Sentences with phrase «many other financial entities»

There have been worries that such practices mask the amount of risk that banks and other financial entities, such as insurance companies, are taking on.

As a fast paced way to trade upon currencies, commodities, and other financial entities, Forex trading has found a home on the internet, where... Read more

The developments maybe prominence the continued drive to settle sidestep supports and other financial entities amidst a duration of heightened activity in cryptocurrency markets and growth around the tech more broadly.

While banks and other financial entities offer 12 - month installment loans based on one's satisfaction of their rather tough vetting process, some other lenders grant the same service albeit with seemingly simple but mostly costly conditions.

If you used private (or alternative) loans from a bank or other financial entity, you'll need to check with your lender to make sure you have the correct information for those loans.

With the implementation of CRM2, Canadian banks, investments brokers, mutual funds dealers and other financial entities must disclose the method used to calculate the rate of return of a portfolio or investments like an ETF or a mutual fund.

Representatives of the banking industry and other financial entities say this shows that the bankruptcy law worked — and is continuing to work as it should.

The rates here are significantly lower than in most other states, yet the companies can still charge rates well above the norm from other financial entities.

Stable value funds have more flexibility than many other financial entities.

Note that I do NOT work for and am not affiliated with Etrade nor Schwab nor any other financial entity.

Although the organization has been around since 1982, it was only in 2008 that the agency took on regulation over Forex brokers and other financial entities.

Thomas E. Bisset is a member of the Financial Services Practice and concentrates his practice on investment management regulation, including advising mutual funds, insurance company issuers of fixed and variable insurance products and other financial entities on the establishment and operation of investment companies and novel financial instruments and on compliance with the Securities Act of 1933, the Investment Company Act of 1940 and other federal securities laws.

Across the globe, investment banks are starting to offer products that are tied to cryptocurrencies like Bitcoin, and other financial entities are signing up with Ripple to process transactions faster.

You can use the same database if you're having problems with other financial entities, like the bank managing your checking or savings account.

Not exact matches

Treasury's Office of Foreign Assets Control added six individuals and 10 companies and other entities to its sanctions list, saying they have helped people previously penalized for North Korea's weapons development, facilitated North Korea's energy sector and enabled entities to bypass sanctions to get access to the U.S. and international financial system.

Advice is in the retirement investor's best interest when the advice is rendered «with the care, skill, prudence, and diligence under the circumstances then prevailing that a prudent person acting in a like capacity and familiar with such matters would use in the conduct of an enterprise of a like character and with like aims, based on the investment objectives, risk tolerance, financial circumstances, and needs of the Retirement Investor, without regard to the financial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partfinancial circumstances, and needs of the Retirement Investor, without regard to the financial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partfinancial or other interests of the Adviser, Financial Institution, or any Affiliate, Related Entity, or other partFinancial Institution, or any Affiliate, Related Entity, or other party.»

Overall, we believe that the use of investment company accounting makes our financial statements more useful to investors and other financial statement users since it allows a more appropriate basis of comparison to other entities with similar objectives.

Baidu, which became a member of Hyperledger in late 2017, announced in January that it had launched a blockchain - as - a-service platform, atop which other entities can develop solutions relating to digital currency, «insurance management, financial auditing and more.»

This discussion also does not consider any specific facts or circumstances that may be relevant to holders subject to special rules under the U.S. federal income tax laws, including, without limitation, certain former citizens or long - term residents of the United States, partnerships or other pass - through entities, real estate investment trusts, regulated investment companies, «controlled foreign corporations,» «passive foreign investment companies,» corporations that accumulate earnings to avoid U.S. federal income tax, banks, financial institutions, investment funds, insurance companies, brokers, dealers or traders in securities, commodities or currencies, tax - exempt organizations, tax - qualified retirement plans, persons subject to the alternative minimum tax, persons that own, or have owned, actually or constructively, more than 5 % of our common stock and persons holding our common stock as part of a hedging or conversion transaction or straddle, or a constructive sale, or other risk reduction strategy.

Some of the entities that we compete with as an alternative asset manager are substantially larger and have greater financial, technical, marketing and other resources and more personnel than we do.

