Sentences with phrase «number of securities which»

A greater percentage of the Fund's holdings may be focused in a smaller number of securities which may place the Fund at greater risk than a more diversified fund.

Not exact matches

Actual results or outcomes may differ materially from those implied by the forward - looking statements as a result of the impact of a number of factors, many of which are discussed in more detail in our Annual Report on Form 10 - K and our other reports filed with the Securities and Exchange Commission.

But that's not the case in Arizona, which requires businesses to use E-verify, a system in which businesses electronically verify that the documentation presented by a potential employee has matching information between the name and the social security number (securing proof of eligibility to work).

At the time, Ontario's Securities Act operated according to the principle of «individual reliance,» which meant each investor had to prove that he or she was duped into buying stocks by faulty company numbers.

What caused so much panic wasn't plummeting share prices; it was the mess underneath the mess: complex packages of high - risk mortgage securities that had been sold and resold, hedged, leveraged, and partitioned into untold numbers of pieces — and which in a momentary flash of Wall Street realism, now seemed to have little (or unknowable) worth.

The latest hackings, which included names, email addresses, telephone numbers, birth dates, and certain passwords and security questions, comes amid a company culture that The New York Times reported was «slower to invest in the kinds of defenses necessary to thwart sophisticated hackers.»

Often, that translates to employees on the front lines stealing patient medical data or client social security numbers, which can then be sold on the black market or used to commit fraud like collecting someone else's social security benefits, opening new credit card accounts in another's name, or applying for health insurance by assuming the identity of someone else.

Currently, a victim of identity theft can not change their Social Security number, which is the primary reason why White House cybersecurity czar Rob Joyce is advocating for a new system.

The hack, among the largest ever recorded, was especially alarming due to the richness of the information exposed, which included names, birthdays, addresses and Social Security and driver's license numbers, cyber researchers said.

That's the conclusion of a report released Monday from IT security company Sophos, which found that the number of firms suffering attacks through social media jumped 70 percent between 2008 and 2009.

When planning their online store, one of the first things Balestrieri and Melville did was hire a website hosting company that met widely used PCI DSS standards for processing credit card payments, which include a number of mandatory security measures.

According to the indictment, the operatives illegally took social security numbers and birth dates of Americans without their knowledge and created fake means of identification, including false driver's licenses, which allowed them to open and maintain PayPal accounts.

They shared contrasting views about a number of hot button issues around privacy, which have created a deep divide between Silicon Valley and the nation's security apparatus.

Actual results, including with respect to our targets and prospects, could differ materially due to a number of factors, including the risk that we may not obtain sufficient orders to achieve our targeted revenues; price competition in key markets; the risk that we or our channel partners are not able to develop and expand customer bases and accurately anticipate demand from end customers, which can result in increased inventory and reduced orders as we experience wide fluctuations in supply and demand; the risk that our commercial Lighting Products results will continue to suffer if new issues arise regarding issues related to product quality for this business; the risk that we may experience production difficulties that preclude us from shipping sufficient quantities to meet customer orders or that result in higher production costs and lower margins; our ability to lower costs; the risk that our results will suffer if we are unable to balance fluctuations in customer demand and capacity, including bringing on additional capacity on a timely basis to meet customer demand; the risk that longer manufacturing lead times may cause customers to fulfill their orders with a competitor's products instead; the risk that the economic and political uncertainty caused by the proposed tariffs by the United States on Chinese goods, and any corresponding Chinese tariffs in response, may negatively impact demand for our products; product mix; risks associated with the ramp - up of production of our new products, and our entry into new business channels different from those in which we have historically operated; the risk that customers do not maintain their favorable perception of our brand and products, resulting in lower demand for our products; the risk that our products fail to perform or fail to meet customer requirements or expectations, resulting in significant additional costs, including costs associated with warranty returns or the potential recall of our products; ongoing uncertainty in global economic conditions, infrastructure development or customer demand that could negatively affect product demand, collectability of receivables and other related matters as consumers and businesses may defer purchases or payments, or default on payments; risks resulting from the concentration of our business among few customers, including the risk that customers may reduce or cancel orders or fail to honor purchase commitments; the risk that we are not able to enter into acceptable contractual arrangements with the significant customers of the acquired Infineon RF Power business or otherwise not fully realize anticipated benefits of the transaction; the risk that retail customers may alter promotional pricing, increase promotion of a competitor's products over our products or reduce their inventory levels, all of which could negatively affect product demand; the risk that our investments may experience periods of significant stock price volatility causing us to recognize fair value losses on our investment; the risk posed by managing an increasingly complex supply chain that has the ability to supply a sufficient quantity of raw materials, subsystems and finished products with the required specifications and quality; the risk we may be required to record a significant charge to earnings if our goodwill or amortizable assets become impaired; risks relating to confidential information theft or misuse, including through cyber-attacks or cyber intrusion; our ability to complete development and commercialization of products under development, such as our pipeline of Wolfspeed products, improved LED chips, LED components, and LED lighting products risks related to our multi-year warranty periods for LED lighting products; risks associated with acquisitions, divestitures, joint ventures or investments generally; the rapid development of new technology and competing products that may impair demand or render our products obsolete; the potential lack of customer acceptance for our products; risks associated with ongoing litigation; and other factors discussed in our filings with the Securities and Exchange Commission (SEC), including our report on Form 10 - K for the fiscal year ended June 25, 2017, and subsequent reports filed with the SEC.

