Sentences with phrase «market equity securities»

Hartford Multifactor Emerging Markets ETF (ROAM): Seeks to provide investment results that, before fees and expenses, correspond to the total return performance of Hartford Risk - Optimized Multifactor Emerging Markets Index, which tracks the performance of emerging market equity securities.

Not exact matches

In 1988, Steve joined Dresdner Kleinwort Wasserstein (formerly Kleinwort Benson Securities) and worked as an equity option marketmaker before moving on to Credit Lyonnais where he became Head of the London option market - making team on Liffe.

«I don't think it's realistic for markets to continue going up in a straight line,» said Jim McCafferty, head of Asia ex-Japan equity research at Nomura Securities.

Among other things, the Global Portfolio invests in assets such as listed equities, debt securities, money market instruments, real estate, commodities, cash and financial derivative instruments.

Amir Anvarzadeh, director of Japan Equity Sales, BGC Securities (Singapore), said he is shorting Toshiba because after the sale of its chip unit, the other businesses generally lag the market.

The U.S. Securities and Exchange Commission is examining how private equity firms report a key metric of their past performance when they market new funds to investors, as the regulator boosts its scrutiny of the industry, according to people familiar with the matter.

Copies of the prospectus, the related preliminary prospectus supplement and the registration statement can be obtained from Barclays Capital Inc., Attention: Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, NY 11717, 1-888-603-5847, [email protected]; Citigroup Global Markets Inc., c / o Broadridge Financial Solutions, 1155 Long Island Avenue, Edgewood, NY 11717, Tel: [phone]; Wells Fargo Securities, LLC, Attention: Equity Syndicate Department, 375 Park Avenue, New York, New York 10152, by telephone at [phone] or email to [email protected]; Evercore Group L.L.C., Attention: Equity Capital Markets, 55 East 52nd Street, 36th Floor, New York, NY 10055, by telephone at 888-474-0200 or by email at [email protected]; and SunTrust Robinson Humphrey, Inc., Attention: Prospectus Department, 3333 Peachtree Road NE, 9th Floor, Atlanta, GA 30326, telephone: [phone], fax: [phone] or email: [email protected].

Under normal market conditions, the fund invests primarily in a diversified portfolio of equity and equity - related securities of companies of all sizes.

Research: MSCI is a trusted source for global equity markets and underlying security - level data for sell - side research.

Forget Israel and Lebanon, you'd have to be nuts to be long US equities just shortly before the oil markets panic about Iran's response to almost certain UN Security Council resolutions.

The Reporting Persons may, from time to time and at any time: (i) acquire additional Shares and / or other equity, debt, notes, instruments or other securities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the Ssecurities (collectively, «Securities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SSecurities») of the Issuer (or its affiliates) in the open market or otherwise; (ii) dispose of any or all of their Securities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SSecurities in the open market or otherwise; or (iii) engage in any hedging or similar transactions with respect to the SecuritiesSecurities.

The WisdomTree Japan Hedged Equity Index measures the performance of Total Market securities and is selected by a Fundamental process.

BlackRock also favours US equities and emerging markets equities as well as short - maturity US government securities.

While focused on securities that trade on North American markets, our suite of investment solutions includes Canadian and US equity and fixed income segregated strategies as well as our proprietary pooled funds.

Brian is also a member of the Ontario Securities Commission's Exempt Market Advisory Committee which is considering new ways to raise capital in Ontario, including through equity Crowdfunding.

Under normal market conditions, the Gold and Precious Metals Fund will invest at least 80 percent of its net assets in equity securities of companies predominately involved in the mining, fabrication, processing, marketing, or distribution of metals including gold, silver, platinum group, palladium and diamonds.

Cash alternatives, such as money market funds, typically offer lower rates of return than longer - term equity or fixed - income securities and may not keep pace with inflation over extended periods of time.

An investment in a limited partner interest in a private equity fund is more illiquid and the returns on such investment may be more volatile than an investment in securities for which there is a more active and transparent market.

The Fund invests mainly in equity and equity - related securities of companies around the world, including emerging markets.

«A global trade war, whether it's real or perceived, is what's weighing on the market,» said Ian Winer, head of equities at Wedbush Securities.

At the same time, what is counted as cash on the sidelines, whether in money market funds, or as tiny balances in equity funds, is nothing but a mountain of short - term debt securities, mostly Treasury bills, that have been issued and must be held by somebody until they are retired.

Financial assets and liabilities whose values, based on unadjusted, quoted prices for identical assets or liabilities in an active market, examples include active exchange - traded equity securities, listed derivatives, most United States Government and agency securities, and certain...

Robert has more than 20 years» institutional capital markets experience with a background in convertible securities, equity and fixed income cash and derivative products and structured products.

The investments are subject to the volatility of the financial markets, including that of equity and fixed income investments in the U.S. and abroad, and may be subject to risks associated with investing in high - yield, small - cap, and foreign securities.

Circling back to the mall / REIT ticking time - bomb, while the Fed can keep the stock market propped up as means of preventing an immediate nuclear melt - down in U.S. pensions (all of which are substantially «maxed - out» in their mandated equities allocation), the collapse of commercial mortgage - back securities (CMBS) will have the affect of launching a nuclear sub-missile directly into the side of the U.S. financial system.

