Sentences with phrase «not party to the transaction»

For closed - end funds, purchases and sales of fund shares after the fund's initial public offering are typically limited to secondary market transactions, meaning that the fund itself is not a party to the transactions.

The listing Brokerage's signature is not required on the release nor is that of the Brokerage representing the buyer.We believe the deposit should be returned if signed by the parties to the transaction and of course the Brokerages are not a party to the transaction.

Brian says: the brokerage was not a party to the transaction, member of the brokerage was not involved, the buyer did not give permission to publish the sale price, the buyer and seller and brokerage to my knowledge did not give permission to publish.

Not exact matches

Say the other party in your transaction has purchased insurance — for example, the exporter who's shipping to you CIF (cost, insurance and freight) but you've got a funny feeling that their coverage isn't too reliable.

It does not usually force the parties to move forward with the transaction.

Aligning with a secure, third party payments provider to handle transactions isn't just a strong, forward thinking maneuver — it will save you a lot of work as well.

That means you don't need a third party like a bank to clear your transactions.

That's not to say sales have been slow; of third - party estimates that put the value of transactions on BuildDirect between US$ 100 million and US$ 150 million this year, Booth says: «That would be in the right range.»

For example, the expected timing and likelihood of completion of the proposed merger, including the timing, receipt and terms and conditions of any required governmental and regulatory approvals of the proposed merger that could reduce anticipated benefits or cause the parties to abandon the transaction, the ability to successfully integrate the businesses, the occurrence of any event, change or other circumstances that could give rise to the termination of the merger agreement, the possibility that Kraft shareholders may not approve the merger agreement, the risk that the parties may not be able to satisfy the conditions to the proposed transaction in a timely manner or at all, risks related to disruption of management time from ongoing business operations due to the proposed transaction, the risk that any announcements relating to the proposed transaction could have adverse effects on the market price of Kraft's common stock, and the risk that the proposed transaction and its announcement could have an adverse effect on the ability of Kraft and Heinz to retain customers and retain and hire key personnel and maintain relationships with their suppliers and customers and on their operating results and businesses generally, problems may arise in successfully integrating the businesses of the companies, which may result in the combined company not operating as effectively and efficiently as expected, the combined company may be unable to achieve cost - cutting synergies or it may take longer than expected to achieve those synergies, and other factors.

Since penny stocks are smaller companies that are more prone to things like related - party transactions and non-GAAP accounting oddities, don't walk around the footnotes for a penny stock.

A mutual fund custodian usually maintains and holds all records, sales redemptions and trades of the share holders... A mutual fund custodian may but not always, act as the mutual fund transaction agent... Since a mutual fund is basically a pool of several funds and not one common stock, it's essential that a 3rd party is involved to maintain, and oversee the funds operations...

Other risks and uncertainties include the timing and likelihood of completion of the proposed transactions between ILG and MVW, including the timing, receipt and terms and conditions of any required governmental and regulatory approvals for the proposed transactions that could reduce anticipated benefits or cause the parties to abandon the transactions; the possibility that ILG's stockholders may not approve the proposed transactions; the possibility that MVW's stockholders may not approve the proposed transactions; the possibility that the expected synergies and value creation from the proposed transactions will not be realized or will not be realized within the expected time period; the risk that the businesses of ILG and MVW will not be integrated successfully; disruption from the proposed transactions making it more difficult to maintain business and operational relationships; the risk that unexpected costs will be incurred; the ability to retain key personnel; the availability of financing; the possibility that the proposed transactions do not close, including due to the failure to satisfy the closing conditions; as well as more specific risks and uncertainties.

Hedging strategies generally involve the use of derivatives which may subject an investor to increased volatility and counterparty risk, which is the risk that the other party in the transaction will not fulfill its contractual obligation.

This system relies on decentralized verification, which allows two parties to trust one another because a transaction or a ledger can not be successful unless independent users verify it.

The table above does not include (i) 5,952,917 shares of Class A common stock reserved for issuance under our 2015 Incentive Award Plan (as described in «Executive Compensation — New Employment Agreements and Incentive Plans»), consisting of (x) 2,689,486 shares of Class A common stock issuable upon exercise of options to purchase shares of Class A common stock granted on the date of this prospectus to our directors and certain employees, including the named executive officers, in connection with this offering as described in «Executive Compensation — Director Compensation» and «Executive Compensation — New Equity Awards,» and (y) 3,263,431 additional shares of Class A common stock reserved for future issuance and (ii) 24,269,792 shares of Class A common stock issuable to the Continuing SSE Equity Owners upon redemption or exchange of their LLC Interests as described in «Certain Relationships and Related Party Transactions — SSE Holdings LLC Agreement.»

