Sentences with phrase «meet the investor requirements»

Then the company finds a property that meets the investor requirements.

Not exact matches

Foreign investors will no longer have to meet requirements to qualify as foreign institutional investors, according to the news agency but will have to continue to obey limits on foreign ownership of stocks.

While the financial services industry has quite a bit of work to do in bringing more transparency to the titles used to describe different financial professionals, it is the responsibility of investors to ask the right questions to determine whether the financial professional they work with meets their requirements.

Currently, an entrepreneur can only equity crowdfund from accredited investors who meet standard requirements for wealth.

Until now, investors had been able to declare that they meet the U.S. requirements for being accredited, but as of Monday, they will need to have a third party, such as an accountant or lawyer, vouch for their accredited status.

They would not be specifically required to meet other transition period requirements of these PTEs, such as to make specific written disclosures and representations of fiduciary status and of compliance with fiduciary standards in investor communications, designate a person or persons responsible for addressing material conflicts of interest and monitoring advisers» adherence to the Impartial Conduct Standards, and comply with new recordkeeping obligations.

This fund is sold to investors as a private placement, which therefore exempts it from issuing a prospectus, providing that the investor meets certain requirements.

Bellwether provides only high quality equity and fixed income securities that meet investor's long term requirements and risk tolerance.

If you meet the requirements of an accredited investor, then you can invest in venture capital investments without either you the company you invest in running afoul of any legal requirements.

For Emerging Markets, the classification depends on two criteria: (1) whether the equity market meets minimum size and liquidity requirements and (2) whether it exhibits accessibility levels for international investors that are sufficient in the context of Emerging Markets.

This hypothetical illustration assumes the investor met the holding requirement for long - term capital gains tax rates (longer than one year), the gains were taxed at the current maximum federal rate of 23.8 %, and the loss was not disallowed for tax purposes due to a wash sale, related party sale, or other reason.

Interested non-US investors can become clients of CoinList Capital as long as they meet US accredited investor requirements.

Yes, non-US investors can invest using CoinList as long as they meet US accredited investor or qualified purchaser requirements.

Solely for the purposes of the product governance requirements contained within: (a) EU Directive 2014 / 65 / EU on markets in financial instruments, as amended, or MiFID II; (b) Articles 9 and 10 of Commission Delegated Directive (EU) 2017/593 supplementing MiFID II; and (c) local implementing measures, together, the MiFID II Product Governance Requirements, and disclaiming all and any liability, whether arising in tort, contract or otherwise, which any «manufacturer» (for the purposes of the MiFID II Product Governance Requirements) may otherwise have with respect thereto, the ADSs and ordinary shares have been subject to a product approval process, which has determined that such securities are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II, or the Target Marketrequirements contained within: (a) EU Directive 2014 / 65 / EU on markets in financial instruments, as amended, or MiFID II; (b) Articles 9 and 10 of Commission Delegated Directive (EU) 2017/593 supplementing MiFID II; and (c) local implementing measures, together, the MiFID II Product Governance Requirements, and disclaiming all and any liability, whether arising in tort, contract or otherwise, which any «manufacturer» (for the purposes of the MiFID II Product Governance Requirements) may otherwise have with respect thereto, the ADSs and ordinary shares have been subject to a product approval process, which has determined that such securities are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II, or the Target MarketRequirements, and disclaiming all and any liability, whether arising in tort, contract or otherwise, which any «manufacturer» (for the purposes of the MiFID II Product Governance Requirements) may otherwise have with respect thereto, the ADSs and ordinary shares have been subject to a product approval process, which has determined that such securities are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II, or the Target MarketRequirements) may otherwise have with respect thereto, the ADSs and ordinary shares have been subject to a product approval process, which has determined that such securities are: (i) compatible with an end target market of retail investors and investors who meet the criteria of professional clients and eligible counterparties, each as defined in MiFID II; and (ii) eligible for distribution through all distribution channels as are permitted by MiFID II, or the Target Market Assessment.

There is always a risk that a company and its expenditures may not meet the strict government requirements to offer flow - through expenses to its investors.

Before AI - qualified FAs / PWAs / ICs may discuss a particular private fund with a prospective investor, they must confirm that the prospective investor meets the offering's minimum qualification requirements by submitting the appropriate client information into the firm's Reg D system.

An «Accredited Investor» is defined by the Securities and Exchange Commission as someone who meets at least one of the following requirements:

Additionally, the report cites criticism that the definition is under - inclusive because sophisticated investors who do not meet earnings requirements may not qualify.