Silver Maple Ventures is registered as a securities Exempt Market Dealer in BC, Alberta and Ontario, and fully focused on developing its online Equity Crowdfunding business across Canada — subject to provincial securities legislation.

For example, trading securities in fixed income markets typically incurs much higher transaction costs than equity markets.

If the vast sums invested in government securities could begin to be switched into the stock market, the effect would be to bid up equity prices.

Through our market relationships, we were able to take advantage by investing in the preferred equity of a couple of midstream companies, gaining what we believed to be strong downside protection through the security along with significant equity upside.

Strong equity markets would only elevate the incentive to buy Canadian fixed - income securities because of a recent connection between the S&P 500 and the loonie.

It pursues this objective by investing principally in equity securities of non-U.S. issuers and using hedging strategies to vary the exposure of the Fund to general market fluctuations.

For portfolio investors in emerging - market currencies, bonds and securities — the scale of which dwarfs FDI and private - equity inputs — the quality of a country's financial institutions and the depth and liquidity of its markets are most important.

Nevertheless, sales of substantial amounts of our Class A common stock, including shares issued upon exercise of outstanding stock options or warrants or settlement of RSUs, in the public market following this offering could adversely affect market prices prevailing from time to time and could impair our ability to raise capital through the sale of our equity securities.

This new solution invests primarily in equity securities of U.S. small - cap companies that offer exposure to niche areas of the market, aiming to provide high growth potential and diversification benefits for Canadian investors.

Under normal market conditions, the Fund invests principally in equity securities of companies that derive a majority of their revenues or profits from, or have a majority of their assets in, a country or countries other than the U.S..

Given the absence of a public trading market of our common stock, and in accordance with the American Institute of Certified Public Accountants Accounting and Valuation Guide, Valuation of Privately - Held Company Equity Securities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economiSecurities Issued as Compensation, our board of directors exercised reasonable judgment and considered numerous and subjective factors to determine the best estimate of fair value of our common stock, including independent third - party valuations of our common stock; the prices at which we sold shares of our convertible preferred stock to outside investors in arms - length transactions; the rights, preferences, and privileges of our convertible preferred stock relative to those of our common stock; our operating results, financial position, and capital resources; current business conditions and projections; the lack of marketability of our common stock; the hiring of key personnel and the experience of our management; the introduction of new products; our stage of development and material risks related to our business; the fact that the option grants involve illiquid securities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economisecurities in a private company; the likelihood of achieving a liquidity event, such as an initial public offering or a sale of our company given the prevailing market conditions and the nature and history of our business; industry trends and competitive environment; trends in consumer spending, including consumer confidence; and overall economic indicators, including gross domestic product, employment, inflation and interest rates, and the general economic outlook.

He represents issuers and underwriters in public and private initial and follow - on offerings of equity and debt securities, banks and hedge funds in secondary market par and distressed debt trading, and sponsors of and liquidity providers to securitization vehicles in connection with transactions and regulation applicable to their activities.

«China could be forced to devalue the yuan even more, should its economy falter, and the equity markets are dealing with the prospect of a weaker yuan amplifying the negative impact from a sluggish Chinese economy,» said Eiji Kinouchi, chief technical analyst at Daiwa Securities in Tokyo.

The additional factors considered when determining any changes in fair value between the most recent valuation report and the grant dates included, when available, the prices paid in recent transactions involving our equity securities, as well as our operating and financial performance, current industry conditions and the market performance of comparable publicly traded companies.

The DOL rule was a key reason Madison Avenue Securities decided to sell a majority stake to KT Equity Partners, which owns an RIA and has affiliated insurance and marketing operations.

We utilized the arm's - length transactions of our equity securities in the secondary market since our most recent common stock valuation date, February 25, 2013, and the tender offer completed on March 4, 2013 to estimate the fair value of our common stock.

TACP applies TSSP's deep fundamental research approach, developed across market cycles, to stressed, distressed, and special situation debt and equity securities with an acute focus on downside protection and favorably skewed risk - reward profiles.

We utilized the arm's - length transactions of our equity securities in the secondary market since our most recent common stock valuation date, May 15, 2013, to estimate the fair value of our common stock.

I mean you go to Japan and I mean they're practically nationalizing the entire securities the equity market over there.

We had a former coal mine operator, a motorcycle dealership owner, a commercial airline pilot, a security special operations manager, a real estate broker, a person from the private equity sector, a hedge fund manager, a car dealership manager, and a person that worked in digital marketing.

Federal Reserve securities lending trends and momentum indicators (for predicting the general direction of the U.S. equities market) is also covered.

A Chartered Accountant with over 25 years of experience with HSBC, Credit Lyonnais Securities Asia and IIFL Group in Singapore and Mumbai, Mr. Prabodh Agrawal worked in equity capital markets for over 20 years before moving to the current role of Group CFO.

Stance Capital, LLC is a Registered Investment advisor (RIA) with the Massachusetts Securities Division, primarily focused on constructing and bringing to market public equity portfolios that mitigate material risk and generate excess returns while at the same time allowing investors to align their capital with their belief systems.

With approximately $ 104.3 billion in assets as of March 31, Annaly's portfolio includes securities, loans and equity in the residential and commercial markets.

HSIEX Strategic International Fund The Fund invests primarily in equity securities of non-U.S. issuers with the objective of long - term total return with added emphasis on the protection of capital during unfavorable market conditions.