The Funds» use of derivatives may reduce the Funds» returns and / or increase volatility and subject the Funds to counterparty risk, which is the risk that the other party in the transaction will not fulfill its contractual obligation.

For example, two users are now able to exchange Zcash without sharing their identities, and the blockchain data confirms that a transaction took place, but doesn't show who the parties are or how much Zcash changed hands.

When Cohen first commented on it, he denied that the Trump campaign or the Trump Organization were behind it, but he did not specifically deny that Trump himself was party to the transaction.

In addition to any other requirements or restrictions set forth in this Agreement, you shall not: (i) utilize the credit available on any Card to provide cash advances to Cardholders, (ii) submit any card transaction for processing that does not arise from your sale of goods or service to a buyer customer, (iii) act as a payment intermediary or aggregator or otherwise resell our services on behalf of any third party, (iv) send what you believe to be potentially fraudulent authorizations or fraudulent card transaction, or (v) use your Merchant Account or the Service in a manner that Visa, MasterCard, American Express, Discover or any other Payment Network reasonably believes to be an abuse of the Payment Network or a violation of Payment Network rules.

«The parties involved in the transaction apparently took extreme measures to ensure that their identities would not be disclosed,» CREW wrote in its complaint to the Justice Department and the Office of Government Ethics.

Actual results may vary materially from those expressed or implied by forward - looking statements based on a number of factors, including, without limitation: (1) risks related to the consummation of the Merger, including the risks that (a) the Merger may not be consummated within the anticipated time period, or at all, (b) the parties may fail to obtain shareholder approval of the Merger Agreement, (c) the parties may fail to secure the termination or expiration of any waiting period applicable under the HSR Act, (d) other conditions to the consummation of the Merger under the Merger Agreement may not be satisfied, (e) all or part of Arby's financing may not become available, and (f) the significant limitations on remedies contained in the Merger Agreement may limit or entirely prevent BWW from specifically enforcing Arby's obligations under the Merger Agreement or recovering damages for any breach by Arby's; (2) the effects that any termination of the Merger Agreement may have on BWW or its business, including the risks that (a) BWW's stock price may decline significantly if the Merger is not completed, (b) the Merger Agreement may be terminated in circumstances requiring BWW to pay Arby's a termination fee of $ 74 million, or (c) the circumstances of the termination, including the possible imposition of a 12 - month tail period during which the termination fee could be payable upon certain subsequent transactions, may have a chilling effect on alternatives to the Merger; (3) the effects that the announcement or pendency of the Merger may have on BWW and its business, including the risks that as a result (a) BWW's business, operating results or stock price may suffer, (b) BWW's current plans and operations may be disrupted, (c) BWW's ability to retain or recruit key employees may be adversely affected, (d) BWW's business relationships (including, customers, franchisees and suppliers) may be adversely affected, or (e) BWW's management's or employees» attention may be diverted from other important matters; (4) the effect of limitations that the Merger Agreement places on BWW's ability to operate its business, return capital to shareholders or engage in alternative transactions; (5) the nature, cost and outcome of pending and future litigation and other legal proceedings, including any such proceedings related to the Merger and instituted against BWW and others; (6) the risk that the Merger and related transactions may involve unexpected costs, liabilities or delays; (7) other economic, business, competitive, legal, regulatory, and / or tax factors; and (8) other factors described under the heading «Risk Factors» in Part I, Item 1A of BWW's Annual Report on Form 10 - K for the fiscal year ended December 25, 2016, as updated or supplemented by subsequent reports that BWW has filed or files with the SEC.

Yes, one could argue that other users in the block chain are third parties needed to complete transactions, but the fact of the matter is that they are not parasites that add extra layers of cost without adding any value.

You might notice there is one main Trump - related entity that Cohen doesn't deny was «party to the transaction» or reimbursed Cohen, and that's Trump.

Unlike fiat currency, Bitcoin does not require third parties to confirm or verify transactions.

Bitcoin addresses themselves, which look like strings of random letters and numbers, do not in - and - of - themselves identify the real - world parties to a transaction.

[Confidentiality: Until the initial closing of the financing contemplated by this Memorandum of Terms, the existence and terms of this Memorandum of Terms shall not be disclosed to any third party without the consent of the Company and the lead investor (s), except as may be (i) reasonably required to consummate the transactions contemplated hereby or (ii) required by law.]

