Sentences with phrase «n't execute the transaction»

In fact, fee - for - service financial planning and investment guidance doesn't even require a license if an adviser doesn't execute transactions or provide advice on specific securities with respect to an individual's particular situation.

Not exact matches

You can not dictate how the clients, some of you, will decide to execute your transactions.

Also, more controversial provisions — such as requirements to execute enforceable written contracts under the Best Interest Contract and Principal Transactions Exemption, and changes to PTE 84 - 24 (other than the addition of the Impartial Conduct Standards)-- are not applicable until January 1, 2018, while the Department is honoring the President's directive to take a hard look at any potential undue burdens and decides whether to make significant revisions.

While you can't execute as many transactions with this type of an account as it's more akin to a savings account, you can still access funds easily.

The bill defines blockchain technology and smart contracts and then states that transactions based on these self - executing contracts could not be «denied legal effect, validity, or enforceability» because of the smart contract term.

Once an order has been executed and the appropriate currencies have been credited and debited from the Members» Accounts, the transaction may not be reversible.

Fourth, the s. 5 prohibition on resale does not apply to transactions executed by persons who are not «issuers, underwriters or dealers.»

RJA or its affiliates may execute transactions which may not be consistent with the report's conclusions.

Stellar does not require any «gas» to execute programs and only requires a negligible transaction fee -LRB-.00001 XLM — a fraction of a fraction of a penny) to discourage users with malicious intent from flooding the network with transactions.

After the transaction was executed, Tera issued a press release that the swap «was the first Bitcoin derivative transaction to be executed on a regulated exchange» without disclosing that the Bitcoin swap transaction did not represent actual liquidity.

In the absence of an investment recommendation, the rule does not treat individuals or firms as investment advice fiduciaries merely because they execute transactions at the customer's direction.

Open Interest: The total number of those futures contracts that are long or short in a particular delivery month or market that has been entered into and not yet liquidated by executing an offsetting transaction or fulfilled by delivery of the futures contract.

However, the adviser does not have ultimate discretion to execute the transactions.

My concern really is how to execute these transactions (timing, pricing etc) so I'm not losing $.

There are «n» number of transaction execution platforms (some are even available at free of charges to the client) which you can make use to execute your Financial plan.

The User agrees and acknowledges that, with respect to subsequent changes to a transaction order that has not yet been executed, Desjardins Online Brokerage is required only to act on a «best efforts» basis, according to the circumstances.

The User accepts that it is not possible to change, via the Internet Services or otherwise, a transaction order that has already been executed by Desjardins Online Brokerage.

This term may refer to transactions over-the-counter in unlisted securities, or, in a special situation, to a transaction involving a block of listed shares which is not executed on a recognized stock exchange.

In any transaction, there has to exist both a buyer and a seller or it won't be executed.

We currently do not have an arrangement where we receive payment for directing order flow and do not receive compensation for securities transactions executed through designated exchanges, market makers, dealers or market centers.

It seems to me that my transaction costs would be 2x with the spread, and while I see that time decay (Theta) is mitigated with a vertical spread, wouldn't the unbridled upside to unlimited theoretical profit of the naked call be better in the long run if this strategy is executed multiple times?

Each contract market Member shall pay to NFA an assessment calculated on the basis of $.005 for each round - turn transaction in a commodity futures contract (purchase and sale or sale and purchase) executed on the contract market, except that in any NFA fiscal year, the total of such assessments paid by a contract market Member that had transaction volume of more than 20 percent of aggregate contract market transaction volume during that fiscal year shall not be more than $ 150,000 and the total of such assessments paid by a contract market Members that had transaction volume of 20 percent or less of aggregate contract market transaction volume during that fiscal year shall not be more than $ 100,000.

You got it right, without limit orders we might not be able to buy or sell stocks, lets consider a scenario where there are no open orders (buyer list and seller list is empty), there are 2 people, one wishes to buy 100 stocks at market price and other wishes to sell 100 stocks at market price, at what price will the transaction execute?

Even though Forex traders don't have the exact price at which the transaction will be executed, they can be fairly sure the currency transaction will be executed close to the bid and ask price.

Transaction costs are also lower because rebalancing isn't executed by the ETF, but by the counterparty to the swap agreement.