The act responds to the SEC's December report by expanding the list of accredited investors to include the following individuals, regardless of whether they meet the income or net worth requirements:

(When a trade is requested, the R - Token checks with an on - chain regulator service to make sure that the investor has been verified and the trade meets all the legal requirements.)

Grainger's yield, even after the recent price drop, clocks in at 2.5 %, which meets the requirements of some dividend growth investors but not others.

Investor Shares are available to any investor who meets the fund's minimum purchase requiInvestor Shares are available to any investor who meets the fund's minimum purchase requiinvestor who meets the fund's minimum purchase requirements.

Depending on an investor's fiduciary status, cryptocurrencies may not meet regulatory requirements such as know - your - customer (KYC) rules.

In addition to meeting the requirements as an accredited investor, investors must be made aware of and acknowledge the high financial risks of startup investing when investing through some intermediaries.

Traditionally, these have only been available to accredited investors who meet certain income and net - worth requirements, and institutions, such as foundations, endowments and pension funds.

Similarly, a series of private placements may not be integrated if each discrete transaction meets the requirements for a valid private placement and is truly separate in terms of its purpose, investors, terms, etc..

Consequently, since the SEC report was issued, well - organized ICOs typically have highlighted the utility function of the tokens, rather than investment opportunities — and have required U.S. participants to meet qualified investor requirements.

What's more, unlike some other low down payment programs, private MI automatically cancels once a homeowner reaches 78 percent equity in his or her home (or 80 percent equity upon request) and meets investor and / or Homeowner Protection Act requirements.

In the event that the margin funding account falls below acceptable levels, the investor will then be required to fund the account to meet future MTM requirements.

Investors can still employ this strategy, but they are required to pay ordinary income tax rates on any dividend income not meeting the holding period requirement.

We are highly regulated, must undergo periodic audits, and are required to meet specific net capital requirements to ensure we can meet our obligations to investors like you.

Each investor has specific requirements the loan must meet.

Even if a trader does not meet Interactive Brokers» minimum trading requirement, the monthly fee is so low that it is possible that a buy and hold investor could benefit from the de minimis trade fees.

In order to safely sell their loans, lenders may require borrowers to meet not just VA requirements but those set by investors, and these requirements can include things like minimum credit score, allowable debt - to - income ratio and more.

Traditionally, these have only been available to accredited investors who meet certain income and net - worth requirements, and institutions, such as foundations, endowments and pension funds.

the lowest potential yield that can be received on a bond without the issuer actually defaulting; calculated by making worst - case scenario assumptions on the issue by calculating the returns that would be received if any in - whole mandatory redemptive provisions are exercised by the issuer; partial redemptive provisions (such as sinking funds) are not included in yield to worst calculations; the yield to worst metric is used to evaluate the worst - case scenario for yield to help investors manage risks and ensure that specific income requirements will still be met even in the worst scenarios

The best returns accrue to investors who are patient and yet aggressive when they are offered a price for an asset that meets the requirements of value investing.

Grainger's yield, even after the recent price drop, clocks in at 2.5 %, which meets the requirements of some dividend growth investors but not others.

Ashworth Partners Ltd. buys properties in North America that meet the requirements of our investors.

The company does offer a 100 % investor - funded loan for businesses that can not meet the time in business or revenue requirements.

For investors who trade on an individual basis, it is essential to meet with the margin requirements as established by the exchange.

† A distribution from a Roth IRA is federally tax - free and penalty - free provided the five - year requirement has been satisfied and one of the following conditions is met: Investor is age 59 1/2 or older, suffered a disability, or is using the withdrawal for a qualified first - time home purchase.

I am an individual investor, perhaps too small to be able to meet the requirements to invest in Pabrai fund.

To meet their legal disclosure requirements and inform potential investors how their money will be used, the company will issue a prospectus.

In addition the trader also gets access to the Investors Compensation Fund should ever Vistabrokers becomes insolvent and is unable to meet its financial obligations as stipulated by its CIF licensing requirements.

Today is a wide choice for Forex traders on - the - move advanced and highly customisable trading platforms specifically designed to meet the requirements of investors who need the flexibility of currency trading.

In order to meet liquidity requirements, they enter into these agreements with short - term investors such as money market funds or other investors who need certain securities for a short - term.

Even better, the lifetime cumulative contribution limit for these accounts now stands at $ 57,500 (for investors who meet all eligibility requirements).

I have never heard of any penalties being levied for any investor who does not meet the income suitability requirements.

Individual investors may also be required to meet suitability requirements established by their state of residence.