Sentences with phrase «means trading securities»

«In the next year or two we expect there to be a case that goes to court and we'll know whether carrying on a business in your TFSA means trading securities actively.

She started thinking about running her own consulting business, which would mean trading security for more flexibility.

Not exact matches

According to the Securities and Exchange Commission (SEC), «Penny stocks may trade infrequently, which means that it may be difficult to sell penny stock shares once you own them.

I'm approved for «naked» options trading meaning I can sell puts on companies I don't own and without having the cash to purchase said security.

Additionally, having direct control over your own funds means managing your own key security, and many marketplace platform trading features (e.g., stop loss orders) have been sorely lacking from the available decentralized exchanges.

Convertible Debt - the term convertible debt basically, means securities that can be converted to other specified amounts of another security at the option of the holder and issuer, either single or both... Debentures or corporate bonds are traded for commodities stock within a specific period.

While the company advises customers against investing in virtual currencies and related financial instruments, it «provides access to trade all securities listed on, for example, Nasdaq,» meaning that some clients can purchase cryptocurrency derivatives «through the platform.»

And, crucially, our commitment to providing free real - time market data on all NEO-listed securities means investors both inside and outside Canada always have unrestricted access to the trading information of NEO-listed securities.

By relabelling them as STOs it also means that issuers are being upfront and know that what they are trading is in fact a security.

The companies that do not meant the requirement for the purpose of trading of the Toronto Stock exchange trade thought the TSX venture exchange therefore this type of securities are known as a higher risk stocks.

By extension, simply because a coin is issued in an ICO and subsequently traded on the blockchain does not necessarily mean the issuer of the coin is in the business of dealing in securities.

«Ex-Date» shall mean the effective date of the Corporate Action, the date on which or the date after a security trades without its previously declared dividend or distribution.

When valuable intellectual property, particularly trade secrets, is stolen through cyber espionage or other means, it poses a serious economic security problem for technology companies and hurts the U.S. innovation economy.

If neither of those means is available, you should contact our clearing firm, Pershing LLC («Pershing»), at www.pershing.com for instructions on how it may assist you with prompt access to your funds and securities, enter orders and process other trade - related, cash and security transfer transactions.

Increased security at U.S. borders means that undocumented immigrants are more likely to put themselves in the hands of smugglers who are organized, ruthless and profit - driven and for whom humans are disposable commodities to be traded and used for profit.

«The implication of that is that if you are holding a stock of Enterprise at the stock exchange at Ghc2 and it is now being sold at almost three, seven times so, it means that your stock on the stock exchange has been undervalued and therefore putting pressure on people to rush for Enterprise Insurance shares and for which reason Enterprise Insurance will now begin to see an increase in the price of their share, not reflected by the fundamentals of the performance of the economy but by a manipulated process outside of the trading regime without clearance from the Securities and Exchanges Commission.

That means: (a) maintaining close trading relationships with the EU; (b) working with our European allies to ensure the security of the continent of Europe; and (c) maintaining the viability of NATO and our close security cooperation with the US.

Becerra was the first Latino to serve on the powerful Ways and Means Committee, fighting for a fairer tax code and for fairer trade laws and working to protect Social Security and Medicare.

Two main reasons: They are all - wheel - drive, and that means extra weight and drag (though that's a trade - off I don't mind, for the extra security of AWD), and because Subaru is dedicated to the comparatively thirsty «boxer» engine design which, in a four - cylinder, has two cylinders lying flat on one side, two on the other, as if the rods and pistons are boxing each other.

This means that on an annual basis you will need to pay a commission on each security traded — even if its a small trade.

Trade date: The date a firm accepts a bid or offer for a security, even if time differences mean that the acceptance may not reach the firm making the bid or offer until the next day.

What he meant is that securities can trade at any price in the short - term based on people's opinion, but in the long - term the markets are pretty good at properly valuing assets and cash flows.

Discount brokerages also help empower investors, giving them the means to trade securities, mutual funds and ETFs directly, while keeping costs to a minimum.

Establish your financial security through other means before trying to trade for a living.

This means that your data and information about your trading accounts are not on the web where you must rely on the security of someone else's server to keep your information private;

Active management means that the managers of the fund actively trade securities in hopes of achieving higher than market returns or outperforming their respective benchmark, such as the S&P 500.

The User agrees that order confirmations, account statements, or any other document Desjardins Online Brokerage chooses to provide him with in connection with the Internet Service and securities trading accounts opened via the Internet Service («the Documents»), will be transmitted to him entirely by electronic means, including, access to these documents on the Internet Service site.

As per the new circular passed by SEBI - Securities Exchange Board of India, citizens from other countries, meaning foreign nationals who are non Indian citizens can also trade live or make investments in real time in the mutual funds provided they come as a QFI - Qualified Foreign Investor.

You agree to promptly notify ChoiceTrade in writing if you are now or if you become: (a) registered or qualified with the Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not Securities Exchange Commission, the Commodities Futures Trading Commission, any state securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities agency, any securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities exchange or association, or any commodities or futures contract market or association; (b) engaged as a «registered investment adviser» within the meaning of Section 201 (11) of the Investment Advisors Act of 1940 (whether or not registered or qualified under that act); or (c) employed by a bank or other organization exempt from registration under federal and / or state securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not securities laws to perform functions that would require you to be so registered or qualified if you were to perform such functions for an organization not so exempt.

