Sentences with phrase «of affiliated brokers»

Brokers - in - Charge will not be able to renew the licenses of affiliated brokers.

«Each day, our network of affiliated brokers and agents make the dream of homeownership possible.

The first step is for the trader to talk to Cannon Trading Company or one of its affiliated brokers in order to understand the risk as well as the rewards of futures trading using trading systems.

There are dozens of affiliate broker services out there (Google Adsense, Amazon Associates, ClickBank, Commission Junction, Flex Offers, etc) and they allow you pick from thousands of different products in your particular niche.

In Crumpton v. Grissom, a Tennessee appellate court found that a managing broker («Managing Broker») could be held accountable for the misrepresentations and negligence of an affiliate broker («Affiliate Broker»), even though the Managing Broker was not personally involved in the transaction.

Not exact matches

The competition is so desperate for the same cachet that in August, Bose brokered a deal to become the official headphone of the National Football League, an agreement that blocks NFL stars (including Beats endorsers Richard Sherman and Colin Kaepernick) from wearing Beats products during post-game interviews and league - affiliated events.

Particularly, several insurance carriers with affiliated broker - dealer networks have indicated that they will attempt to comply with the best interest contract exemption, rather than exiting certain lines of business.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker / dealers and nonbank affiliates of Wells Fargo & Company.

Brokerage products and services offered through Wells Fargo Clearing Services, LLC, a registered broker - dealer and non-bank affiliate of Wells Fargo & Company.

The website also falsely claimed that its managing affiliate, «Williams Corporation,» which operates out of Hong Kong and Dubai, was both a «licensed and brokered» global firm and a «licensed securities dealer,» when in fact it was neither registered with the State Securities Board nor the Financial Industry Regulatory Authority.

First, become an affiliate of an unscrupulous broker who does not mind that its affiliates use shady advertising tactics to get traders to use their service.

You are leaving the Equity Institutional website to enter the ETC Brokerage Services (Member FINRA / SIPC) website, the registered broker - dealer affiliate of Equity Trust Company.

The list of brokers affiliated with The Automated Binary is not as extensive as some of their competitors

You are leaving the Trustetc.com to enter the ETC Brokerage Services (Member FINRA / SIPC) website, the registered broker - dealer affiliate of Equity Trust Company.

The advisory fee does not cover charges resulting from trades effected with or through broker - dealers other than affiliates of Strategic Advisers, Inc., mark - ups or mark - downs by broker - dealers, transfer taxes, exchange fees, regulatory fees, odd - lot differentials, handling charges, electronic fund and wire transfer fees, or any other charges imposed by law or otherwise applicable to your account.

To view the background of PeachCap's affiliated Broker Dealer, Peachtree Capital Corporation, please visit FINRA's broker check.

Represented the wholesale broker - dealer affiliated with a sponsor of two non-traded business development companies.

All securities - related activity is conducted by SI Securities, LLC («SI Securities»), an affiliate of SeedInvest, and a registered broker - dealer, and member FINRA / SIPC, located at 116 W Houston, 6th Floor, New York, NY 10012.

Again, as with many of these free robots, these scammers make money via affiliate commissions from their binary options broker when you fund your account with them.

For example, Bank of America moved $ 15 trillion in derivatives contracts from its broker - dealer, Merrill Lynch, to its insured depository institution affiliate in response to a credit downgrade.

You can visit our list of trusted affiliate brokers to compare them against your new - found knowledge.

Opinions expressed are that of the author and are not endorsed by the named broker dealer or its affiliates.

National Planning Holdings, an affiliate of Jackson, sold its independent broker - dealer network to LPL last summer.

In October, BGC completes its acquisition of Newmark Knight Frank, a leading U.S. commercial real estate brokerage and advisory firm serving corporate and institutional clients, plus a controlling interest in its affiliated companies, encompassing approximately 425 brokers.

In a recent speech, Julie M. Riewe, Co-Chief of the AMU, discussed the AMU's collaboration with other SEC divisions; detailed the AMU's 2015 enforcement priorities with respect to registered investment companies, hedge funds, private equity funds and separately managed accounts; and discussed the AMU's focus on conflicts — their ubiquity, the difficulty or impossibility of eliminating them, the limited extent to which disclosure can cure conflicts, the salience of conflicts when an investment adviser and broker - dealer are affiliated, and related considerations.

