Sentences with phrase «of additional disclosure»

MAR requires that appropriate measures, including policies and procedures, are put in place to ensure compliance, for example in respect of additional disclosure requirements, the preparation of insider lists and reporting of transactions involving persons discharging managerial responsibilities within the issuer (PDMRs)(which can have a de minimis threshold in certain Member States as low as $ 5,000 to trigger the reporting obligation) and the maintenance of lists of such PDMRs and any associated persons.
The Funds are currently evaluating the impact of the additional disclosure requirements on the Funds» financial statements.
The behavioural biases that consumers suffer from in practice would seem to suggest that consumers might be prone to information over-load as a result of these additional disclosures and as a result may tend to turn to their advisers and rely their judgement rather than read through the plethora of documentation.

Not exact matches

Hence, voters who value full disclosure would like to see not just his returns, but lots of additional information demonstrating that the two categories are kept scrupulously separate.
Additional disclosure: The opinions and the strategies of the author are not intended to ever be a recommendation to buy or sell a security.
The Company believes that the presentation of these non-GAAP financial measures, when considered together with the corresponding U.S. GAAP financial measures and the reconciliations to those measures, provides investors with additional understanding of the factors and trends affecting the Company's business than could be obtained absent these disclosures.
The PPACA further permits the FDA to require covered restaurants to make additional nutrient disclosures, such as disclosure of trans - fat content.
In a show of support for investor protection, the SEC unanimously adopted rules that block felons from pitching specific types of private investment deals and in a 3 - 2 vote adopted a rule that requires firms offering private placements to make additional disclosures to regulators prior to being able to advertise it.
Having said that, we will not make changes that result in significant additional uses or disclosures of your personal information without notifying you of such changes via e-mail.
The Company believes that the presentation of these non-GAAP financial measures, when considered together with the corresponding GAAP financial measures and the reconciliations to those measures, provides investors with additional understanding of the factors and trends affecting the Company's business than could be obtained absent these disclosures.
Additional disclosure: If you like my analysis, click on FOLLOW at the top of the article near my name.
The Enterprise Compensation Committee discharges the board of directors» responsibilities relating to the compensation of our executives and directors; reviews and discusses with management the Compensation Discussion and Analysis and performs other reviews and analyses and makes additional disclosures as required of compensation committees by the rules of the SEC or applicable exchange listing requirements; provides general oversight of our compensation structure, including our equity compensation plans and benefits programs, and confirms that these plans and programs do not encourage risk taking that is reasonably likely to have a material adverse effect on Hewlett Packard Enterprise; reviews and provides guidance on our human resources programs; and retains and approves the retention terms of the Enterprise Compensation Committee's independent compensation consultants and other independent compensation experts.
To provide additional transparency to our process, DNV GL, an independent certification expert in renewables and energy efficiency, reviewed Morgan Stanley's internal green bond framework and its adherence to the Green Bond Principles, which are voluntary guidelines for the development and issuance of green bonds, encouraging transparency, disclosure and integrity in the development of the green bond market.
By Jeffrey Rothschild and Ling Kong Since December 2010, the Delaware Court of Chancery has emphasized in at least four cases the need for additional disclosures relating to financial advisors in merger and acquisition (M&A) transactions.
In the event of a conflict, the supplemental terms and conditions and additional disclosures and disclaimers will govern for those sections or pages.
ABOT Pakistan Stock Exchange — April 21, 2016 It's always encouraging to see a company improve its overall disclosure, including fees paid to the auditor, however, in this case the additional disclosure of tax advisory services has served to highlight the excessive non-audit fees paid to said auditor.
When you get a second mortgage as part of your home purchase, your first mortgage lender will handle all of your paperwork and, to you, the work will be transparent save for additional disclosures which will require your signature.
«The Diversity Committee expresses its concern regarding the disclosure of this private memo, which was intended as additional information for the Faculty Personnel Committee, rather than a public document.»
The PPACA further permits the FDA to require covered restaurants to make additional nutrient disclosures, such as disclosure of trans - fat content.
But he does believe that the additional disclosure requirements, tucked into a bill passed last June, was payback for past critiques by government reform groups on lack of ethics reforms in Albany.
At the same time, Ortt and Maziarz are seeking the disclosure of a grand jury transcript they believe will shed additional light on the case.
Negotiations are now centering on additional ethical disclosures and an overhaul of the system for evaluating public school teachers, the governor and legislative leaders said.
In full disclosure that paper should now provide a layout of its business showing where each armed guard is located, plus additional information such as what they are packing and -LSB-...]
He did achieve additional disclosure of lawmaker's outside income, as well as reform of legislators» daily expense accounts and the go - ahead to change the state's constitution to require that lawmakers convicted of crimes forfeit their pensions.
