Sentences with phrase «more of the issuer»

Issuers must perform background checks on any director, officer, general partner or managing member of the issuer, as well as any promoter and owner of 20 % or more of the issuer's voting shares.

One difference between stock and bond investors is that bond investors viscerally understand that if a creditor issues more debt, we don't necessarily want to own more of that issuer's debt.

Not exact matches

«I do think more issuers will move to the tokenization concept,» said Bill Hardekopf, CEO of LowCards.com «The incredible number of data breaches in the last 12 months has played a part in this.

To help connect technology issuers and Canada's investment community, TSX has arranged a series of events at which more than 50 Canadian companies in the technology and clean technology sectors have met with investment bankers across the country.

A blockchain - based clearing system has the potential to be more efficient, and lower costs for both issuers and investors, said Frank Allen, the executive director of the Canadian Foundation for Advancement of Investment Rights.

More than half of the issuers (56 %) in the survey sample have adopted formal policies addressing the representation of women on boards — and they've been swift about it.

increased support of viable early stage issuers by private equity companies, thereby allowing issuers to defer listing until they are at a more mature stage, or avoid the listing process if they are acquired by a larger entity.

Some issuers have more detailed statements, including location of retailer and / or description of the type of retailer, like «grocery store» or «merchandise.»

HPR's year - to - date is 5.3 % or 1.3 % more than CPD, though some of that difference comes from HPR's holdings of some U.S. preferreds from issuers like American Express and General Electric.

However, with thousands of ETFs to choose from, more investors, including archerETF clients, are opting to build the bulk of their portfolio with ETFs: Canadian and foreign stocks and even bonds of various issuers and maturities.

Because of the Durbin amendment, as of October 1, 2011, debit interchange is capped for transactions (21 cents, plus 5 basis points -LRB-.05 %), plus an additional penny for issuers that qualify for fraud) for debit cards issued by banks and credit unions with $ 10 billion in assets or more.

But paying just the minimum means you'll actually pay more money to your issuer in the long run because of interest.

Foreign markets can be more volatile than U.S. markets due to increased risks of adverse issuer, political, market or economic developments, all of which are magnified in emerging markets.

Regulatory action would be a more straightforward issue if the questioning hinged less on issuer complaints and suspicions and more on clear - cut examples of proxy adviser transgression.

One red flag for lenders is that the volume of energy debt rated CCC or below — the weakest ratings among junk bond issuers — has more than doubled to $ 62 billion from a year ago, Fitch said in a June 12 report.

The fund will be more susceptible to these risks than other funds because it may concentrate its investments in a limited number of issuers and currently focuses its investments in particular sectors.

This year, more than 20 issuers are making year - end capital gains distributions to shareholders, impacting at least 146 ETFs, or 7 % of the total ETF marketplace.

The greater the number and kind of issuers, as well as the type of securities they offer, the more interested investors become in sustainable investing.

It's important to pay attention to changes in the credit quality of the issuer, as less creditworthy issuers may be more likely to default on interest payments or principal repayment.

Asset - backed securities allow issuers to generate more cash, which, in turn, is used for more lending while giving investors the opportunity to invest in a wide variety of income - generating assets.

Business cycle risk High yield issuers typically have riskier business strategies and more leveraged balance sheets, exposing them to greater risk of default at times of a downturn in business conditions.

In the near future, we will be adding other cards such as those from Bank of America, as well as more card reviews from the current credit card issuers.

ASIC announced it was targeting the sale of digital tokens and is issuing inquiries to ICO issuers and their advisers where they identify conduct or... Read More

These card networks handle so much volume and so many dollars each day, and yet they are still just part of the larger payments ecosystem, which includes issuers, merchants, and more.

Meanwhile, for issuers of new tokens, it's almost impossible to walk the line, even with more feedback from regulators and lawyers.

Each day, more and more token issuers are experiencing cyber-attacks, hacks, and impersonators which have led to multimillion dollars» worth of theft.

At SharesPost, the average time to close a transaction has been declining because issuers are more frequently waiving their right of first refusal and expediting the process.

