Sentences with phrase «of a securities offering does»

However, there was yet another clear warning: «A change in the structure of a securities offering does not change the fundamental point that when a security is being offered, our securities laws must be followed.»

Not exact matches

They had hoped the final language would overtly exclude companies that offer a «multi-sig» product (a security approach involving the ownership of two separate private keys), since those companies don't truly have full custody of a customer's bitcoins.

Business leaders don't take advantages of the security services an IT consulting company offers.

After the crash was announced, various observers — and the Securities and Exchange Commission — questioned why the company did not disclose the accident before a public offering of $ 2 billion which happened about 10 days after the crash.

This presentation does not, in any jurisdiction, and in particular not in the U.S., constitute or form part of, and should not be construed as, any offer for sale of, or solicitation of any offer to buy, or any investment advice in connection with, any securities of SES nor should it or any part of it form the basis of, or be relied on in connection with, any contract or commitment whatsoever.

Of course, the Securities and Exchange Commission frowns on companies offering equity to the public without filing with the government to do so, so when it comes to crowdfunding backers always get something other than equity.

«This Tweet does not constitute an offer of any securities for sale.»

NO OFFER OR SOLICITATION This document does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdicOFFER OR SOLICITATION This document does not constitute an offer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdicoffer to sell or the solicitation of an offer to buy any securities or a solicitation of any vote or approval nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdicoffer to buy any securities or a solicitation of any vote or approval nor shall there be any sale of securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdicoffer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction.

Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.

, this material is for educational purposes only and does not constitute investment advice nor an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdiction.

Investor Junkie is a financial publisher that does not offer any personal financial advice or advocate the purchase or sale of any security or investment for any specific individual.

This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund or security and it is your responsibility to inform yourself of, and to observe, all applicable laws and regulations of your relevant jurisdiction.

This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction, including but not limited to persons residing in Australia, Austria, France, Germany, Hong Kong, Italy, Japan, the Netherlands, Saudi Arabia and Singapore.

Companies that comply with the requirements of Rule 506 (b) or (c) do not have to register their offering of securities with the SEC, but they must file what is known as a «Form D» electronically with the SEC after they first sell their securities.

This podcast does not provide individually tailored investment advice and is not a solicitation of any offer to buy or sell any security or other financial instrument or to participate in any trading strategy.

The FOMC's annoucement after their meeting on Wednesday affirmed the Fed's QE3 policy, offering no changes, while stating, «If the outlook for the labor market does not improve substantially, the Committee will continue its purchases of agency mortgage - backed securities, undertake additional asset purchases, and employ its other policy tools as appropriate until such improvement is achieved in a context of price stability.»

Companies that comply with the requirements of Regulation D do not have to register their offering of securities with the SEC, but they must file what's known as a «Form D» electronically with the SEC after they first sell their securities.

In Peru, this private offer does not constitute a public offer, and is not registered with the Securities Market Public Registry of the Peruvian Securities Market Commission, for use only with institutional investors as such term is defined by the Superintendencia de Banca, Seguros y AFP.

You acknowledge and agree that SeedInvest does not provide any representation, warranty or assurance that the offering on the Site are made in accordance with securities law, including the exception to the sale of unregistered securities and the prohibition against the general solicitation of unregistered securities.

In Latin America, for Institutional Investors and Financial Intermediaries Only (Not for public distribution): This material is for educational purposes only and does not constitute an offer or solicitation to sell or a solicitation of an offer to buy any shares of any fund (nor shall any such shares be offered or sold to any person) in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities law of that jurisdiction.

Rule 506 (b) remains unchanged following the adoption of Rule 506 (c) and continues to be available for issuers that wish to conduct a Rule 506 offering without the use of general solicitation or that do not wish to limit sales of securities in the offering to accredited investors.

In this regard, we do not believe that Section 201 (a) requires the Commission to modify Rule 506 to impose any new requirements on offers and sales of securities that do not involve general solicitation.

This communication is not intended to and does not constitute an offer to sell or the solicitation of an offer to subscribe for or buy or an invitation to purchase or subscribe for any securities or the solicitation of any vote in any jurisdiction pursuant to the proposed transactions or otherwise, nor shall there be any sale, issuance or transfer of securities in any jurisdiction in contravention of applicable law.

Subject to certain exceptions to be approved by the relevant regulators or certain facts to be ascertained, the public offer will not be made directly or indirectly, in or into any jurisdiction where to do so would constitute a violation of the laws of such jurisdiction, or by use of the mails or by any means or instrumentality (including without limitation, facsimile transmission, telephone and the internet) of interstate or foreign commerce, or any facility of a national securities exchange, of any such jurisdiction.

