Sentences with phrase «of applicable regulatory requirements»

It is currently expected that the transaction will be consummated later this year, subject to requisite shareholder approval and satisfaction of applicable regulatory requirements and approvals and customary closing conditions.

Not exact matches

(f) Notwithstanding anything to the contrary herein, and subject to the terms in these Terms of Service, you acknowledge that, solely as between Apple and NBCUniversal, NBCUniversal and not Apple is responsible for addressing any claims you may have relating to the online services, or your possession and / or use thereof, including, but not limited, to: (i) product liability claims, (ii) any claim that the online services fail to conform to any applicable legal or regulatory requirement; and (iii) claims arising under consumer protection or similar legislation.

Actual results and the timing of events could differ materially from those anticipated in the forward - looking statements due to these risks and uncertainties as well as other factors, which include, without limitation: the uncertain timing of, and risks relating to, the executive search process; risks related to the potential failure of eptinezumab to demonstrate safety and efficacy in clinical testing; Alder's ability to conduct clinical trials and studies of eptinezumab sufficient to achieve a positive completion; the availability of data at the expected times; the clinical, therapeutic and commercial value of eptinezumab; risks and uncertainties related to regulatory application, review and approval processes and Alder's compliance with applicable legal and regulatory requirements; risks and uncertainties relating to the manufacture of eptinezumab; Alder's ability to obtain and protect intellectual property rights, and operate without infringing on the intellectual property rights of others; the uncertain timing and level of expenses associated with Alder's development and commercialization activities; the sufficiency of Alder's capital and other resources; market competition; changes in economic and business conditions; and other factors discussed under the caption «Risk Factors» in Alder's Annual Report on Form 10 - K for the fiscal year ended December 31, 2017, which was filed with the Securities and Exchange Commission (SEC) on February 26, 2018, and is available on the SEC's website at www.sec.gov.

These risks and uncertainties include competition and other economic conditions including fragmentation of the media landscape and competition from other media alternatives; changes in advertising demand, circulation levels and audience shares; the Company's ability to develop and grow its online businesses; the Company's reliance on revenue from printing and distributing third - party publications; changes in newsprint prices; macroeconomic trends and conditions; the Company's ability to adapt to technological changes; the Company's ability to realize benefits or synergies from acquisitions or divestitures or to operate its businesses effectively following acquisitions or divestitures; the Company's success in implementing expense mitigation efforts; the Company's reliance on third - party vendors for various services; adverse results from litigation, governmental investigations or tax - related proceedings or audits; the Company's ability to attract and retain employees; the Company's ability to satisfy pension and other postretirement employee benefit obligations; changes in accounting standards; the effect of labor strikes, lockouts and labor negotiations; regulatory and judicial rulings; the Company's indebtedness and ability to comply with debt covenants applicable to its debt facilities; the Company's ability to satisfy future capital and liquidity requirements; the Company's ability to access the credit and capital markets at the times and in the amounts needed and on acceptable terms; and other events beyond the Company's control that may result in unexpected adverse operating results.

Where our funds, either alone or as part of a consortium, are not the controlling investor, we typically, subject to applicable regulatory requirements, acquire significant voting and other rights with a view to securing influence over conduct of the business.

This release of proposed amendments to «Prospectus and Registration Exemptions» include an Offering Memorandum (OM) Prospectus Exemption, a Family, Friends, and Business Associates Prospective Exemption (FFBA), a prospectus exemption for distributions by a reporting issuer to it's existing shareholders and the Crowdfunding Prospectus Exemption and regulatory requirements applicable to a Crowdfunding Portal which we addressed in the presentation.

The Corporate Governance Guidelines and committee charters adopted by our Board of Directors reflect regulatory requirements, New York Stock Exchange listing standards and applicable law.

Potential risks and uncertainties include the availability of acceptable bank debt financing; the availability of acceptable additional equity investors; delays or interruptions in construction of power plants; the timely availability of required permits and authorizations for projects from governmental entities and third parties; changes in applicable regulatory requirements and incentives for production of solar power; and other risks described in the company's filings with the Securities and Exchange Commission.

As the terms and features of ICOs may differ in each case, parties engaging in ICO activities are reminded to seek legal or other professional advice if they are in doubt about the applicable legal and regulatory requirements.

Additionally, as regulators are interested in ensuring alternative mutual funds meet regulatory requirements and managers of those funds operate within the confines of applicable regulations, it is imperative that managers launching alternative mutual funds understand those regulatory concerns.

The Board has determined that nine of our 11 current Directors (or 82 %) are «independent directors» within the meaning of applicable regulatory and stock exchange requirements in Canada and the United States, as none of them have a material relationship with the Company that could interfere with their exercise of independent judgment.

Alpha Genesis ® Inc. has an extensive Ethics and Compliance Program, which is designed to ensure that all employees are aware of and comply with all legal, regulatory, contractual, and ethical requirements applicable to Alpha Genesis.