If you pay more than your minimum payment on a card, your issuer is required to apply any money in excess of the credit card minimum payment to the balance with the highest APR and any remaining portion to the other balances in descending order based on the APR..

In a bid to improve the market's accessibility for foreign investors, the Brazilian Securities and Exchange Commission («CVM») is holding a public hearing for Brazilian issuers with the purpose of improving the regulations set through the recently implemented Instruction 561 and more specifically, those related to proxy disclosure, regulated by Instruction 481.

The fear: If the long economic expansion takes a turn for the worse, investors could jettison the debt of more leveraged borrowers such as triple - B issuers.

Moreover, the ECB could not buy more than 33 % of a single issuer.

At the moment, we think it's unlikely that the ECB would consider expanding the scope of its program to encapsulate other financial assets; it might expand the list of issuers whose assets it can buy to include more agency debt, but we think that's about it.

Consumers may get more options from major banks and credit card issuers that offer cards tailored to different types of spending.

Yet, mortgage bankers have been disintermediated as securitization transaction economics have made the sale of primary servicing rights to the master servicer more profitable for the issuers.

These include currency risks — in the form of company - level mismatches as EM issuers generally do not fully hedge hard currency borrowings — and insolvency risks such as more uncertainty in financial restructuring because of inconsistent priorities and a lack of focus across jurisdictions.

Another risk that's harder to excuse is a lack of transparency: The ETN's issuer — Goldman Sachs — doesn't provide a working website for investors to access in order to learn more about the mechanics and methodology.

In other words, if we accept that there is value in having family representation on the board of directors of a family firm, then The Long View is no more lenient on family firms than BSCI is on widely - held issuers.

For example, a family that controls 30 % of the issuer's votes may have no more than 40 % of the board made up of family representatives, including executives of affiliated companies, whether or not they are independent from management.

Regulation A + will more than likely produce an increased number of securities subject to Rule 15c2 - 11, and without changes to the piggyback exception, could lead to a substantial increase in the number of microcap securities manipulated by nefarious issuers and market makers.

The 2016 study, whose rankings of issuers relied on input from more than 20,000 credit card customers, takes six factors into account, such as customer interaction and problem resolution.

Login to your card issuer's portal: If you want more detailed information such as details of transactions on your card, you can log in to your card issuer's portal.

In China, which accounted for 39 % of total issuance in 2016, the definition is more liberal; for example, issuers can use up to half of the proceeds to repay bank loans and invest in general working capital.

The SEC always seeks to ensure that an issuer will not be able to circumvent the registration requirements by conducting a series of separate, maybe smaller or more limited, offerings (each of which may qualify for an exemption) and therefor avoid registration.

In a vacuum, that's positive for the MLP ETFs and any ’40 Act fund — including mutual funds and closed - end funds — that owns more than 25 % of its fund assets in K - 1 issuers.

In our Securities Practice, we act as counsel to more than 80 public companies (including 20 Chinese issuers), as well as, numerous FINRA (formerly NASD) licensed underwriters and placement agents in connection with their financing activities, including private placements and public offerings of equity and debt securities.

As the inter-relationship of the global financial markets becomes more complex, the Firm has participated in several initiatives involving both foreign public issuers also seeking listing on U.S. exchanges and markets, as well as U.S. issuers exploring foreign listings, including on the AIM Market of the London Stock Exchange, the Toronto Stock Exchange and Euronext Amsterdam.

Credit One is the ninth - largest issuer of Visa - and Mastercard - branded credit cards in the U.S. and accounts for more than 90 percent of Sherman Financial Group's revenue and earnings.

It's not like the US went directly to China and signed up for a loan, so it's a more general bond - issuer, bond - holder relationship and not a bank loan type of relationship.

In 2015, HCR set a record for financing the creation or preservation of more than 11,000 affordable homes and apartments and was the # 1 bond issuer in the nation with $ 2.5 billion issued.

In 2016, HCR set a record for the third year in a row, financing the creation or preservation of more than 17,000 affordable homes and apartments, creating nearly 2,000 homeownership opportunities for first - time homebuyers, and was once again the # 1 affordable housing bond issuer in the nation with $ 2.8 billion issued.