Sentences with phrase «market conduct»
The phrase "market conduct" refers to how businesses and individuals behave in the marketplace. It includes their actions and practices, such as how they interact with customers, advertise their products, provide services, and handle competition. Market conduct guidelines are set to ensure fair and ethical practices, protect consumer interests, and promote healthy competition in the market. Full definition
Membership to this association supports ethical market conduct for individual life insurance and annuities.
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Others control many of the relevant tools — such as capital requirements, the regulation of housing finance, the regulation of financial market conduct and the framework for resolution of financial institutions.
Instead of having a separate regulator just for banks, the new system creates one to prevent financial crises, the other to ensure good market conduct and consumer protection.
The Report, which follows 9 months of investigation, finds that the banks do not prioritize financial consumer protection, fairness and product suitability and as a result there is an increased risk of mis - selling to consumers and of bank employees breaching market conduct obligations.
Finally, in case there are still some doubters about the ongoing relevance of the publisher's role, here's a survey of the Australian digital publishing market conducted in May this year by the Copyright Agency (CAL).
And if your organisation operates within a highly regulated industry, such as a Finance, there are even more rules and behaviours your staff need to consider, such as market conduct risk.
I am happy with the transfer market we conducted.»
CONVERSION CONFERENCE - Sep 1 - In a study on paid membership site marketing conducted by Subscription Site Insider hundreds of marketers revealed their data on the percent of total site traffic that paid for an online subscription.
Importantly, before eHarmony enters a new market it conducts extensive research and tailors its matching model to address local attitudes towards what constitutes satisfied relationships.
You want people who are intelligent critics, who can look at the industry and say that certain practices are wrong from a solvency or market conduct standpoint.
Ipsos Marketing conducted the first study for us in 2009, then repeated it in November 2011 so we could see how perceptions and attitudes had changed.
Mr. Goldman also has significant experience litigating class actions, especially those based on insurance coverage issues and insurer market conduct.
She advises board level individuals, international corporations and global financial services businesses in connection with domestic and international investigations and compliance with market conduct and anti-corruption legislation.
Frank Burt has broad experience in several substantive areas including major market conduct and financial services litigation and appeals, First Amendment, intellectual property and employment law.
This is largest and most definitive poll of actual buyers of legal services, and hence one of the most important surveys of the legal market conducted in Asia and Middle East.
He has extensive experience in insurer rehabilitation and liquidation proceedings and unclaimed property / market conduct audit defense and advice.
This week, we've seen our largest competitor in the litigation consulting market conduct mass layoffs of roughly half of their staff, and last month we saw another West Coast competitor go out of business entirely.
We have litigated significant cases in the Northeast on a host of issues, including the following: • policy rescission • application misrepresentation • interpleader actions • market conduct claims involving allegations of deceptive trade and unfair insurance practices Additionally, we have defended claims that include the following: • vanishing premiums • agent misconduct • deceptive sales practices • suitability claims
Irda said these guidelines encouraged fair market conduct and fair business practices among life insurers and insurance intermediaries.
Develop and implement programs to enhance compliance and market conduct awareness, including proactive participation in cross-functional teams within the company
She is currently a regulatory affairs manager with responsibility for market conduct exams and facilitating Cigna's regulatory implementation meetings.
The life insurance industry group works closely with our practice groups to provide counseling, litigation, and dispute resolution to life insurers in the securities, ERISA, federal tax and state regulatory areas on product development, sales and distribution issues, business combinations and state regulatory advice, market conduct examinations and hearings.
It is worth noting that bitcoin and the rise of cryptocurrencies as a trillion - dollar asset class in 2017, was spurred without the oversight of a central bank or monetary authority guaranteeing trust or market conduct.
Public, private or cooperative ownership is not a predictive indicator of capitalism, socialism, firm structure, market conduct or any other differentiator.
Over-the-counter is mainly a market conducted over the telephone.
Michael has worked for many years in the financial services sector and has extensive experience of complex multi-jurisdictional disputes and high profile regulatory investigations, including in relation to mis - selling, market conduct and regulatory disclosure issues.
He counsels insurers on a broad range of compliance matters, including rate regulation, pricing, product formation, underwriting, claims handling, operations, premium tax, reinsurance, corporate governance, licensing, market conduct and financial examinations, consumer complaints and deceptive practice claims, and internal and regulatory investigations, as well as legislative and rulemaking matters.
The Financial Consumer Agency of Canada (FCAC) released a report last month concluding they were unable to find evidence of widespread «upselling,» but acknowledge that governance frameworks do not adequately address the risks of any market conduct obligations.
Clients come to our international competition and antitrust practice for advice on the full range of competition investigations and related litigation, including cartels, dominance / market conduct, market / sector investigations and cases involving alleged restrictive practices in commercial arrangements.
She has extensive experience representing insurers in ratemaking administrative proceedings, market conduct examinations and enforcement proceedings in multiple jurisdictions.
A member of Eversheds Sutherland (US)'s Financial Practices Group, Chuck has a thorough grounding in compliance, market conduct, formation and licensing of insurers and agencies, product development, corporate governance, reinsurance, investments and claim litigation.