That means Fool Wealth would make all the trades - you can not transact in the account, nor can you tell us what securities to buy and sell.

So I know that if I want to build wealth I am going to have to invest rather than trade, which to me means holding a security for at least 2 to 4 years, and hopefully longer.

But the idea is still valid — meaning just to focus on securities which are difficult for us stock - pickers to trade.

Funds with higher portfolio turnover rates (meaning the manager buys and sells more often) or funds that invest in less liquid securities (like micro-caps for example) will have higher Trading expense ratios.

You also agree to notify us by the same means if you are or become: a) employed or affiliated with a securities brokerage firm, bank, investment adviser, trust company, insurance company or securities exchange; or b) an officer, director, affiliate or 10 % shareholder of a publicly traded company.

Now if you are pondering over what is Futures Trading, it is a means of speculating security's price going up or down in the future.

Successful long - term trading — investing with the intention of holding a security for one year or more — means paying attention to the big picture, even when a grim, short - term outlook sends investors running for the exits.

According to the Securities and Exchange Commission (SEC), «Penny stocks may trade infrequently, which means that it may be difficult to sell penny stock shares once you own them.

Professional Forex trading means the experienced work in securities and currency exchange that allows a trader in the Forex market to participate in any kind of trading that is based on professional predictions about market «s changing.

Securities traded or dealt in upon one or more securities exchanges (whether domestic or foreign) for which market quotations are readily available and not subject to restrictions against resale shall be valued at the last quoted sales price on the primary exchange or, in the absence of a sale on the primary exchange, at the mean between the current bid and ask prices on suchSecurities traded or dealt in upon one or more securities exchanges (whether domestic or foreign) for which market quotations are readily available and not subject to restrictions against resale shall be valued at the last quoted sales price on the primary exchange or, in the absence of a sale on the primary exchange, at the mean between the current bid and ask prices on suchsecurities exchanges (whether domestic or foreign) for which market quotations are readily available and not subject to restrictions against resale shall be valued at the last quoted sales price on the primary exchange or, in the absence of a sale on the primary exchange, at the mean between the current bid and ask prices on such exchange.

Current market values are generally determined by the approved pricing sources as follows: generally securities traded on exchanges, excluding the NASDAQ National Market System, are valued at the last - quoted sales price on the exchange on which such securities are primarily traded (closing values), or, lacking any sales, at the mean between the bid and ask prices; generally securities traded in the over-the-counter market are valued at the last reported sales price that day, or, if no sales are reported that day, at the mean between the bid and ask prices.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct dial - up service between the investment adviser and the trading desk at the broker - dealer, message services used to transmit orders to broker - dealers for execution, electronic communication of allocation instructions between institutions and broker - dealers, comparison services required by the SEC or another regulator (e.g., use of electronic confirmation and affirmation of institutional trades), exchange of messages among broker - dealers, custodians, and institutions related to a trade, post-trade matching of trade information, routing settlement instructions to custodian banks and broker - dealers» clearing agents, software that provides algorithmic trading strategies, and trading software operated by a broker - dealer to route orders to market centers or direct market access systems.

In both instances, these services or products may include: company financial data and economic data (e.g., unemployment, inflation rates and GDP figures), stock quotes, last sale prices and trading volumes, research reports analyzing the performance of a particular company or stock, narrowly distributed trade magazines or technical journals covering specific industries, products, or issuers, seminars or conferences registration fees which provide substantive content relating to eligible research, quantitative analytical software and software that provides analyses of securities portfolios, trading strategies and pre / post trade analytics, discussions with research analysts or meetings with corporate executives which provide a means of obtaining oral advice on securities, markets or particular issuers, short - term custody related to effecting particular transactions and clearance and settlement of those trades, lines between the broker - dealer and order management systems operated by a third party vendor, dedicated lines between the broker - dealer and the investment adviser's order management system, dedicated lines providing direct

Full - time travel means trading a sense of security for a sense of adventure.

So both the CBO budget procedures and the GOP's position on using royalties for an energy R&D trust fund means that if President Obama wants to secure truly bipartisan support for this new Energy Security Trust proposal and ensure it doesn't increase the deficit, he's ultimately going to have to offer a real trade: new oil and gas production areas for new revenues dedicated to clean energy R&D.

By resilience I mean food and energy security, democratic systems, economic development through free trade and good governance, health, education and sanitation.

As a result, it is going to be up to the trial courts across the country to provide more guidance as to what «reasonable possibility» of success means when plaintiffs are asking for leave or authorization to go ahead with a securities - based class action against a publicly traded company.

What's more likely is the regulation of ICOs - it might be possible to bring these within the scope of laws governing securities offers and trading, which in a sense demonstrates a line of thinking that crypto currencies are more of an investment product to be held with the hope of achieving gains, rather than a means of exchange.»

The court's common sense approach to the meaning of a «trade» under the Act in this case provides some comfort to those remotely or indirectly involved in the securities industry.

This means that under Ontario securities law those shares or securities can not be traded until:

Bitcoin Investment Trust (BIT) has received approval to list on the securities marketplace OTC Markets Group, meaning shares could begin trading as soon as next week.