The police operation, which involved help from Microsoft and ESET, a Slovakian cyber security firm, was significant both for the number of computers infected worldwidew and because Andromeda had been used over a number of years to distribute scores of new viruses.

These risks and uncertainties include: Gilead's ability to achieve its anticipated full year 2018 financial results; Gilead's ability to sustain growth in revenues for its antiviral and other programs; the risk that private and public payers may be reluctant to provide, or continue to provide, coverage or reimbursement for new products, including Vosevi, Yescarta, Epclusa, Harvoni, Genvoya, Odefsey, Descovy, Biktarvy and Vemlidy ®; austerity measures in European countries that may increase the amount of discount required on Gilead's products; an increase in discounts, chargebacks and rebates due to ongoing contracts and future negotiations with commercial and government payers; a larger than anticipated shift in payer mix to more highly discounted payer segments and geographic regions and decreases in treatment duration; availability of funding for state AIDS Drug Assistance Programs (ADAPs); continued fluctuations in ADAP purchases driven by federal and state grant cycles which may not mirror patient demand and may cause fluctuations in Gilead's earnings; market share and price erosion caused by the introduction of generic versions of Viread and Truvada, an uncertain global macroeconomic environment; and potential amendments to the Affordable Care Act or other government action that could have the effect of lowering prices or reducing the number of insured patients; the possibility of unfavorable results from clinical trials involving investigational compounds; Gilead's ability to initiate clinical trials in its currently anticipated timeframes; the levels of inventory held by wholesalers and retailers which may cause fluctuations in Gilead's earnings; Kite's ability to develop and commercialize cell therapies utilizing the zinc finger nuclease technology platform and realize the benefits of the Sangamo partnership; Gilead's ability to submit new drug applications for new product candidates in the timelines currently anticipated; Gilead's ability to receive regulatory approvals in a timely manner or at all, for new and current products, including Biktarvy; Gilead's ability to successfully commercialize its products, including Biktarvy; the risk that physicians and patients may not see advantages of these products over other therapies and may therefore be reluctant to prescribe the products; Gilead's ability to successfully develop its hematology / oncology and inflammation / respiratory programs; safety and efficacy data from clinical studies may not warrant further development of Gilead's product candidates, including GS - 9620 and Yescarta in combination with Pfizer's utomilumab; Gilead's ability to pay dividends or complete its share repurchase program due to changes in its stock price, corporate or other market conditions; fluctuations in the foreign exchange rate of the U.S. dollar that may cause an unfavorable foreign currency exchange impact on Gilead's future revenues and pre-tax earnings; and other risks identified from time to time in Gilead's reports filed with the U.S. Securities and Exchange Commission (the SEC).

Debt securities convertible into equity could be subject to adjustments in the conversion ratio pursuant to which certain events may increase the number of equity securities issuable upon conversion.

Persons who have beneficially owned restricted shares of our common stock for at least six months but who are our affiliates at the time of, or any time during the 90 days preceding, a sale, would be subject to additional restrictions, by which such person would be entitled to sell within any three - month period only a number of securities that does not exceed the greater of either of the following:

The broker confirms the number of units traded, which may be shares of stock or the par amount of bonds bought or sold, along with the security's symbol.

That the cuts are paired with some tax increases on individuals, like the elimination of the deduction for state and local income taxes and the Social Security number requirement, which kicks some 3 million kids off the child tax credit, makes the choice even more confounding.

That the cuts are pared with some tax increases on individuals, like the elimination of the deduction for state and local income taxes and the Social Security Number requirement which kicks some 3 million kids off the child tax credit, makes the choice even more confounding.

A trustee / custodian of an IRA (which includes a Roth IRA and an employer sponsored IRA such as a SIMPLE IRA) or your non-ERISA covered 403 (b), if the shares are registered / recorded under your or a Family Member's Social Security number;

And those numbers overstate the effect of bond fund trading because they exclude bond trading at regional brokerages, which play a large role in the municipal securities market.

Rather than hold an ETF, which mirrors an index that can contain hundreds of companies, a concentrated portfolio would hold only a small number of securities (sometimes as few as two or three).

Markowitz diversification involves a proper number of securities, not too few or not too many which have no correlation or negative correlation.

A bond is a fixed income security which gives you a predetermined return for a specified number of years.