Trust and related services are provided by Edward Jones Trust Company, an affiliate of Edward D. Jones & Co., L.P. (Edward Jones), a registered broker - dealer.

Edward Jones Trust Company and Edward Jones are subsidiaries of the Jones Financial Companies, L.L.L.P. Edward Jones Trust Company may use Edward Jones or other affiliates to act as a broker - dealer for transactions or for other services.

And while there are many legit ways that an affiliate can promote their partner broker, there are also many unethical and illegitimate ways to promote said brokers, and creating scam robots is one of them.

Further, just like binary options brokers, the creators of these robots also make extensive use of the affiliate marketing model to market them, meaning that the Internet is full of dishonest and biased reviews of these binary options robots.

You see, these scammers are affiliates of one or a few binary options brokers and they get paid when someone funds their trading account with said broker using their affiliate link, which in these cases are the robots themselves.

According to the SEC's order, Morgan Stanley had its affiliate, Morgan Stanley Equity Financing, serve as a customer of its U.S. broker - dealer, a relationship that allowed the affiliate to use margin loans from the U.S. broker - dealer to finance the costs of hedging swap trades with customers.

Wells Fargo Advisors is the trade name used by two separate registered broker - dealers and non-bank affiliates of Wells Fargo & Company: Wells Fargo Advisors, LLC and Wells Fargo Advisors Financial Network, LLC (members SIPC).

Kerry Mannion, a son of Miner's husband, is a real estate broker affiliated with COR Brokerage, a separate company owned by Steve and Louis Aiello.

While Unite leader Len McCluskey said on Sunday that unions could act as «honest brokers» in the leadership saga, leaders of some of the other biggest unions affiliated to Labour have not commented, and some officials are reported to be on holiday.

ML Wealth does not participate, at this time, in wrap fee programs, which are arrangements between broker - dealers, investment advisers, banks and other financial institutions and affiliated and unaffiliated investment advisers through which the clients of such firms receive discretionary investment advisory, execution, clearing and custodial services in a «bundled» form.

QuinStreet Media, Inc. and its affiliated companies, including QuinStreet Properties, Inc., a California corporation, use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

QuinStreet Properties, Inc. and its affiliated companies use GTL as the site of a virtual marketplace where interested consumers can be made aware of lenders and mortgage brokers who are seeking the opportunity to do business with people like them living in their area.

Similarity, the issuing insurance company and the underwriter do not back the financial strength of the broker / dealer or its affiliates.

They are not backed by the broker / dealer from which an annuity is purchased, by the insurance agency where an annuity is purchased, or any affiliates to those entities, and none makes any representations or guarantees regarding the claims - paying ability and financial strength of the issuing insurance company.

When the auto trader was launched, all the members of Mike's signal group on Facebook were approved automatically to use the trading platform without making any new deposits with affiliate brokers.

Forex binary options and contracts for difference (CFDs) broker Grand Capital said on Thursday it has increased the commission payments to affiliate partners to a minimum of $ 15...

YYY and XXX nor any of their principals, officers, directors, partners, agents, or affiliates are not, nor do we represent ourselves to be, registered investment advisors, brokers, or dealers in securities.

The software is very user friendly and all of my clients, affiliates and Brokers have increased business... more

Our affiliates can include mortgage brokers, car dealers, Realtors, financial planners, attorneys, insurance advisers, financial advisers, tax preparers, alarm installers who have clients who have been victims of stolen identity and they need to put their credit back in order, or people who just know other people with credit problems.

Forex binary options and contracts for difference (CFDs) broker Grand Capital has introduced some changes to its cost - per - action (CPA) affiliate program, including increased minimum deposit and trade amounts of $ 50 and $ 10, respectively, it said on Thursday.

National Financial Services (NFS) is an affiliated broker - dealer of Fidelity Brokerage Services.

Ric Edelman, Executive Chairman of Edelman Financial Services, LLC, a Registered Investment Advisor, is an Investment Advisor Representative who offers advisory services through EFS and is a Registered Representative and Registered Principal of, and offers securities through, EF Legacy Securities, LLC, an affiliated broker / dealer, member FINRA / SIPC.

In addition to IB Asset Management's management fees, clients will be charged commissions for the trades in these portfolios by Interactive Brokers LLC, IB Asset Management's affiliated broker - dealer, which is a conflict of interest.

I used to pay $ 4.95 per trade at Questrade, but I have since moved to another broker because of a cost advantage provided by an affiliated company with my employer.