Sentences with phrase «misleading investors»

The suit alleges that Tezos violated US Securities Law by selling unregistered securities, committing securities fraud, false advertising and unfair competition by misleading investors regarding the nature of the company.

In a statement, the organization said that ICO's may be misleading investors by using faulty information and verbiage about raising money for a company.

The complaint also accused the defendants of misleading investors about the nature of its relationship with card networks Visa and Mastercard, as well as listing fake team members on its website.

A Facebook shareholder is suing the social media giant for allegedly misleading investors in the Cambridge Analytica affair that's currently rocking the social network.

Advanced Equities last week was charged by the Security and Exchange Commission with misleading investors around a fund raise for a Valley alternative energy company back in 2009 and 2010 (reportedly Bloom Energy).

Instead of leaving comments on Product you are unnecessarily misleading investors.

And lawsuits filed in recent months by the Securities and Exchange Commission accuse some investment firms of misleading investors about life settlements» risks.

We imagine the next edition will feature plenty of commentary on this week's late - breaking announcement: the SEC's lawsuit against Goldman Sachs for misleading investors, a story The Wall Street Journal's Law Blog thinks has plenty of legs.

It is unacceptable for an authority to act as a crook, issuing someone an official patent that is misleading investors and the general public.

Secwepemc land defender, Kanahus Manuel stated: «Kinder Morgan is misleading investors by suggesting they have secured the land base and Indigenous consent for the Trans Mountain pipeline.

Secured termination of SEC investigation of high - level PIMCO officer relating to allegations of misleading investors about the performance of fund and alleged failure to accurately value certain fund securities.

Lawyers possess documents accusing Allergan Inc. of misleading investors regarding takeover, Reuters

Morgan Stanley agrees to pay settlement over lawsuit accusing bank of misleading investors, Reuters

The California municipalities accused of misleading their investors on climate change responded last week with a report from a former Securities and Exchange Commission (SEC) official, who claims that the cities and counties had adequately disclosed the risks of climate change.

to stop misleading its investors and start acknowledging climate change risks in its annual SEC disclosures.

Peabody had been under investigation for misleading investors and the public about the potential impact of climate change on its business.

This included super high pressure sales tactics, misleading investors and lying to the SEC.

The operators of the scams can be charged with misleading investors with false rumours relating to stock exchange listed companies.

Back in November 2016 we reported that the US Securities and Exchange Commission (SEC) has ordered EZTD Inc. to pay more than $ 1.7 million for misleading investors into trading binary options online before January 2014.

Einhorn accuses Allied of misleading investors.

Anyone who uses the average return is either purposely misleading investors or ignorant of how compounding works.

While it was introduced into law in 1921, the Martin Act general law received a large amount of publicity when former state attorney general Eliot Spitzer ordered 10 investment banks to pay $ 1.4 billion for misleading investors in 2003.

Attorney General Eric Schneiderman's office in court papers alleged ExxonMobil of misleading investors on the impact of climate change had on its operations.

Steyer had accused Exxon of misleading investors on climate change for nearly 30 years.

If they're misleading investors that's a completely different story

«Locking animals in gestation crates is simply indefensible, as is misleading investors and the public about that abuse.»

So the claim that Hero is the largest bicycle manufacturer is clearly wrong and in my opinion could be interpreted as misleading investors believing that there is a «deep pocket» Indian investor, whereas in reality, Hery cycles is only a relatively small company selling lots of ultracheap bicycles.

SEC Sanctions Quantek Asset Management and its Portfolio Manager for Misleading Investors About «Skin in the Game» and Related - Party Transactions

Hedge Fund Managers Must Refrain From Combining Actual and Hypothetical Performance Results to Avoid Misleading Investors and Avert SEC Enforcement Action

The SEC also managed to fine Goldman Sachs $ 550 million in 2010 for misleading investors, and AIG $ 800 million in 2006 for improper accounting and other offenses.

Lastly, is EOS misleading their investors?

Pomerantz is co-lead counsel in a securities class action against international pharmaceutical company Perrigo plc concerning allegations related to the company misleading investors as to its revenue growth potential in order to encourage them to reject a tender offer by Mylan N.V.

It's also facing lawsuits and allegations of misleading investors and employee discrimination.

Shareholders filed a class - action lawsuit accusing Mattel execs, O'Leary and former TLC CEO Michael Perik of misleading investors about the health of TLC and the benefits of the acquisition to Mattel.

A month earlier drugmaker ICN Pharmaceuticals actually pleaded guilty to one count of criminal fraud for intentionally misleading investors — over many years, it now seems — about the FDA approval status of its flagship drug, ribavirin.

At a press conference this week, CEO Hisao Tanaka kept his head bowed for almost 30 seconds, an appropriate amount of time to express shame and contrition for overstating profits by $ 1.2 billion and misleading investors since 2008.

Musk «may be misleading investors,» he said Thursday on CNBC's «Squawk Box.»

MORE: Plaintiffs in Theranos suit say defendants misled investors about company's technology in bid to raise billions of dollars

Warren also called for a criminal investigation of Stumpf, claiming that both the Department of Justice and Securities and Exchange Commission should look into whether the CEO knowingly misled investors by not disclosing the opening of the fake accounts in financial statements.

On March 14, the Security and Exchange Commission brought charges against Holmes and Balwani, alleging that they intentionally misled investors and business partners.

In March, a U.S. Senate committee reported findings from its own investigation, concluding that JPMorgan ignored risks, misled investors, fought with regulators and tried to work around rules as it dealt with mushrooming losses in the portfolio for which Iksil was trading.

As part of the settlement, New York - based Goldman agreed to a list of facts put together by the DoJ that stated Goldman had misled investors about the mortgage - backed securities while knowing that the repackaged loans were indeed riskier than what they had told investors.

Back in 2010 it paid $ 550 million to settle charges brought by the Securities and Exchange Commission that it mislead investors into buying a so - called synthetic collateralized debt obligation named Abacus, which was made up of a bundle of financial instruments tied to subprime mortgage bonds, many of which plummeted in value shortly after the deal was sold.

Back in 2010, the bank paid $ 550 million to the Securities and Exchange Commission to settle charges that it had misled investors into buying financial instruments tied to subprime mortgage bonds.

Republicans and trade groups like the U.S. Chamber of Commerce have fought back against the measure at every turn, saying it will be too expensive, could mislead investors and is not material to a company's financial statements.

Federal prosecutors from the U.S. Attorney's office and the SEC have investigated Theranos over whether it misled investors, The Wall Street Journal reported in April.

Additionally, the involvement of Peter Thomson shouldn't mislead investors into thinking that his family's investment vehicle is behind Public Mobile, or retracting from its BCE stake.

UBS will pay $ 50 million to settle charges by the U.S. Securities and Exchange Commission that the Swiss bank misled investors, the regulatory agency announced Tuesday.

One theory with Ken Lay and Jeffrey Skilling at Enron is that they misled investors for the sake of the company, insisting that it was a great company.

Toyota shareholders incensed over a sudden drop in the Japanese automaker's stock price are heading to court with lawsuits claiming company executives deliberately misled investors and the public about the depth of accelerator problems in millions of its vehicles....