Also, since both parties must approve the transaction, there aren't any disputes to worry about it.

When an Abra Teller processes a «deposit» transaction, they are not actually transmitting money between two parties, they are only selling bitcoin to their customers (who may have this bitcoin converted by the app on - the - fly into the currency of their choice).

It is a transaction, which is done with a party who wishes to sell the articles and who does not use it personally.

The iShares Currency Hedged ETF's use of derivatives may reduce the funds» returns and / or increase volatility and subject the funds to counterparty risk, which is the risk that the other party in the transaction will not fulfill its contractual obligation.

The Tax Court found that Treasury had inadequately addressed evidence in the notice - and - comment process that parties not under common control did not share stock - based compensation costs, although Treasury explained in the Preamble to the regulation that cost - sharing agreements between uncontrolled parties are not sufficiently comparable to those in controlled - party transactions.

The bond market is just a more formal version of this simple lending transaction, with the added bonus that these bonds, these «lending contracts,» may be bought and sold between investors who were not initially party to the deal.

Investment professionals who have long relied on Bloomberg for its suite of financial data and analytics now have access to research from Glass Lewis on matters not well covered by traditional investment research: accounting policies, financial statement transparency, corporate governance, litigation and regulatory developments, related - party transactions, executive compensation and board of director independence and quality, among others.

2 — Lite wallets: This variant is preferred since here you are not required to download the entire blockchain; these wallets can simply connect to a third - party server that will seamlessly broadcast the transactions.

If the proposed transaction or arrangement is one in which a director, officer or staff member, or their Related Parties have a «substantial financial interest» within the meaning of New York law, the Audit and Risk Committee must consider alternative transactions that do not give rise to a conflict of interest, to the extent available.

What I do know is that FFP follows International Accountancy Standard 24 (IAS 24) when determining what does and does not constitute a related party transaction and it's been explained time and time again to opposition fans that Etihad is not a related party under IAS 24 despite clueless keyboard warriors claiming otherwise.

As for related party transactions you mention in your joke blog, UEFA ruled they were fine and acceptable so you couldn't even get that journalistically correct, in addition even if they decreed they was not, who are UEFA to tell any company irrespective of what it does or where it is based, who they can and can not sponsor and what value that sponsorship should or should not be.

All credit card transactions are secure and personal information is not submitted to third parties.

«I am personally liable for any obligation that arises from this transaction and not in any way the New Patriotic Party», he said in a response to the letter.

«If we know your related parties and whether you own them or not, it will help the Ghana Revenue Authority to force you to do transactions» on arms - length principle,» the GOGIG Consultant said.

And they deliver this marketing via third party transactions that tap into student and family residential information that the DOE licenses, yet won't provide to traditional public schools for the same purpose.

AAAS does not warrant, endorse, guarantee, or assume any responsibility for any product or service advertised or offered by a third party through the Website or any hyperlinked website or featured in any banner or other advertising, and AAAS will not be a party to or in any way be responsible for monitoring any transaction between you and the third - party providers of products or services.

Although 35 to 40 percent of all firearm transactions in the U.S. are between private parties, federal law does not require background checks for transactions among private parties.

DatingBits.Com does not rent, sell, or share personal information about you with any third party, except to the financial institution that processes your transaction or where required by law.

Escrow services are intended to ensure security by acting as a middleman in transactions where the two parties do not trust each other.

The department's processes to check these transactions are currently «not robust enough to prevent abuse», according to the report, which says all related party transactions should have to be approved by the ESFA.

The parent is not a party to the financial transaction.

You expressly acknowledge and agree that the National Education Union shall not be liable for any direct, indirect, incidental, special, consequential or exemplary damages, including but not limited to, damages for loss of profits, goodwill, use, data or other intangible losses (even if the National Education Union has been advised of the possibility of such damages), resulting from: (i) the use or the inability to use the service; (ii) the cost of procurement of substitute goods and services resulting from any goods, data, information or services purchased or obtained or messages received or transactions entered into through or from the service; (iii) unauthorized access to or alteration of your transmissions or data; (iv) statements or conduct of any third party on the service; or (v) any other matter relating to the service.

Charter schools that engaged in related - party transactions that led to cost - savings were not included in the 77 %.

(Way has not disclosed any related party transactions to the Arizona State Board for Charter Schools.)