Sentences with phrase «money on behalf of customers»
From there he moved his way up through the Wall Street ranks and started developing a name for himself until eventually he was managing money on behalf of customers.
https://www.financialcanadian.com/ Not exact matches
The Neighborhood Economic Development Advocacy Project (NEDAP), which brought the suit against Chase on plaintiffs» behalf, says banks shouldn't be willing to let online payday lenders take money out of customer accounts in states where such loans are illegal.
It will use its own money to trade futures on behalf of customers with no immediate plans to become a full - fledged cryptocurrency exchange.
Within one business day from notice of rescission, the customer (s) must return any monies received and fees paid on behalf of the customer (s) by certified funds.
The CFTC Complaint alleges that from approximately January 2017 to the present, Mcdonnell and CDM engaged in a deceptive and fraudulent virtual currency scheme to induce customers to send money and virtual currencies to CDM, purportedly in exchange for real - time virtual currency trading advice and for virtual currency purchasing and trading on behalf of the customers under Mcdonnell's direction.
«The CFTC Complaint alleges that from approximately January 2017 to the present, McDonnell and CDM engaged in a deceptive and fraudulent virtual currency scheme to induce customers to send money and virtual currencies to CDM, purportedly in exchange for real - time virtual currency trading advice and for virtual currency purchasing and trading on behalf of the customers under McDonnell's direction,» reads the official lawsuit announcement.
In the second case, the CFTC alleges that Patrick K. McDonnell and his company CabbageTech «engaged in a deceptive and fraudulent virtual currency scheme to induce customers to send money and virtual currencies to CDM, purportedly in exchange for real - time virtual currency trading advice and for virtual currency purchasing and trading on behalf of the customers under McDonnell's direction.
Other duties that may be part of their job description include collecting money from customers and reporting same to the accountant, and arranging of various promotional events on behalf of the company.
The law requires real estate licensees to perform the following basic duties when dealing with any real estate buyer or seller as customers: present all offers in a timely manner, account for money or other property received on your behalf, provide an explanation of the scope of services to be provided, be fair and honest and provide accurate information, provide limited confidentiality, and disclose «material adverse facts» about the property or the transaction which are within the licensee's knowledge.