Sentences with phrase «nonpublic information about»

Sources from which we may collect nonpublic information about you include: information we receive from you on applications or other forms in writing, via facsimile transmission, by telephone, by electronic means including e-mail and our website, or by other means of communication; information resulting from your transactions with us, our affiliates or others; information resulting from entitled services that you have received from us, our affiliates or others; information obtained from governmental sources, such as your driving record and claims history (insurance clients); and information obtained from non-governmental sources, such as demographic data used for marketing purposes.
The article considers the practical consequences for investment professionals of the Stop Trading on Congressional Knowledge Act, which regulates the dissemination by government employees and political consultants of material nonpublic information about policy initiatives undertaken by the legislative and executive branches of government.
Insider trading is the trading of a public company's stock or other securities (such as bonds or stock options) by individuals with access to nonpublic information about the company.
The speed and fluidity of media like Twitter can also invite inadvertent disclosure of trade secrets or nonpublic information about a publicly traded company.
Illegal insider trading refers generally to buying or selling a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material, nonpublic information about the security.
LoanStar Home Lending collects nonpublic information about consumers from the following sources:
Illegal insider trading generally refers to insider buying or selling a security, in breach of a fiduciary duty or other relationship of trust and confidence, while in possession of material, nonpublic information about the security.
«I see the memo as the CFTC cautioning its employees on the ethical issues that could be raised by their trading in cryptocurrencies, encouraging them to consider and seek advice from the CFTC ethics team before trading in cryptocurrencies, noting that employees may not transact in cryptocurrencies if they have nonpublic information about them from their work at the CFTC, and advising that those who participate in CFTC dealings related to cryptocurrencies may not trade in them for conflict of interest reasons.»

Not exact matches

As Cumberland Advisors shares nonpublic information solely to service our client accounts, we do not disclose any nonpublic personal information about our customers or former customers to anyone, except as permitted by law.
Concussion and Sports - Related Head Injury: SB189 (2011) requires the governing authority of each public and nonpublic school to provide information to all coaches, officials, volunteers, youth athletes and their parents / guardians about the nature and risk of concussion and head injury, including continuing to play after a concussion or head injury.
Information about California public schools, private schools, nonpublic nonsectarian schools, school districts, and county offices of education.
If the item to the left is checked, I direct you not to share nonpublic personal information about me to non-affiliated third parties, except as provided in this Privacy Policy.
When necessary, we may disclose nonpublic personal information about you to the following types of third parties:
It gives you important information about how TIAA - CREF Tuition Financing, Inc. («TFI») handles nonpublic personal information it may receive about you in connection with the Plan.
We will comply with applicable state laws before sharing nonpublic personal information about you.
L. 106 - 102, which included provisions, section 501 et seq., that limit the ability of financial institutions to disclose «nonpublic personal information» about consumers to non-affiliated third parties and require financial institutions to provide customers with their privacy policies and practices with respect to nonpublic Start Printed Page 82484personal information.
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