Most observers of the Australian (and others») experience with financial liberalisation have concluded that: (i) ideally, good risk management practices — including hedging — would be established before full liberalisation, so as to mitigate subsequent risks to financial stability; but (ii) it was difficult to develop such practices until entities were actually exposed to some risk; and (iii) as a result, a somewhat disruptive period of learning by your own mistakes was inevitable.

Alternative or additionally, U.S. dollars and / or other currency at a brokerage account, deposit account, bank account or other financial storage entity can be exchanged for one or more SETLcoins in virtual wallet on the peer - to - peer network.»

«Under the bill that aims to revise the Electronic Financial Transactions Act, traders, brokers, or other business entities involved in cryptocurrency transactions would be required to get regulatory approval from the Financial Services Commission.

Former Ontario Securities Commission chairman David Brown and others said this year that avoiding another financial crisis required a powerful entity that was accountable for the health of the entire financial system, not simply one aspect of it, such as lenders or bond and stock traders.

According to the report, this move (and others) would solve tax avoidance as well as the misuse of legal entities and legal arrangements, potentially used to defraud or abuse financial holdings.

Investors are primarily corporate entities — often large international banks or other regulated financial institutions — but any entity or person is eligible to claim NMTCs.

This collateral (i.e., permissible vehicles investments) may include: (i) match - funded assets, and, (ii) debt securities, equity securities and other financial instruments issued or guaranteed by the US government or its agencies, sovereign governments, supra - national entities, corporations, financial institutions and asset - backed or mortgage - backed issuers that are the subject of credit support agreements.

The settlement permanently bars the companies from doing business requiring a license in the state and cancels any debts still owed to Western Sky Financial and other Webb - owned entities, estimated to be more than $ 275,000, according to the DLLR.

The only plausible interpretation of adding the words «other instruments» then would seem to be that the Bank wants to be able to purchase more esoteric derivatives — financial instruments whose value is distantly related to some underlying, more «real» financial entity.

Aldo gained over ten years experience dedicated to serving financial services entities (mainly hedge funds and private equity entities) and over four years of diversified experience in other industries and capital markets, both at Metlife as well as from other big four public accounting firms.

The Chinese shadow banking system is now a well - known financial Frankenstein, with multiple asset management companies, wealth management products and other off - balance sheet entities providing around half the country's credit volume.

The private members» bill would amend the Election Finances and Contributions Disclosure Act to create a legal definition for PACs, require PACs to be registered with Elections Alberta and subject them to the same financial disclosure and contribution rules as other political entities.

«If the EU and the UK come to a successful resolution, that could possibly put the US and Japan and some other entities in a difficult position because now you've got a joint position of two different strong financial centres united, and here is the best a way forward.»

Certain Shareholders (including broker - dealers, traders, banks and other financial institutions, insurance companies, real estate investment trusts, tax - exempt entities, Shareholders whose functional currency is not the US dollar or other investors with special circumstances) may be subject to special rules not discussed below.

The underlying assumption is that tax exemption is a public subsidy, a form of federal financial assistance, and that other taxpayers must make up the taxes not exacted from an exempt entity.

any other entity or trust in which one or more directors, officers or staff members or individuals described in paragraph (a) above has a material financial interest.

At a certain point, as long as Arsenal is still a publicly - traded entity with shareholders other than Stan Kroenke and Alisher Usmanov to account for, this attitude and outright dismissal of legitimate concerns brought forth by people with an actual financial stake in the club needs to stop.

