker for RE / MAX Alliance in Arvada, Colo. — the largest RE / MAX franchise in the country by sales volume — Anthony Rael has played an important foundational role in the development of Realtors Property Resource ® (RPR ®).

While agents should take advantage of every marketing tool offered by their managing broker, don't stop there.

Those who would be affected by the case are managing brokers who are employees, not independent contractors, and have restrictive employment contracts.

Crosby, CRB, CRS, managing broker at Prudential Crosby Starck, REALTORS ®, in Rockford, Ill., is one of many brokers who've developed ground rules they assiduously enforce by booting salespeople who refuse to abide by them.