All other transactions conducted using your Debit Card such as deposits, withdrawals, balance inquiries, transfers, credits, pre-authorizations, reversals, and other checking account inquiries are not eligible transactions, including any and all small dollar transactions not executed within the spirit of the program (i.e. multiple $ 1 transactions).

We reserve the right, at our full discretion, not to execute the order, or to change the quoted price of the Transaction, or to offer you a new quote, in case of technical failure of the trading platform or in case of extraordinary or abnormal fluctuations of the price of the financial instrument as offered in the market.

All electronic Mobank Online Bill Pay transactions are eligible transactions except for those small dollar transactions not executed within the spirit of the program (i.e. multiple $ 1 transactions).

The Popmoney Service is not working properly and you know or have been advised by us about the malfunction before you execute the payment transaction;

All electronic Mobank Online BillPay transactions are eligible transactions except for those small dollar transactions not executed within the spirit of the program (i.e. multiple $ 1.00 transactions).

We may also un-enroll your account (s) from the QuickSave program and / or disqualify any or all transactions, eligible or otherwise, in our sole discretion including any and all small dollar transactions not executed within the spirit of the program (i.e. multiple $ 1 transactions).

All aggregated orders are subject to CSIM's aggregation and allocation policy and procedures, which provide, among other things, that (i) the portfolio manager will not aggregate orders unless she believes such aggregation is consistent with her duty to seek best execution; (ii) no account will be favored over any other account; (iii) each account that participates in an aggregated order will participate at the average security price with all transaction costs shared on a pro-rata basis; and (iv) if the aggregated order can not be executed in full, the partial execution is allocated pro-rata among the participating accounts in accordance with the size of each account's order.

transaction costs shared on a pro-rata basis; and (iv) if the aggregated order can not be executed in full, the partial execution is allocated pro-rata among the participating accounts in accordance with the size of each account's order.

Virginia stated, «The fact that the ACMS executes a separate electronic debit from the lawyer's bank account for its «marketing fee» following the firm's electronic deposit of the full legal fee to the lawyer's bank account does not change the ethically impermissible fee - sharing character of the transaction.»

Whether you are executing a bet - the - company transaction or simply updating your standard employment forms, you will have the full attention of an experienced lawyer who asks the questions that haven't occurred to you yet, who commands a whole spectrum of ways to engineer contract terms to address the issues specific to your business, and who knows how to negotiate — and how to close — to achieve your objectives.

When a business transaction isn't properly executed, it can set your business up for the risk of litigation or compliance issues.

Once an order has been executed and the appropriate currencies have been credited and debited from the Members» Accounts, the transaction may not be reversible.

Because blockchains can process transactions, not simply store information about transactions, they can serve as a platform on which code can be executed and apps can be run.

The protocol that Olympus Labs uses has to solve the issue of how two parties from different blockchains who do not trust each other can execute a sophisticated transaction.

«These facts should be distinguished from a situation where a SEF or other designated contract market runs pre-operational test trades to confirm that its systems are technically capable of executing transactions and, to the extent that these simulated transactions become publicly known, makes it clear to the public that the trades do not represent actual liquidity in the subject market.»

This occurrence, he argued, that would necessitate that consumers pay fluctuating fees to execute transactions, something consumers and consumer products aren't yet equipped for.

XBit Asia can not be held liable for executing a transaction if the instruction relates to an incorrect Bitcoin address.

Stellar does not need gas to execute programs and has a miniscule transaction fee (i.e., fraction of a penny).

The wallet relies on the host computer to set up and execute transactions, which means that it is not designed as a standalone device.

For people new to bitcoin and cryptocurrency trading, the process is simplified by Square as they are the ones holding on to your bitcoin and executing the transactions: the bitcoin is tied to your Cash App account, not your device.

There are five - percent charges on Bitcoin ATM transactions, though, so perhaps don't plan on executing very many trades in this manner.

Introducing Block Collider Cryptocurrencies are «walled gardens» which can not reuse, trigger, or execute transactions with other blockchains.

In a DocuSign Transaction Room, the documents are circulated to the participants, who do not need to be in the «room» to execute, send or receive the documents.

«Portfolio transactions are complicated and they're really tough to execute, and a high - net - worth investor or family office may not have the team or resources necessary to take down an entire portfolio of hotels.»

Since we then need to get into the meat of the mechanics of the transaction, a poorly executed wholesale contract doesn't hold up to much scrutiny.