I / we agree that if any material change (s) occur (s) in my / our financial condition that I / we will immediately notify BSHFC of said change (s) and unless Baby Safe Homes Franchise Corporation is so notified it may continue to rely upon the application and financial statement and the representations made herein as a true and accurate statement of my / our financial condition.nI / we authorize Baby Safe Homes Franchise Corporation to make whatever credit inquiries / background checks it deems necessary in connection with this application and financial statement.nI / we authorize and instruct any person or consumer reporting agency to furnish to BSHFC any information that it may have to obtain in response to such credit inquiries.nIn consideration of the ongoing association between Baby Safe Homes and the undersigned applicant (hereinafter u201cApplicantu201d), the parties hereto have entered into this Non-Disclosure and Non-Competition Agreement.nWHEREAS, in the course of its business operations, Baby Safe Homes provides its customers products and services which, by nature of the business, include trade secrets, confidential and proprietary information, and other matters deemed material or important enough to warrant protection; and WHEREAS, Applicant, by reason of his / her interest in Baby Safe Homes and in the course of his / her duties, has access to said secrets and confidential information; and WHEREAS, Baby Safe Homes has trade secrets and other confidential and proprietary information, including procedures, customer lists, and particular desires or needs of such customers to which Applicant has access in the course of his / her duties as an Applicant.nNow, therefore, in consideration of the premises contained herein, the parties agree as follows Applicant shall not, either during the time of his / her franchise evaluation with Baby Safe Homes or at any time thereafter either directly or indirectly, communicate, disclose, reveal, or otherwise use for his / her own benefit or the benefit of any other person or entity, any trade secrets or other confidential or proprietary information obtained by Employee by virtue of his / her employment with Baby Safe Homes, in any manner whatsoever, any such information of any kind, nature, or description concerning any matters affecting or relating to the Baby Safe Homes business, or in the business of any of its customers or prospective customers, except as required in the course of his / her employment by Baby Safe Homes or except as expressly authorized Baby Safe Homes Franchise Corporation, in writing.nDuring any period of evaluation with Baby Safe Homes, and for two (2) years thereafter, Applicant shall not, directly or indirectly, induce or influence, divert or take away, or attempt to divert or take away and, during the stated period following termination of employment, call upon or solicit, or attempt to call upon or solicit, any of the customers or patrons Baby Safe Homes including, but not limited to, those upon whom he / she was directly involved, or called upon, or catered to, or with whom became acquainted while engaged in the franchise evaluation process of a Baby Safe Homes franchise business.

Peter Montagnon, the ABI's Director of Investment Affairs, responds to the Walker Review into Corporate Governance in UK banks and other financial industry entities released today.

Days after a Times Union report on Albany Mayor Kathy Sheehan's ramped up attempts to garner more financial contributions from the city's large nonprofits amid tax - exempt institutions» growth, Albany Medical Center Chief Officer James Barba renewed his effort to encourage other large entities to help.

«These factors underscore the need to ensure that ORDA's operations, along with its use of financial assistance from the State and other entities, are efficient and effective,» DiNapoli said.

UK financial services must steer away from the ever increasing tendency towards corporate monoculture and barriers to entry for new players, driven amongst other things by requirements for rapid capital - raising, and the anti-competitive constraints on some non-plc entities in this area.

This investment policy applies to all moneys and other financial resources available for deposit and investment by the Buffalo & Erie County Public Library (B&ECPL) on its own behalf or on behalf of any other entity or individual.

On the other hand, there are now a number of private entities, such as satellite television providers and GPS vendors, that rely on access to orbit for their financial well - being.

The National Eczema Association (NEA) solicits current and deferred gifts from individuals, corporations, foundations and other private entities to secure the financial growth and fulfill the mission of NEA.

At that point in time — for financial or other undetermined reasons — the district had not yet recognized the existence of severe behaviorally handicapped (emotionally disturbed) students as a separate entity within the district's special education umbrella.

Established in 1992 as an independent, state - funded entity, FCMAT supports California's local educational agencies in fulfilling their financial, management, and data management responsibilities by providing fiscal advice, management assistance, data management assistance, training, and other related school business and data management services.

The goal is not to duplicate the role of other entities tasked with financial oversight, but rather to provide that supplemental layer of contractual oversight that is unique to charter schools.

Maintain the Audit Resolution Tracking System, which is a database for tracking the post-audit activity for all district school boards and other non-state entities that receive state financial assistance or federal funds.

DOT employees who file confidential financial disclosure reports include career employees who participate in, e.g., contracting and procurements, administering grants or licenses, regulating or auditing non-Federal entities, other activities having economic effect on the interests of non-Federal entities, and activities involving auditing or investigating violations of criminal or civil law.