Sentences with phrase «municipal bond underwriters»

Instead, the SEC has devised an indirect form of regulation by imposing restrictions on municipal bond underwriters.

Not exact matches

Corruption is rampant in the municipal bond finance business, as proven by apparent «pay to play» practices between educational districts and bond underwriters.

Janet's clients span a variety of industries in Texas and nationwide and she is a highly respected bond counsel, underwriter counsel, credit bank counsel, borrower counsel, issuer counsel and trustee counsel in connection with multi-million-dollar municipal and conduit bond issues for school districts, charter schools, private schools and local governments.

Janet Vaughan Robertson's practices focuses on the public finance arena and she is a highly respected bond counsel, underwriter counsel, credit bank counsel, borrower counsel, issuer counsel and trustee counsel in connection with multi-million dollar municipal and conduit bond issues for school districts, charter schools, private schools and local government.

Glass - Steagall Act of 1939: The federal law that prohibited banks from acting as dealers or underwriters in any securities other than general obligation municipal bonds.

For municipal bond issues involving competitive bidding, the insurance is offered as an option to the underwriters bidding on the transaction.

An official document disseminated by an issuer of municipal securities that gives pertinent information regarding an upcoming bond issue and invites bids from prospective underwriters.

Mr. Doty continues to serve as consultant to, and municipal bond expert witness on municipal finance in consultation with, legal counsel to municipal securities issuers, underwriters, municipal advisors, bond counsel, trustees, investors and governmental agencies.

The restrictions prohibit underwriters from underwriting most municipal bond offerings, unless the issuers provide a disclosure document called an «official statement» and the issuers agree to make continuing annual and specific event disclosures.

We share years of experience forging and implementing public - private partnerships, incentive, development and infrastructure agreements, economic development incentive and tax increment financing programs; assisting secondary and higher education institutions, healthcare organizations, cultural institutions, electric and gas power providers, and air, land and sea transportation entities with their debt issuances; serving as bond counsel to a wide array of local and state government entities; and serving as underwriters» counsel to many national and regional underwriters of municipal bonds and as counsel to direct purchasers of municipal debt obligations.

Nixon Peabody is noted as representing the underwriters in the deal involving the New York City Municipal Water Finance Authority and its upcoming plan to sell $ 400 million of bonds.

Earlier in his career Neil spent several years at Koch Industries as a Senior Risk Analyst and as a corporate and municipal bond originator / underwriter for a regional Midwest investment bank.