Sentences with phrase «number of securities subject»

Regulation A + will more than likely produce an increased number of securities subject to Rule 15c2 - 11, and without changes to the piggyback exception, could lead to a substantial increase in the number of microcap securities manipulated by nefarious issuers and market makers.

Not exact matches

Computer Science programs usually cover an immense number of subject matters, from network security, to design practices, project planning, back end development, front end development, database management, data analysis, etc..

«If a certain number of employees exercise their options, the company becomes a de facto public company, subject to securities laws,» says Corey Rosen of the National Center for Employee Ownership.

In order to have true financial security, the numbers on your statements must be locked in and not subject to the whims of the market or economy.

Except as expressly provided in the Plan, no issuance by Google of shares of stock of any class, or securities convertible into shares of stock of any class, shall affect, and no adjustment by reason thereof shall be made with respect to, the number of shares or amount of other property subject to, or the terms related to, any Incentive Award.

Except as expressly provided in the Plan, no issuance by Alphabet of shares of stock of any class, or securities convertible into shares of stock of any class, shall affect, and no adjustment by reason thereof shall be made with respect to, the number of shares or amount of other property subject to, or the terms related to, any Incentive Award.

Debt securities convertible into equity could be subject to adjustments in the conversion ratio pursuant to which certain events may increase the number of equity securities issuable upon conversion.

Persons who have beneficially owned restricted shares of our common stock for at least six months but who are our affiliates at the time of, or any time during the 90 days preceding, a sale, would be subject to additional restrictions, by which such person would be entitled to sell within any three - month period only a number of securities that does not exceed the greater of either of the following:

Except as expressly provided in the Plan, no issuance by J. Crew Group, Inc. of shares of stock of any class, or securities convertible into shares of stock of any class, shall affect, and no adjustment by reason thereof shall be made with respect to, the number of shares or amount of other property subject to, or the terms related to, any Incentive Award.

As a non-diversified fund, the fund may invest in a relatively small number of issuers and, as a result, be subject to a greater risk of loss with respect to its portfolio securities.

Subject to the terms and conditions of the underwriting agreement, the underwriters named below, through their representatives Barclays Capital Inc. and Deutsche Bank Securities Inc., have severally agreed to purchase from us the following respective number of shares of common stock at a public offering price less the underwriting discounts and commissions set forth on the cover of this prospectus:

The exemption also includes a number of investor protection measures, including that issuers relying on the exemption must make the offer to all existing security holders as of the record date and investors will be subject to investment limits unless they obtain advice regarding the suitability of the investment.

Subject Identification Information: USDOT Number, subject's name, address, and phone numbers, type of operation, Employer Identification or Social security numberSubject Identification Information: USDOT Number, subject's name, address, and phone numbers, type of operation, Employer Identification or Social security number,Number, subject's name, address, and phone numbers, type of operation, Employer Identification or Social security numbersubject's name, address, and phone numbers, type of operation, Employer Identification or Social security number,number, etc..

PRISM is a system of records subject to the Privacy Act because it is searched by Vendor Number and Taxpayer ID Number, which could possibly be an individual's social security nNumber and Taxpayer ID Number, which could possibly be an individual's social security nNumber, which could possibly be an individual's social security numbernumber.

Payroll Labor Distribution System contains information that is part of a System of Records subject to the Privacy Act because it is searched by an individual's social security number.

Why Tech Policy Lab is a Top Computer Security Blog: This blog features a number of videos of speeches and presentations about technology law and policy, making it great for those who would rather watch an engaging speaker than read a lengthy article on these subjects.

As a non-diversified investment company, the fund may invest in a relatively small number of issuers and, as a result, be subject to a greater risk of loss with respect to its portfolio securities.

(ii) For transactions subject to § 1026.19 (e), (f), or (g) of this part, an application consists of the submission of the consumer's name, the consumer's income, the consumer's social security number to obtain a credit report, the property address, an estimate of the value of the property, and the mortgage loan amount you want.

Notwithstanding the ownership interest of Desjardins Securities Inc. in Alpha or any of its rights under the re-determination agreement referred to above, Desjardins Securities Inc. is subject to a number of regulatory obligations, including the requirement to diligently pursue best price and best execution of each client order on the marketplace, obligations which override any interest of Desjardins Inc. in Alpha.

Accordingly, a non-diversified mutual fund is generally subject to the risk that a large loss in an individual issue will, causing a greater loss for the fund than it would if the fund was required to hold a larger number of securities or smaller positions.

Here are some of ASIC «s concerns: many AFS license holders appeared to be based overseas, while promoting the security of Australian regulation; a number number of smaller licensed companies that were foreign - owned (or controlled by a foreign firm) showed lack of awareness or understanding of Australian regulations; some of the firms holding ASIC licenses had outsourced key compliance aspects to third parties, some of which were related to the AFS licensees and based overseas (and were subject to little, if any, regulatory oversight in their home jurisdiction).

A limited number of investments could subject the Fund to additional risk if one of the portfolio securities declines in price, or if certain sectors of the market experience a downturn.

She is an avid supporter of basic income and has written a number of papers and articles on the subject, including Income Security For All Canadians: Understanding Guaranteed Income, Working Through the Work Disincentive, and Basic Income Programs and Pilots.

Number of Dives / Site selection: We plan a minimum of 22 dives for the Andaman Safari subject to weather and security issues — 14 dives in the Similans Islands / Koh Bon, Koh Tachai and Richelieu Rock areas and 8 around Hin Daeng / Hin Muang / Koh Haa and the Phi Phi Islands.

This transaction is subject to the satisfaction of a number of closing conditions, including, among others, the approval of the merger by the shareholders of Tele2 and Com Hem, respectively, the effectiveness of a registration statement on Form F - 4 to be filed by Tele2 with the US Securities and Exchange Commission to register the shares to be issued in the merger, and the receipt of the requisite regulatory approvals.

You must also include the social security number of your spouse or former spouse or the deduction could be disallowed and you will subject yourself to a financial penalty.

Tilt made a number of recommendations which were the subject of the Safety and Security in Ashworth, Broadmoor and Rampton Special Hospitals Directions 2000 (the 2000 directions) issued by the Health Secretary in November 2000.

For instance, you must include the information about the job itself (announcement number, title and grade), your personal information (full name, address, phone number, Social Security number and country of citizenship), work experience and a full account of your educational background (chronological listing of colleges with degree types, major subjects, GPAs, total credits earned, etc.).

(8) At the time an order for child support is entered, each party is required to provide his or her social security number and date of birth to the court, as well as the name, date of birth, and social security number of each minor child that is the subject of such child support order.

(ii) For transactions subject to § 1026.19 (e), (f), or (g) of this part, an application consists of the submission of the consumer's name, the consumer's income, the consumer's social security number to obtain a credit report, the property address, an estimate of the value of the property, and the mortgage loan amount sought.