Sentences with phrase «national dealer trade»
Front - line ready inventory, better prospecting tools, and our national dealer trade network can help dealerships move more metal.
http://www.worktrucksolutions.com/ Not exact matches
So - called self - regulatory organizations like the National Association of Securities Dealers are relatively toothless; trade groups like the American Institute of Certified Public Accountants stubbornly protect their own.
Investment Industry Regulatory Organization of Canada (IIROC) IIROC was created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in dealers and trading activity on debt and equity marketplaces in Canada.
The ticker symbol is SKYW and the common stock trades on the National Association of Securities Dealers Automated Quotations (NASDAQ).
In 1996, believing that his brokerage clients deserved a wider range of investment opportunities as well as better trade execution and service, Jim founded Financial Sense ® Securities, Inc. (FSS), member FINRA / SIPC, an independent broker / dealer offering full brokerage services through our clearing firm National Financial Services LLC., a Fidelity Investments Company.
Syndicate bid - A syndicate bid is a bid, which represents the highest price the syndicate member (member of a bank, brokerage, or investment bank) will pay for the securities trading on the National Association of Securities Dealers Automated Quotations (NASDAQ) exchange.
These were made known in a speech read on behalf of the Trade and Industry Minister, Dr. Spio Ekow Garbrah, by the National Director of the REP, Akwasi Atta Antwi at a sod cutting ceremony for an Industrial Mini City for the Zion Artisan Spare parts Dealers and Food Sellers Association at Adense near Ejisu.
Buyback amounts are based on the National Automobile Dealers Association (NADA) «Clean Trade - In» value from the day before news of the VW diesel broke in September 2015.
The least expensive Saturn is the»91 SL, which has a trade - in value of $ 5,250, according to the National Automobile Dealers Association's Official Used Car Guide.
The vehicle's value is calculated using the clean trade - in price from the September 2015 edition of the National Auto Dealer Association (NADA) Used Car Guide, as adjusted for mileage and equipped options.
Prior to that, Atkinson was head of business development for the exchange - traded products business at Barclays Global Investors Canada Ltd., now iShares; he has also held positions with a national investment dealer and major mutual fund companies.
To increase price transparency in the U.S. corporate debt market, in July 2002 the National Association of Securities Dealers (now the Financial Industry Regulatory Authority) introduced TRACE (Trade Reporting and Compliance Engine).
(1) The following shall be exempt from the Credit Services Organization Act: (a) A person authorized to make loans or extensions of credit under the laws of this state or the United States who is subject to regulation and supervision by this state or the United States or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act, 12 U.S.C. 1701 et seq.; (b) A bank or savings and loan association whose deposit or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or a subsidiary of such a bank or savings and loan association; (c) A credit union doing business in this state; (d) A nonprofit organization exempt from taxation under section 501 (c)(3) of the Internal Revenue Code; (e) A person licensed as a real estate broker or salesperson under the Nebraska Real Estate License Act acting within the course and scope of that license; (f) A person licensed to practice law in this state acting within the course and scope of the person's practice as an attorney; (g) A broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (h) A consumer reporting agency; (i) A person whose primary business is making loans secured by liens on real property; (j) A person, firm, corporation, or association licensed as a collection agency in this state or a person holding a solicitor's certificate in this state acting within the course and scope of that license or certificate; and (k) A person licensed to engage in the business of debt management pursuant to sections 69 - 1201 to 69 - 1217.
IIROC is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Canada.
Interactive Brokers LLC is a registered Broker - Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self - regulatory organizations.
