Sentences with phrase «not as a financial adviser»

Not exact matches

But many investors, advisers, and financial writers don't seem to be aware that the benefits of this widely accepted practise are often miniscule or even negative — as highlighted in analyses such as «Costly Harvest.»

Moreover, financial institutions and advisers who do not provide impartial advice as required by the Rule and PTEs would violate the prohibited transaction rules of the Code.

Also, I can not give you official investment advice because I am not an investment adviser registered with the SEC and I am not a CFP (certified financial planner), so if you watch the videos and you see me trading a certain ETF or stock please do not interpret it as a recommendation.

We also cover topics like knowing the differences between stockbrokers (also known as financial consultants, financial advisers) and investment advisers — differences most individual investors may not know.

Kalvoda said families should consider setting up a separate entity for these co-investments as she did to make sure their entire family offices aren't forced to register as investment advisers and therefore reveal financial details.

Workers who aren't saving as much as they want to can aim to get there over time by having their contribution rate increase automatically by one or two percentage points each year, financial advisers say.

In a statement, the healthcare services company focused on providing stem cell services, noted that it has been in discussion with its financial advisers with a view to a fundraising, in the absence of which the group is at risk of not being able to continue trading as a going concern.

Because 50 percent of people under 40 don't trust financial advisers; 65 percent of investors distrust the financial advice industry as a whole; and 66 percent of the children of clients will fire their parents» adviser when they inherit their assets.

Kaiman, who announced last Sunday he would leave his state posts as chairman of the Nassau Interim Finance Authority and special adviser to Gov. Andrew M. Cuomo on storm recovery to run for the congressional seat held by retiring Rep. Steve Israel (D - Huntington), said he was not familiar with the scope of Terry's financial problems.

Financial adviser Dick McCormick is not listed on the Americans Elect website, and retired Dow Chemical worker Ed Chlapowski, who is mentioned in the party e-mail as a Reform Party candidate, is not listed on the Reform Party website.

As such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviserAs such, it should not be used as a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent adviseras a substitute for consultation with professional accounting, tax, legal, financial, health, mental health or other competent advisers.

Just as any financial adviser will advise you to avoid placing your retirement nest egg in a single basket, indies should think twice before locking their books into these three - month, automatically renewing KDP Select contracts.»

The verdict: James should be able to meet his million - dollar goal, as long as life doesn't throw him a curveball, says Jason Heath, a fee - only adviser and partner with Objective Financial in Toronto.

In the case of a reverse mortgage, that could be someone coercing you to use the proceeds for a costly home renovation that you may not need or a putative financial adviser whose goal is to get you to invest the proceeds in some sort of commission - generating investment, such as annuity.

Some college financial advisers encourage students to apply for as many scholarships and grants as possible, even if you don't meet the requirements.

There are few formal investment advisers for peer lending so it may not be as easy as letting your financial adviser pick when to buy and sell stocks.

My criticism is not about him as a parent but his actions as a financial adviser.

As Morningstar explains, the second share class, «clean» shares, «help financial services companies that wish to shift to a «level fee» model in which advisers» compensation only comes from a level charge on a clients» assets and not from any varying third - party payments.»

They feel they are hired as debt collectors, not financial advisers, and had no duty to provide such advice.

Although most financial advisers recommend at least starting a modest retirement plan as early as in your 20s, that doesn't always happen.

Advisers Using «Active Share» Hear From Critics Some fund providers, financial advisers and industry analysts, say active share isn't a predictor of fund performance, but is sometimes misused as one.

When you're looking for an insurance policy as an investment vehicle, a financial adviser (CFP, or whatever else acronym on the business card - doesn't matter) may be helpful.

For those who don't have time to research individual companies, services such as Betterment provide investment advice and diversified, fully automated investment management to customers for less than the typical cost of a traditional financial adviser.

It is important to recognize that a financial recommendation that is «suitable» for a client (as legally required for broker - dealers) may or may not be a financial recommendation that is in the client's best interest (as legally required for investment advisers).

We are not financial advisers and no information on this site should be construed as financial advice.

There are many brokers masquerading as financial advisers, who do not have to act strictly in the best interests of the client.

So I don't think we need to think about financial advisers as bad people; we need to think about them as people with a really bad incentive structure.

You should talk to a financial adviser before deciding whether or not a permanent life insurance policy is the right path, but if you've already maxed out other investment options like an IRA, life insurance might work as an additional vehicle.

The IRI research shows four in 10 Millennials cite trust as their top consideration in choosing a financial adviser, compared with 21 % naming the ability of the adviser to provide services they can not perform themselves as their top consideration.

It is not meant to give anyone financial advice as I am not a financial adviser.

All fake, too expensive, and should be permanently banned; all because that's what financial advisers are forced to buy from their Broker Dealers to make those short - term commission quotas today - or be fired tomorrow as a total loser that couldn't make it on Wall Street.

But if you're not at that stage yet, financial advisers say, it's important to start early and put aside as much as possible.

As a financial adviser, you can not base your recommendations on a rule of thumb.

Please consult with your independent financial, tax, or legal adviser for specific help with your particular situation, as Mostly Mutts Animal Rescue does not provide financial, tax, or legal advice.

Also, I'm not a financial adviser so you shouldn't take anything written below as financial advice.

Also, I'm not a financial adviser so you shouldn't take anything written above as financial advice.

He said that serving as an adviser to financial companies was inappropriate for the chairman of the United Nations» panel, whether Dr. Pachauri received payment directly or not.

Brokers have a different relationship to other financial and professional advisers as they are, more often than not, paid for their work by commission from the lender.

Second, in the event that there is a decision that no delay will be issued, the DOL will not initiate any enforcement action due to non-compliance as of the April 10 applicability date, «provided that the adviser or financial institution satisfies the applicable conditions of the rule... within a reasonable period after the publication of a decision.»

The pool of competent experts in financial sector litigation is surprisingly small and law firms looking for expert witnesses or advisers face a number of challenges: • Identifying the right expert in a specialised discipline • Developing a short list of suitable candidates on a discreet basis • Avoiding individual experts «shoe - horning» themselves into roles for which they are not properly equipped • Assessing individuals» strengths and weaknesses and prior track records Our experience - as experts ourselves and from working with our associates over an extended period - normally enables us to propose one or more candidates whom we consider the best equipped to address specific issues on which expert evidence is required.

You should talk to a financial adviser before deciding whether or not a permanent life insurance policy is the right path, but if you've already maxed out other investment options like an IRA, life insurance might work as an additional vehicle.

Be sceptical of the ones that promise you the moon as they may have hidden clauses and restrictions that an agent or financial adviser does not mention.

Financial advisers advocate less and less risk as we grow older, so as retirement protection there really is probably a point where most, if not all, of your retirement is in places that are safe and not endangered when someone in Italy or Greece sneezes.

But the Wired story did not count Lewis as one of the seven out of 13 advisers who took funding for Messenger Kids, and the magazine did not include travel funding when it counted financial ties.

The concept of a financial ministry is rooted in the idea that religious officiants and advisers in Christianity should provide complete services to their parishioners, discussing not just matters of faith, but other topics as well.