Sentences with phrase «of complex financial products»

Marc has considerable experience in acting in disputes against the banks in relation to LIBOR, Forex and other benchmark rate fixing and manipulation, as well as cases involving the mis - selling of complex financial products and claims relating to breach of mandate and payments fraud.

Security regulators are sending out signals that they intend to step up review of distribution of complex financial products, such as variable annuities and equity - linked instruments...

Since the end of the 1990s, European financial institutions have designed, marketed and sold more than two trillion euros worth of complex financial products to households — so - called «retail structured products».

Not exact matches

Financial products such as mortgages and credit cards are increasingly complex, and employers are putting more choices of retirement funding and health - care options in the hands of employees.

Our distressed structured products team has a deep understanding of the complex risk factors that affect the valuation of these financial instruments.

At Bear, Stearns & Co., Mr. Abbott served as a Vice President in Financial Analytics & Structured Transactions (F.A.S.T) where he structured and reverse engineered complex CDO transactions, secured by a wide range of debt products, including high yield bonds, senior secured leverage loans, trust preferred bank loans, RMBS as well as other esoteric receivables.

The theory is that the credit crisis in the United States might have been avoided if a central authority had seen the systemic danger posed by Wall Street's aggressive selling of securities backed by subprime loans and other complex financial products.

Mortgages are one of the biggest and most complex financial products you'll deal with as a consumer, and many borrowers find it important to have an option for in - person service at their local bank or lender.

The results of our study are consistent with financial complexity being a by - product of banks catering to yield - seeking investors: we found that products offering high headline rates and products exposing investors to complete losses are more complex.

Assets and talent are slipping through the now - permeable membrane of the Financial - Industrial complex as pros and their clients wake up to the fact that investing advice should be paid for, not investing products.

«The unit at the centre of JP Morgan Chase's $ 2 billion trading loss has built up positions totalling more than $ 100 billion in asset - backed securities and structured products - the complex, risky bonds at the centre of the financial crisis in 2008.

The Federation of Small Businesses (FSB) has said that the banks need to take swift and decisive action to compensate the businesses caught up in the mis - selling scandal, after the Financial Services Authority (FSA) reports that 90 per cent of these complex products were mis - sold.

«Binary options products as we know them today carry deficiencies and do not provide retail investors with adequate protection when investing in such high risk and complex financial instrument,» Demetra Kalogerou, Chair of the CySEC, said.

Needless to say, the world of buying and selling financial products is enormously complex, but these days it's possible to do a bit of experimenting with a modest sum of money.

But learn it yourself - it's a lot simpler than it sounds, and you can save / make a ton of money by not overpaying for unbecessarily complex financial «products».

Micah Hauptman, financial services counsel at the Consumer Federation of America, agrees that the FIA «concept is a sound one,» but he cautions that many FIA products on the market are «highly complex, opaque and subject to conflicts of interest» if the seller earns a commission.

With convenient locations throughout Florida, North Carolina, South Carolina and Virginia, Capital Bank delivers a wide range of commercial and consumer loans and deposit products, as well as specialized services for complex financial needs.

However, it's a complex product, Pinto noted, and there's a question of whether many financial institutions will be interested in offering the fixed - COFI mortgage.

Car loan is one of the complex loan products in India as car dealers tend to include various discounts offered by car manufacturers or lenders (banks and other financial institutions) in the interest rate offered to the buyer.

The majority of the trade is carried out not between polluting industries and factories covered by carbon trading schemes, but by banks and investors who profit from speculation on the carbon markets - packaging carbon credits into increasingly complex financial products similar to the «shadow finance» around sub-prime mortgages which triggered the recent economic crash.

Those initiatives may be necessary but what I have been writing about above is not the day - to - day conduct of providing financial products to the population, but a layer of concern where problems — usually complex — have occurred.

In the field of investment banking he is a «go to» authority for and against financial institutions on disputes arising from complex investment products and funds, and also advises in trade finance disputes.

Pursuing a products liability claim often requires extensive financial resources, the retention of outside experts, and an understanding of complex engineering and design issues.

capital markets are rapidly evolving and include increasingly complex financial products and methods of distribution and trading;

Founded by Hanif Virji and Andrew Harrington in 2001, AHV's Financial Markets Advisory business offers services including advising on the management of risk, the valuation of financial products and derivatives, and most prominently, the mis - selling of such products as Fixed Rate Loans, Interest Rate Hedging Products, Structured Products and complex derFinancial Markets Advisory business offers services including advising on the management of risk, the valuation of financial products and derivatives, and most prominently, the mis - selling of such products as Fixed Rate Loans, Interest Rate Hedging Products, Structured Products and complex derfinancial products and derivatives, and most prominently, the mis - selling of such products as Fixed Rate Loans, Interest Rate Hedging Products, Structured Products and complex deriproducts and derivatives, and most prominently, the mis - selling of such products as Fixed Rate Loans, Interest Rate Hedging Products, Structured Products and complex deriproducts as Fixed Rate Loans, Interest Rate Hedging Products, Structured Products and complex deriProducts, Structured Products and complex deriProducts and complex derivatives.