«Credit Services Organization» does not include any of the following: (i) a person authorized to make loans or extensions of credit under the laws of this State or the United States who is subject to regulation and supervision by this State or the United States, or a lender approved by the United States Secretary of Housing and Urban Development for participation in a mortgage insurance program under the National Housing Act (12 U.S.C. Section 1701 et seq.); (ii) a bank or savings and loan association whose deposits or accounts are eligible for insurance by the Federal Deposit Insurance Corporation or the Federal Savings and Loan Insurance Corporation, or a subsidiary of such a bank or savings and loan association; (iii) a credit union doing business in this State; (iv) a nonprofit organization exempt from taxation under Section 501 (c)(3) of the Internal Revenue Code of 1986, [FN1] provided that such organization does not charge or receive any money or other valuable consideration prior to or upon the execution of a contract or other agreement between the buyer and the nonprofit organization; (v) a person licensed as a real estate broker by this state if the person is acting within the course and scope of that license; (vi) a person licensed to practice law in this State acting within the course and scope of the person's practice as an attorney; (vii) a broker - dealer registered with the Securities and Exchange Commission or the Commodity Futures Trading Commission acting within the course and scope of that regulation; (viii) a consumer reporting agency; and (ix) a residential mortgage loan broker or banker who is duly licensed under the Illinois Residential Mortgage License Act of 1987.
The National Association of Securities Dealers Automated Quotation system, or NASDAQ, represents all domestic and non-U.S. — based common stocks traded on The NASDAQ Stock Market.
NBCN Inc. is a member of the Investment Industry Regulatory Organization of Canada (IIROC), the national self - regulatory organization which oversees all investment dealers and trading activity in Canada.
The over-the-counter bulletin board (OTCBB) is an electronic trading service provided by the National Association of Securities Dealers (NASD) that offers traders and investors up - to - the - minute quotes, last - sale prices and volume information for equity securities traded over the counter (OTC).
OANDA Corporation is a registered Futures Commission Merchant and Retail Foreign Exchange Dealer with the Commodity Futures Trading Commission and is a member of the National Futures Association.
Securities primarily traded in the National Association of Securities Dealers» Automated Quotation System («NASDAQ») National Market System for which market quotations are readily available shall be valued using the NASDAQ Official Closing Price.
Under the Commodity Exchange Act, only certain regulated entities may be counterparties to over-the-counter trades with retail customers; these are National Futures Association (NFA) registered futures commission merchants (FCMs) and Retail Foreign Exchange Dealers (RFEDs).
OANDA Corporation is a registered Retail Foreign Exchange Dealer (RFED) with the U.S. Commodity Futures Trading Commission (CFTC), and a Forex Dealer Member (FDM) of the National Futures Association (NFA # 0325821).
National Association of Securities Dealers (NASDAQ): The principal home of top US growth companies as well as International companies trading shares in the US NASDAQ real - time quotes are transmitted through and International computer and telecommunications network to more than 1.3 million users in 83 countries.
(National Association of Securities Dealers Automated Quotations)- System set up to gather, store and display quotations of trading prices among domestic over-the-counter dDealers Automated Quotations)- System set up to gather, store and display quotations of trading prices among domestic over-the-counter dealersdealers.
His executive search practice is focused on general counsel, in - house counsel and compliance officer search for national and international corporations, asset managers, hedge funds, private equity firms, proprietary trading firms, broker - dealers and corporate / investment banks.
Investment Industry Regulatory Organization of Canada (IIROC) IIROC was created in 2008 through the consolidation of the Investment Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in Dealers Association of Canada and Market Regulation Services Inc. and is the national self - regulatory organization which oversees all investment dealers and trading activity on debt and equity marketplaces in dealers and trading activity on debt and equity marketplaces in Canada.
Peter has served as a panelist and / or speaker on presentations on securities - related issues to the Securities Industry and Financial Markets Association («SIFMA»), American Arbitration Association, New York Stock Exchange, National Association of Securities Dealers, accounting and securities trade groups, law schools, and other organizations.
The statement warned exchanges that currently support unregistered securities trading that they must register with the SEC as a national securities exchange, an alternative trading system (ATS), or a broker - dealer.
Prime Retail expects that its securities will trade instead on the «over the counter» market under the auspices of the National Association of Securities Dealers.
The National Association of Securities Dealers is investigating SPAC share trading and has made inquiries into New York - based EarlyBirdCapital, an investment bank that specializes in blank - check IPOs.