Sentences with phrase «minimum fiduciary duties»

I would like to see our regulators pursue minimum fiduciary duties for the listing brokerage to the seller.

Not exact matches

Ironically, the Series 65 has been the minimum regulatory exam for Registered Investment Advisers for a long time, and RIAs have been subject to a fiduciary standard for a long time... and this disparity has been allowed to continue, despite the fact that the Series 65 doesn't really provide much education to satisfy the fiduciary duty of care.

Powell, who joined the PEP in 2012 and served on the contract committee, contends he never got the state - required minimum six hours of training on financial oversight, accountability and fiduciary duties.

If today's economic reality is such that no buyer exists at a mutually attractive price, then the Board has a fiduciary duty to, at a basic minimum, explore alternative options which may include utilizing the cash to make investments unrelated to the current operations of Paragon.

Giacalone points out that lawyers owe a fiduciary duty to clients, which at a minimum encompasses advising them on low - cost alternatives.