The growth in disputes to come is because interest rate benchmarks like Libor and ISDAFix are integral to a vast range of global financial products, from relatively simple to more complex and highly structured products.

Therium AHV Financial Markets is the first business of its kind, focusing exclusively on complex financial products Financial Markets is the first business of its kind, focusing exclusively on complex financial products financial products disputes.

Drawing on the experience and technical expertise of the AHV Associates financial markets team, Therium is able to bring to bear unrivalled insight into all forms of claims involving complex financial products for corporate, institutional and private clients.

Whether it is an individual involved in a simple business dispute, accident, domestic relations dispute, criminal proceeding, airplane crash, explosion, malpractice injury, a RICO indictment, injury by defective product or asbestos exposure; or a business organization faced with a multifaceted, multimillion dollar complex litigation problem, a control dispute, a grand jury investigation, a regulatory problem or an indictment; or a governmental unit facing financial default, the loss of a state - wide tax, prosecution or defense of a complex contract dispute or the need to use creative litigation to change a governmental structure — the individual, entrepreneur, corporation, private attorney, CEO, councilman, mayor, governor or even Presidential candidate has turned to the Climaco Firm to solve the problem.

Whether it is an individual involved in a simple business dispute, accident, domestic relations dispute, white collar criminal proceeding, airplane crash, explosion, malpractice injury, a RICO indictment, or injury by defective product; or a business organization faced with a multifaceted, multimillion dollar complex litigation problem, a control dispute, a grand jury investigation, a regulatory problem or an indictment; or a governmental unit facing financial default, the loss of a state - wide tax, prosecution or defense of a complex contract dispute or the need to use creative litigation to change a governmental structure — the individual, entrepreneur, corporation, private attorney, CEO, councilman, mayor, governor or even Presidential candidate has turned to the Climaco Firm to solve the problem.

Representation of financial advisors in connection with numerous FINRA investigations regarding Central Registration Depository («CRD») disclosures, complex products and alternative investments, and other sales practice issues

Oliver's experience includes: defending global investment banks in High Court proceedings brought in relation to complex financial products and transactions; acting for an international consulting firm in High Court proceedings brought by the trustees of a pension scheme; acting for a UK financial services provider in relation to a major loss of customer data; acting for an insurer in arbitration proceedings relating to an insurance coverage dispute; acting for a global custody bank on an investigation in relation to client overcharging on asset portfolio transitions; and acting for a UK financial services group in relation to legal and regulatory issues arising from a major misstatement in its published accounts.

Litigating cases involving these complex financial products requires an in - depth understanding of transaction documents and market practices.

Kalra also has extensive experience representing clients before the IRS Appeals Office on numerous issues of federal income taxation, including the defense of purported tax shelters and their related penalties, the characterization of true lease transactions, the tax consequences of complex debt workouts, and the treatment of sophisticated financial products.

• Performed substantive relevance, issue and privilege including attorney - client and attorney work - product review of complex and sensitive electronic documents for a major international financial services corporation involved in an ongoing high - stakes securities litigation matter • Gained experience and familiarity with the electronic discovery process using Kroll Ontrack • Gained understanding and familiarity with a variety of complex financial instruments and financial analyses

«Assurity offers a wide variety of insurance products and services designed to solve complex financial problems for individuals, families, businesses and professional clients.

Cash - value life insurance (variable, indexed, or fixed) are some of the most complex financial products in the market today.

Today's variable annuities come with additional death benefit guarantees and living benefit riders that make them one of the most complex consumer financial products I have ever seen.

ULIP is a very complex financial product and it has various number of variants and each one comes with its unique set of features and benefits for the customers.

Additional responsibilities of the Banking Customer Service Rep include: • Handling cash and processing customer transactions • Initiating conversations with customers to uncover their needs and referring them to the appropriate business partners to meet personal and financial center referral and sales goals • Personally maintaining a balancing record, finding and correcting errors and asking for help in this process as needed • Handling customer issues with professionalism and seamlessly directing complex issues to management staff • Maintaining up - to - date knowledge of financial center policies, procedures, products and services • Performing daily office responsibilities alongside other staff members to maintain the efficient operation of the financial center.

