Sentences with phrase «not having a financial interest»

In a nutshell, the statute states that upper tier industry members shall not have a financial interest, directly or indirectly, in the business of a licensed retailer.

Dr Marita Pohlschmidt: Dr Marita Pohlschmidt: The Muscular Dystrophy UK does not have a financial interest in mitochondrial research.

Disclosure: I don't own stock and I don't have any financial interest in any company mentioned in this post.

If anything, by not having a financial interest in a dating company or website, surely I'm well - positioned to create a completely impartial awards.

When the fan wrote back and pointed out that he's never sold anything on Amazon, and doesn't have any financial interest in my books, they sent another letter — and in this one, the powers that be declared that if he tried to contact them again about reposting, they would REMOVE MY BOOK FROM THE SITE.

Rhett does not have any financial interest in this effort but can help connect interested parties — serious inquires only please — to contacts working on these issues in Indonesia.

Witnesses are incredibly important in both bolstering a plaintiff's case and, perhaps more importantly, in letting the insurance company know that the arguments they use to reject or limit coverage will be met with contradictory assertions from neutral third parties: people who happened to be at the scene of the accident but who do not have a financial interest in the case one way or the other.

I do not have any financial interest in Sentrilock or Lone Wolf and will not receive a commission or referral if any other goes the same route.

Wearing just the attorney hat the attorney does not have a financial interest in seeing the transaction close and can provide unfettered advice.

Not exact matches

There actually isn't a lack of interest, on the financial side, in fueling Alzheimer's research given the critical need for it and the rewards that life sciences firms would reap from even a modestly - successful product.

Big private car retailer DVG Automotive Group has released its results for the 2015 financial year, showing a tightening economy had not significantly hit its sales ahead of the sale of a majority stake to Japanese interests.

In the days to come the Fed will have to prove that a new set of tools for managing interest rates will work as expected; see how higher U.S. rates affect domestic and global financial conditions; and hope that weak world demand and commodity prices do not lead to an overall bout of deflation and force the Fed to reverse course.

However, the man at the nearby table has no such financial interest in whether or not you buy this dish, and, hence, his believability to you is greater than the well - dressed waiter standing at your side.

Though ImpactUS doesn't make recommendations, through its new online platform, investors and advisors can connect directly, and invest in Iroquois Valley Farms if they are interested in restorative farmland finance, Shared Interest if they'd like to help entrepreneurs in low - income communities in Africa, Envest Microfinance, for universal access to financial services, or CommonBond Communities, an affordable housing provider in the midwest.

Several people have asked me why the federal conflicts of interest law, which bars every lowly executive branch official from acting on matters that affect their personal financial interests, won't apply to President Donald Trump.

«Pension plans since the financial crisis have been in pretty rough shape because interest rates were held down by all the — I won't call it manipulation — but all the activities by the central banks to keep interest rates low and to spread growth,» he says.

A conflict of interest is a situation in which a decision - maker is entrusted with making important decisions on behalf of someone else, and in which that decision - maker has some further, «outside» interest (often, but not always, financial) which may stand to influence their decision making.

Aspiration, to be sure, is not the only young financial services firm that claims to have customers» best interests at heart — and it's certainly the underdog, with only $ 180 million in assets under management.

«Requiring the banks to pay treble damages to every plaintiff who ended up on the wrong side of an independent Libor ‐ denominated derivative swap would, if appellants» allegations were proved at trial, not only bankrupt 16 of the world's most important financial institutions, but also vastly extend the potential scope of antitrust liability in myriad markets where derivative instruments have proliferated,» the U.S. Court of Appeals in New York said in the ruling.A U.S. appeals court on Monday revived private antitrust litigation accusing major banks of conspiring to manipulate the Libor benchmark interest rate, in a big setback for their defense against investors» claims of market - rigging.

The reason is very simple: We don't have common stock on the market, which means the financial community and newspapers don't have a lot of interest.