Another government watchdog, Lawrence Norden, deputy director of the Democracy Program at the Brennan Center for Justice, said he would not be surprised if the Legislature passes the pension stripping law or make small changes to require additional disclosures about lawmakers» outside income.
At the hearing, several lawmakers questioned why Zemsky and others in the Cuomo administration resist additional oversight by the state comptroller, Tom DiNapoli, to approve some of the projects, and whether the Development Council board members should be subject to greater ethical disclosure rules.
At the hearing, several lawmakers questioned why Zemsky and others in the Cuomo administration resist additional oversight by State Comptroller Tom DiNapoli to approve some of the projects, and whether the Development Council board members should be subject to greater ethical disclosure rules.
Her campaign had $ 128,558 at the beginning of the six - month campaign disclosure period, according to state campaign finance records, and raised an additional $ 134,260.
Only on questions of limiting additional stipends to members and requiring greater disclosure of outside income did support for reform just barely win a majority.
In fact, the ACS paid lobbying firm Hicks Partners LLC at least $ 100,000 in 2005 to try to persuade congressional members, the NIH, and the Office of Management and Budget (OMB) that a «PubChem Project» would be a bad idea, according to public lobbying disclosures, and paid an additional $ 180,000 to the Wexler & Walker Public Policy Association to promote the «use of [a] commercial database.»
It is also recommended that the current voluntary restriction on insurers» ability to ask for predictive genetic test results should be renewed, in the light of public concerns over genomic data disclosure to insurers and the risk that this might result in many «refusing their consent to receive additional findings from whole genome sequencing».
To avoid additional complications that might diminish other bioethical protections, the authors argue that hESC research be included as part of a disclosure of information regarding disposition.
Disclosures: Please note that some of the links provided are affiliate links, and at no additional cost to you, I will earn a commission if you decide to make a purchase.
(f) Yahoo! will modify its Additional Terms of Service to include disclosures regarding searchable Yahoo! - created test profiles that may be used when necessary to ensure service quality.
Alongside GDPR, The Freedom of Information Act places additional burdens of disclosure on public sector organizations and employees in these institutions will again require additional training.
Source: Memorandum from Clark Hampton, Deputy Superintendent, Business and Support Services re: USE OF ADDITIONAL FUNDING FROM 2012 - 2013 to 2013 - 2014 AND PUBLIC DISCLOSURE OF COLLECTIVE BARGAINING AGREEMENT http://capousd.ca.schoolloop.com/file/1343191429797/5667737573387975994.pdf page 1 and Chart on Page 2
Pacific Delight failed to include fuel surcharges, where applicable, in air tour prices it listed in a number of print advertisements and on its website and failed to provide adequate disclosure of additional charges and fees, such as taxes and other fees that may be listed separately.
While Interactive Brokers has historically provided a great deal of information about its trading activity, recently there have been additional disclosures that provide a very interesting window into the world of online trading in the US as well as the inner workings of a discount brokerage.
At your discretion, you may request to be served with a hard copy of the legal notices as well as disclosures at no additional costs.
A recent study conducted by April Klein and Emanuel Zur on shareholder activism found that stock prices of companies targeted by activist investors earn 10.2 % average returns during the period surrounding an activist's ownership disclosure and an additional 11.4 % abnormal return during the following year.
(2) Additional fees may apply per deposit item depending on the type of item; please see our Commercial Checking fee disclosure for more details.
The MSRB's portal EMMA also provides free access to annual continuing disclosure about the financial condition of an issuer as well as additional specific data on individual municipal securities.
The Fund's Chief Compliance Officer, or a Compliance Manager designated by the Chief Compliance Officer, may also grant exceptions to permit additional disclosure of Fund portfolio holdings information at differing times and with different lag times (the period from the date of the information to the date the information is made available), if any, in instances where the Fund has legitimate business purposes for doing so, it is in the best interests of shareholders, and the recipients are subject to a duty of confidentiality, including a duty not to trade on the nonpublic information and are required to execute an agreement to that effect.
Please view your Deposit Agreement and Disclosures and Personal Schedule of Fees for additional information.
To invest in any of the Schroders» funds please read the relevant fund product disclosure statement (PDS) and the accompanying additional information book before completing the application form.
For additional information, read the Summary of Fees and Definitions and the Agreements and Disclosures.
OTHER MATTERS See the brochure titled «Account Information» for additional details pertaining to the «Online Bill Payer» Service, including how to stop payments, your right to documentation, your liability and that of the Credit Union and the possible disclosure of information to third parties.
However, the Commission voted in 2013 to take further measures to ensure the continued safety and stability of these funds, which could require them to diversify their holdings to a greater extent and also provide additional disclosures.
Recent Accounting Standards: In January 2010, the Financial Accounting Standards Board («FASB») issued amended guidance to improve disclosure about fair value measurements, which requires additional disclosures about transfers into and out of Levels 1 and 2 and separate disclosures about purchases, sales, issuances, and settlements in the reconciliation for fair value measurements using significant unobservable inputs (Level 3).
Please refer to the back cover of this document for additional important disclosures.
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