Additional responsibilities of the Lead Customer Service Representative include: • Initiating conversations with customers to uncover their needs and referring them to the appropriate business partners to meet personal and financial center referral and sales goals • Personally maintaining a balancing record, finding and correcting errors and asking for help in this process as needed • Handling customer issues with professionalism and seamlessly directing complex issues to management staff • Training and developing new and current Customer Service Representatives and identifying other Customer Service Representatives who are capable of training new staff members • Monitoring operations behind the Customer Service Representative line, delegating work and taking issues to the Customer Service Manager as needed • Acting as the contact person for financial center personnel in regards to Customer Service Representative activity, answering questions and helping management to keep Customer Service Representatives up - to - date on all changes • Maintaining up - to - date knowledge of financial center policies, procedures, products and services

Examples of skills are proficiencies with various software applications, the ability to track and reconcile complex financial data, or the capacity to create a product, or a portion of a product, in accordance with specifications and within established deadlines.

Applied complex systems engineering processes, methodologies and tools to the design of system of systems, systems and new product development (financial and investment portals).

Spa Director — Duties & Responsibilities Lead through example with consistent work ethic, attitude, and professionalism, executing spa and salon administration functions, overseeing sales and marketing operations, and implementing cutting - edge industry techniques and trends Collaborate in all phases of strategic planning with other members of management team, including product inventory control, marketing and sales strategies, product and service offerings, client service, event coordination, and area competition Provide continuous assessment of key markets, potential customers, and capital utilization, while furnishing oversight and guidance regarding policies and procedures, budgets and financial forecasts, and client experience considerations Perform needs - based and situational assessments of policies and procedures to improve operational efficiency, manage and reduce costs, promote both employee and client satisfaction, and deliver a luxurious experience to high - profile clientele Identify and utilize talent among team members with focused training efforts, targeted professional recruitment, continued supervision of 40 staff, and the promotion of a performance - based environment leveraging individual talents for group benefit Develop and supervise support staff to aid in effective sales, marketing, and service operations, delegating important tasks and assignments while providing timely follow - up to ensure task completion, including newsletter and article distribution Ensure effective execution of all administrative, HR, and financial aspects of business management, while analyzing and presenting important information to executive staff, stakeholders, and other relevant parties Address key client and management queries and resolve them in an expedited manner, promoting sustained revenue growth through client retention, referral generation, and the leveraging of cross-sales opportunities Create and implement firm marketing and sales strategies while tracking performance versus internal and external benchmarks, focusing on both revenue generation as well as cost control Maintain a strong working knowledge of products, services, techniques, and relevant tools, while committing to continued advanced technical education with respect to complex spa, salon, and fitness concepts and studies Act as a liaison between clients, vendors, sales and support staff, and other management partners to facilitate information flow and drive operational efficiency

Business Analyst — Duties & Responsibilities Lead through example with consistent work ethic, attitude, and professionalism, performing critical operational, support and administrative analysis functions while ensuring efficient organizational communications and on - going process enhancements Collaborate in all phases of strategic planning with other members of management team, including document and inventory control, data management strategies, sales support, customer relations, issue resolution and industry competition Provide continuous assessment of critical business processes, while furnishing oversight and guidance regarding efficiency and performance optimization considerations Perform needs - based and situational assessments of policies and procedures to improve operational effectiveness, manage and reduce costs, promote both employee and client satisfaction, and ensure adherence to related quality control and profitability standards Utilize talent among team members with focused collaboration and the promotion of a performance - based work environment that leverages individual talents for group benefit Employ support staff to aid in effective administrative operations, report management, scheduling and other relevant functions, delegating important tasks and assignments while providing timely follow - up to ensure task completion Support the effective execution of all financial aspects of business management, while analyzing, synthesizing and presenting important information to executive staff, stakeholders and other relevant parties Address key client, personnel and management queries and resolve them in an expedited manner, promoting sustained operational growth through staff communication and the leveraging of available resources Create and implement performance and efficiency benchmarks while tracking progress versus established industry metrics Maintain a strong working knowledge of products, services, techniques and relevant tools, while committing to continued advanced technical education with respect to complex concepts and studies as related to job Act as a liaison between clients, vendors, support staff, and other management partners to facilitate information flow and drive efficiency

Administrative Assistant — Duties & Responsibilities Provide effective administrative support services across a variety of industries Represent company brand with poise, integrity, and positivity Strictly adhere to department budgets and project timelines Responsible for tracking and replenishing office supplies and product inventory Study internal literature to become an expert on products and services Develop and strengthen relationships with vendors, customers, and coworkers Encourage high customer retention by maintaining friendly, supportive contact with existing clients Generate record sales through networking, referrals, and other tactics Manage complex, high volume telephone systems and in person reception duties Oversee financial records, bookkeeping, and accounts payable / receivable Provide excellent customer service ensuring client satisfaction and repeat business Consistently recognized for excellence in customer service and operational support Proficient in Microsoft Office suite, software troubleshooting, and minor hardware repair Perform additional administrative duties including faxes, photocopying, and filing Conduct all responsibilities in courteous, polite, and positive manner