However, Poloz hasn't appeared overly fearful of triggering a financial crisis, arguing that lower interest rates will help to avoid one by making it easier for homeowners to keep up with their mortgage payments.

Many advisors will tell you differently because they have a financial interest in taking your money and lastly, they won't tell you the truth about financial history.

And while Wealthsimple hasn't publicly specified how it might help transform Power Financial Corp.'s diversified financial services empire, the fact that Power Financial has acquired a controlling stake in Wealthsimple at least indicates interest if noFinancial Corp.'s diversified financial services empire, the fact that Power Financial has acquired a controlling stake in Wealthsimple at least indicates interest if nofinancial services empire, the fact that Power Financial has acquired a controlling stake in Wealthsimple at least indicates interest if noFinancial has acquired a controlling stake in Wealthsimple at least indicates interest if not intent.

If you'll have to pay more in interest and therefore have a higher monthly payment, a cash - out refinance might not be a wise financial move.

The expansion in the Federal Reserve's balance sheet during and after the financial crisis means that reserves are now abundant, and small adjustments in the quantity of reserves will not have much influence on overnight interest rates.

[42:14] Tony explains the questions to ask an advisor, to ensure they're truly on your side [42:28] 60 % of people surveyed today say they believe their financial advisor is putting the company interests above their own — it's actually worse than they believe [42:45] Why Tony has chosen to support Peter and his firm, Creative Planning [43:33] How you can get a second opinion from Peter's firm, Creative Planning, through their website (www.GetASecondOpinion.com)-- it doesn't matter how much or little you have, they'll give you feedback [44:00] Tony's biggest challenge when writing his first book, and how it brought him to Peter Mallouk [44:30] Peter explains the process Creative Planning went through to open their services to people at the $ 100,000 level, and how offering this extensive range of services to people at this level is unprecedented

Pursuant to applicable accounting principles, for financial statement reporting purposes we have historically recorded salary and bonus payments to our senior Carlyle professionals, including our named executive officers, as distributions in respect of their equity ownership interests and not as compensation expense.

The banks have been acting almost as a financial gang in pressing not only to support the Federal Reserve chairman who is a deregulator (and the Federal Reserve is supposed to essentially represent the interests of the commercial banking system), but the banks also now have supplied the Treasury Secretary and the Treasury Secretary is not supposed to represent the banks.

I do not think that a slightly tighter setting of interest rates would have prevented the development of the imbalances that have led to the current financial crisis.

I can not understand why one would vote against their financial best interests.

If I hadn't been given some very helpful financial advice early in my career, I would not have had the faintest notion of compounding interest or the importance of retirement savings.

As much as my parents taught me about financial responsibility which sparked my interest in investing and then eventually pursuing financial independence, they haven't always followed their own advice.

Although we fundamentally disagree with this designation as the token is not a coin in the literal meaning of the term and this is not an offering in the financial meaning of the word, we have reluctantly decided to use the term ICO in order to provide as much clarity as possible to persons interested in purchasing SPRK.

Meanwhile, central banks monetize government deficits that are supposed to spur recovery, not simply be giveaways to financial institutions and other vested interests.

With the whole approach here, the vast majority of new funding is coming from folks like Mark and Priscilla Chan, and Emerson Collective, and John Doerr's Foundation, that not only have a very long timeline, but are explicitly interested in the impact side as well as the financial return.

Financial services firms would still be able to adopt a variety of business models and make a reasonable profit, but not by preying on the lack of sophistication of the average worker or retiree who relies on them for best - interest recommendations.»

That is one of the reasons that Yellen and other Fed officials have been very aggressively pushing this slow - normalization story, because they don't want financial markets to suddenly overestimate the Fed's reaction function and then start to bid up interest rates very quickly.

As a result, Eric Hatfield, from RIA Hatfield Insurance and Financial Services in Sherman Oaks, California, said his firm now will not adapt the paperwork that its outside law firm had drafted to be used when the DOL rule takes effect but will continue to work on behalf of the best interests of its clients as always.