In addition, this version contains updates with respect to generally applicable regulatory requirements that are more reflective of the current legal requirements based on recent TIFIA precedents.

The Directors considered information describing the Manager's compliance policies and procedures, including policies designed to address the Fund's compliance with its investment objective, policies and restrictions and applicable regulatory requirements and to address the Manager's conflicts of interest in providing services to the Fund and to other advisory clients.

With support for all known legal entity types, it includes and self - fills all applicable regulatory forms and e-filings, governs all management bodies, meetings, minutes and agendas, streamlines intellectual property management and tracking, possesses one of the most complete and powerful transactional securities management systems, provides document automation and management capabilities and addresses security, workflows, audits and reports to the most stringent compliance and governance requirements.

In the area of ESOPs and other non-qualified plans that grant employee stock ownership or appreciation rights, Gary assists clients to develop employee ownership strategies and to comply with applicable tax and regulatory requirements.

We help clients in gaining approvals for transactions, domestic and international investigations, regulatory enforcement proceedings and civil and criminal litigation, authorizations and arbitration arising from breaches of applicable legal, regulatory, antitrust and compliance requirements and investigations before all financial regulatory agencies.

It is true that this process can take considerable time and effort if the purchaser enters into a detailed procurement process, complete with applicable risk assessments, of its prospective vendors in order to ensure that its business and regulatory requirements can be met.

Our lawyers have counseled boards of directors and trustees on fund governance, the role of independent directors, their evaluation of fund service provider contracts and fees, their evaluation of fund and service provider compliance programs, affiliation and conflict of interest issues, current regulatory issues and industry best practices, standards of conduct and of judicial review of board action and compliance with all applicable disclosure requirements.

-- Regulation that requires «each law firm and legal entity» to designate an individual who will be responsible for the entity's compliance with its regulatory requirements, and to ensure that all persons associated with the entity who deliver or assist in the delivery of legal services comply with the applicable code of conduct,

Tax Chambers are committed to protecting the personal information that we collect, use and disclose in the course of providing legal services and operating our law firm, in accordance with all applicable regulatory requirements, including applicable privacy legislation, and consistent with our professional obligations.

We also advise on regulatory structuring, special regulatory requirements applicable in bankruptcy and default situations, lawful avoidance of regulatory jurisdiction, energy investment regulatory matters, and energy project and investment portfolio management questions.

(iv) The Consob — SEC memorandum of understanding of 3 May 1993 (the Consob — SEC MoU) provides several cooperation mechanisms between Consob and SEC in connection with the enforcement of securities law concerning market abuse, the obligation on issuers to disclose inside information and regulatory duties applicable to financial intermediaries, investment funds, market managers, clearing houses, and other securities market operators (including duties relating to handling, transmitting, and executing orders, managing securities portfolios, settling securities transactions, safeguarding customer securities, and complying with financial or operational requirements).

There are instances where applicable law or regulatory requirements allow or require us to refuse to provide some or all of the information that we hold about you.

One of my biggest challenges is to make sure that my team and I are reconciling applicable corporate governance requirements in the face of increasing regulatory oversight.

«(iii) except as otherwise provided by the Secretary in regulations, is the annual statement which is required to be filed with the applicable insurance regulatory body, but only if there is no statement which meets the requirements of clause (i) or (ii).

If you subscribe to the Marvel Unlimited Service directly with Marvel on the Website and you download the App through a third party (e.g., Apple / iTunes or Google Play), you understand that the third party is not responsible for addressing any claims by you or any other person relating to the App or your possession and / or use of the App, including, but not limited to: (i) product liability claims, (ii) any claim that the App fails to conform to any applicable legal or regulatory requirement, and (iii) claims arising under consumer protection or similar legislation; in addition, the third party is not responsible for the investigation, defense, settlement and discharge of any intellectual property infringement claim related to the App or your possession and use of the App.

The SC reminded the public to seek legal or professional advice if they are in doubt about the applicable legal and regulatory requirements and said investors should be mindful of the potential risks involved in ICOs and investment arrangements involving digital tokens.

Maintains knowledge of policies and procedures including client products, SOPs, protocols, and all applicable regulatory requirements.

(C) The authority to accept as a REALTOR ®, REALTOR - ASSOCIATE ® or Institute Affiliate Member any person engaged in the real estate business, including brokerage, management, appraising, land development and building, and other related aspects of the real estate business who maintains an office within the state or within a state whose border is contiguous with that state and who complies with any licensure or other regulatory requirements applicable to his business activities within the state.

«The nature of additional services to be provided by the listing REALTOR ® is determined by agreement between the listing REALTOR ® and the seller, subject to the applicable regulatory requirements and the Rules of CREA and Boards / Association.»

It bears noting that members of organized real estate must comply with all legislative, regulatory and common law requirements applicable to real estate professionals in jurisdictions across Canada, quite apart from any of CREA's rules.

CREA at all times adheres to applicable legal or regulatory requirement (s) concerning the storage and protection of Personal Information.