This press release does not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction.

This document does not constitute investment advice or a recommendation to buy, sell or hold any security and shall not be deemed an offer to sell or a solicitation of an offer to buy any security.

Information presented is for educational purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies.

The shares were issued in a transaction that was exempt from the registration requirements of the Securities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act of 1933, as amended (the «Securities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act»), pursuant to Section 4 (a)(2) of the Securities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making theSecurities Act and Regulation D promulgated thereunder inasmuch as the securities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making thesecurities were offered and sold solely to accredited investors and the Company did not engage in any form of general solicitation or general advertising in making the offering.

For other APAC countries, this material is issued for Institutional Investors only (or professional / sophisticated / qualified investors, as such term may apply in local jurisdictions) and does not constitute investment advice or an offer or solicitation to purchase or sell in any securities, BlackRock funds or any investment strategy nor shall any securities be offered or sold to any person in any jurisdiction in which an offer, solicitation, purchase or sale would be unlawful under the securities laws of such jurisdiction.

This press release does not constitute or form a part of any offer or solicitation to purchase or subscribe for securities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities Actsecurities in the United States, and interests in the Fund will not be offered or sold in the United States or to, or for the account or benefit of, any U.S. person (as such term is defined in Regulation S under the U.S. Securities ActSecurities Act of 1933).

The U.S. Securities and Exchange Commission (SEC) didn't mince words in its evaluation of PlexCoin, a Canadian cryptocurrency startup that launched its initial coin offering (ICO)...

The U.S. Securities and Exchange Commission (SEC) didn't mince words in its evaluation of PlexCoin, a Canadian cryptocurrency startup that launched its initial coin offering (ICO) this past summer.

Not only do MoonLite tokens offer the level of security that we've come to love about traditional stocks, the MoonLite Project operates in a space that is almost guaranteed to continue to grow, especially if cryptocurrencies are truly the future of money.

The delivery and contents of this website do not constitute a recommendation, offer or solicitation to enter into any contract or agreement to provide any investment services, or to apply for, or buy any securities, to effect or conclude any transaction of any kind whatsoever in any jurisdiction to any person to whom it is unlawful to make such an invitation or solicitation in such jurisdiction.

Unfortunately, one of the benefits of filing a Form D and complying with Regulation D is that the company does not need to separately comply with a securities law exemption in each state where the securities are offered.

Information presented is for education purposes only and does not intend to make an offer or solicitation for the sale or purchase of any specific securities, investments, or investment strategies.

«For example, if a client of ours needs a detailed financial plan or a social security analysis, we include that as part of our service offering and do not charge extra.»

The information, opinions and ideas expressed herein are for informational and educational purposes only and do not constitute and should not be construed as investment advice, an advertisement or offering of investment advisory services, or an offer to sell or a solicitation to buy any security.

The material herein is for informational purposes only and is not intended to and does not constitute the rendering of investment advice or the solicitation of an offer to buy securities.

Exchanges come in various shapes and sizes, from those that offer multiple levels of security to exchanges that don't even ask you to create an account.

This is solely based on if you believe in the Bible and its teachings... I do fully and I have total assurance and security in my salvation because of the evidence that the Bible has to offer.

Online blogs do offer the security of anonymity.

This is understandable, but using your religion to explain everything in childishly simplistic terms, when the truth is that you really don't know, is offering you a false sense of security and an unreliable conclusion.

Although it has reduced weight, the metal frame offers durability and security, so don't get the wrong idea, think it's made of cardboard.

«Just as the first responsibility of any government is to ensure the security of its people and to be prepared to defend our nation from those who would do us harm, so we are right to be offering air support to the Government of Iraq in trying to defeat ISIL / Daesh, but let me be clear we do not want British boots on the ground in either Iraq or Syria.

Outgoing NYPD Commissioner Bill Bratton said he's done with public service — even if he is offered a high - profile gig leading the Department of Homeland Security.

Contracts didn't offer job security, pay was usually at the lower end of the scale, there were concerns that prisons didn't have access to training, there were insufficient resources for them to teach appropriately, they were bullied by managers and there was insufficient staff to deliver a proper learning experience.

He said: «The government should incentivise all landlords to offer tenants greater security by putting a cost on the use of evictions where the tenant has done nothing wrong.

Outgoing Police Commissioner Bill Bratton said he's done with public service — even if he is offered a high - profile gig leading the Department of Homeland Security.