Getting all stockbrokers, financial planners and insurance agents to act in the best interests of their clients is a struggle that financial firms and their regulators still haven't resolved.

Specifically, Defendants made false and / or misleading statements and / or failed to disclose that: (i) the Company was engaged in predatory lending practices that saddled subprime borrowers and / or those with poor or limited credit histories with high - interest rate debt that they could not repay; (ii) many of the Company's customers were using Qudian - provided loans to repay their existing loans, thereby inflating the Company's revenues and active borrower numbers and increasing the likelihood of defaults; (iii) the Company was providing online loans to college students despite a governmental ban on the practice; (iv) the Company was engaged overly aggressive and improper collection practices; (v) the Company had understated the number of its non-performing loans in the Registration Statement and Prospectus; (vi) because of the Company's improper lending, underwriting and collection practices it was subject to a heightened risk of adverse actions by Chinese regulators; (vii) the Company's largest sales platform and strategic partner, Alipay, and Ant Financial, could unilaterally cap the APR for loans provided by Qudian; (viii) the Company had failed to implement necessary safeguards to protect customer data; (ix) data for nearly one million Company customers had been leaked for sale to the black market, including names, addresses, phone numbers, loan information, accounts and, in some cases, passwords to CHIS, the state - backed higher - education qualification verification institution in China, subjecting the Company to undisclosed risks of penalties and financial and reputational harm; and (x) as a result of the foregoing, Qudian's public statements were materially false and misleading at all relevaFinancial, could unilaterally cap the APR for loans provided by Qudian; (viii) the Company had failed to implement necessary safeguards to protect customer data; (ix) data for nearly one million Company customers had been leaked for sale to the black market, including names, addresses, phone numbers, loan information, accounts and, in some cases, passwords to CHIS, the state - backed higher - education qualification verification institution in China, subjecting the Company to undisclosed risks of penalties and financial and reputational harm; and (x) as a result of the foregoing, Qudian's public statements were materially false and misleading at all relevafinancial and reputational harm; and (x) as a result of the foregoing, Qudian's public statements were materially false and misleading at all relevant times.

Adam Back, CEO of Blockstream, says when the team first started out it wasn't clear that banks and financial institutions would be interested in blockchains at all.

Morgan Stanley was not the first big US wealth manager to attack the vested interests of US financial advisers in 2017.

However, I find it interesting that other countries have recently been so worn down by financial advisor fraud, scandal, and abuse that they've finally decided to take real action — action that isn't even on the radar screen in America.

But Fed officials weren't ready for the unprecedented steps, such as bailing out the giant insurer, American International Group Inc., that they soon would be taking in a tumultuous year that transformed the central bank from obscure guardian of interest rates to aggressive fighter of financial crises.

Here's an interesting Bloomberg piece on what bond guru Bill Gross is calling «financial repression», but what you can just call «low interest rates» The big story is that the world is still crawling out of a near - depression, and there is not a central banker in the developed world who would dare dream of pushing interest rates to anything above a number you could count out on the fingers of one hand (and seriously, in most countries you could leave out the thumb and index finger as well).

While the core requirements of the rule have taken effect — including the obligation for financial professionals to act in the best interests of investors without regard to their own financial interests — the provisions that make that obligation enforceable in the IRA market have not.

Let me just say that if I were starting a software company in the United States today, given the noises being made by the SEC and by other financial services regulators I would not put an exchange - tradable token at the center of the offering unless that token were a representation of a legally - recognized interest and structured on the basis that the token will be regulated by the securities laws.

But overall financial conditions are arguably a good deal more restrictive than suggested by policy rates, especially in the United States, where the interest rates paid by many borrowers have not declined much, if at all, and lenders have toughened their standards considerably.

First, the financial regulatory agencies would be adequately resourced and would not be under pressure to kowtow to legislators pushing their contributors interest.

Just be sure to work with someone who has your financial interests in mind — not their own financial gain.