In early March, the US Securities and Exchange Commission (SEC), which has reportedly issued a number of subpoenas to entities suspected of breaking the law, put out a warning that many cryptos qualify as securities and that platforms that trade them must therefore register with tSecurities and Exchange Commission (SEC), which has reportedly issued a number of subpoenas to entities suspected of breaking the law, put out a warning that many cryptos qualify as securities and that platforms that trade them must therefore register with tsecurities and that platforms that trade them must therefore register with the agency.

The number of employees at securities firms in Canada fell in the first quarter to its lowest level since 2006, according to the Investment Industry Association of Canada, which represents the nation's securities firms.

Fortunately, there are a number of exemptions under the Act which will allow these companies to sell their securities to investors without registration, the most popular of which involve «private placements.»

The company, in addition, is licensed to be a dealer of securities in the Republic of Vanuatu which was granted on 6th January 2017 and is valid for a year with license number 15014.

Implementation of Title II of the JOBS Act, which lifts the ban on general solicitation and advertising of security offerings, will kickstart this new funding mechanism, allowing companies to efficiently solicit and raise capital from a large (or small) number of accredited investors online.

The documents weren't shredded properly, which means that perfectly legible names, social security numbers, phone numbers and addresses of undercover cops, as well as arrest records and the details of Mitt Romney's motorcade procession, were fired into the crowds willy - nilly from the parade.

That is why in every movie theater there shall be established a well functioning alarm system, with cameras outside the door, and sound which immidiately would alert, an adequate number of well trained, armed and background checked security guards to arrive ready to apprehend the perpotrator and provide for the safety for all the innocent individuals who spent their money to have a good time not to get shot at (enterprises cut corners and then we complain about security and unemployment, charge what you charge for the concession if you have to without serving the soda and the pop - corn, I rather stay lean, healthy, intact and alive).

Recent recommendations made in a report on Personal Internet Security by the House of Lords Science & Technology Committee, many of which are backed by the FSB, include increased research into e-crime as well as e-crime victims having the opportunity to report Internet crime to the police and to receive a crime number in return, just like any other type of crime.

incorrectly blacklisted by overly fuzzy implementations of the Interstate Voter Registration Crosscheck Program, (supposedly a fraud preventative database cleaner for purging or flagging duplicate entries from state voter rolls), which fail to require mandatory Social Security Number and birth - date comparisons given two voters named John Doe,

Now, what the paper completely fails to address is how that precondition, that essential public trust, could possibly survive a system under which the security services were empowered by law to routinely trawl through the private communications data of vast numbers of citizens suspected of no crime, simply in order, as Sir David Omand puts it, «to identify patterns of interest for further investigation».

As a result of those reviews, which examined a number of factors, including security issues, Atef and Al - Dhuby were unanimously approved for transfer by the six departments and agencies comprising the task force,» the statement said.

The President's Election Commission initially requested voter information, including criminal history and Social Security numbers, from the Cuomo Administration through the Secretary of State, which was rejected.

The impression a dispassionate observer would have from the failure of security and law enforcement during the Bayelsa election (which was conducted in Nigeria's smallest state with the lowest number of registered voters) would be that the federal government permitted or condoned the strong - arm tactics of the ruling party's candidate in his ultimately vain effort to secure that state's rulership by force.

My (admittedly superficial) understanding of the problem is that it's about making it compulsory to have an ID to vote, more than about the ID itself (which de facto exists for nearly all americans, in the form of a social security number).

They have raised a number of issues which include the lack of personal security for them, the poor state of their chambers and courtrooms, the lack of armed security in the courts and non-availability of risk allowances for them.

Continuing Mongonu said, «we are very much aware that this committee is not only concerned with tackling the nefarious activities of Boko Haram vect but it is also mandated to resolve a number of issues which affect the overall security along our common borders».

Recommendation: The Acting Commissioner of Social Security should direct the Deputy Commissioner of Budget, Finance, Quality, and Management to regularly track the number and rate of date errors, which can affect benefit payments (e.g., incorrect cessation dates), and consider including those errors in its reported CDR accuracy rates.

Finding solutions to the challenges of moving from small numbers of nuclear weapons to zero in ways which enhance security

From personal knowledge a very large number of Turkish Cypriots carry ROC passports, work in the south, have ROC social security numbers which permit them access health and other benefits.

The Nsawam Medium Security Prison is made up of two prison establishment, which are the Male and Female Prison, and these facilities are currently holding in custody, the largest number of prisoners in the country.

I have experience as a pensions lawyer, in social security, foreign affairs, defence, I've served as a health minister, and have sat on a number of committees as well as negotiating in Brussels which meant I was working across government.

And the increasing insecurity we see, with too many stuck in temporary jobs, and rising numbers of zero hours contracts, makes it harder for people to get a mortgage to buy their own home, or save for a pension, all of which adds to the pressure on our social security system.

New factorising methods are tested on huge «RSA numbers ``, each of which is the product of multiplying two prime numbers, known only to encryption firm RSA Security.

Earlier this year, the US House of Representatives select committee on energy independence and global warming received a number of letters opposing the American Clean Energy and Security Act, which would set limits on the country's greenhouse gas emissions.