Sentences with phrase «numbers preceding each statement»
The numbers preceding each statement are numeric identifiers; sometimes they appear with the text, and sometimes they do not.
https://www.reasoncode.org/ Not exact matches
NFA Compliance Rule 2 - 30 (j)(1) requires these Members and Associates to make a record of when the disclosure statement was provided, and Compliance Rule 2 - 29 (j)(12) prohibits them from including anything other than basic information in promotional material unless the promotional material is preceded or accompanied by the disclosure statement.2 The disclosure statement for security futures products referred to in these Rules is a uniform statement that has been jointly developed by NFA, the Financial Industry Regulatory Authority, and a number of securities and futures exchanges.