Sentences with phrase «microcap securities»
Regulation A + will more than likely produce an increased number of securities subject to Rule 15c2 - 11, and without changes to the piggyback exception, could lead to a substantial increase in the number of microcap securities manipulated by nefarious issuers and market makers.
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GATE believes Rule 15c2 - 11 has played an important part in curtailing the level of fraud in microcap securities.
Not exact matches
Even if the smallest of the microcap stocks capture the greatest returns over time, I would like to think there are some somewhat larger, investable securities in the lower P / TBV deciles...