Sentences with phrase «numerous civil enforcement»
The SEC brings numerous civil enforcement actions against firms and individuals that violate securities laws every year.
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As lead counsel in over 200 federal and state jury trials and numerous administrative proceedings, Peter Anderson helps public companies, their officers and directors, along with financial service companies, accounting and law firms and their principals, as they respond to U.S. Securities and Exchange Commission (SEC) enforcement actions, Department of Justice (DOJ) investigations and criminal prosecutions and complex civil litigation.