Sentences with phrase «of duty to her clients»

If a society wants to lawyers, other than prosecutors, to put any interest of others ahead of their duties to the client, then society will have to change the definition of a lawyer's duty.

Failing to address these issues properly puts the expert in breach of duty to the court to help the court on matters within the expert's expertise, in breach of duty to the client to use reasonable skill and care in providing his / her services in writing a report, and in breach of a professional duty.

Even if it might lead to their own replacement, because of their duty to their client?

R v Tuckiar explained the importance of the duty to the client when weighed against not misleading the court.

Jones v Kaney opens the door to experts being sued for negligence and this will be a powerful reminder of their duty to their client and to the court.

Be aware of your duties to your client — seller or buyer — both as established in the Code of Ethics and in state law and regulations.

The British Columbia Real Estate Association standard form Multiple Listing Contract contains the limitations that permit licensees to conduct business with multiple sellers and buyers concurrently without being in breach of their duties to their clients.

Not exact matches

Once you land a new client, be sure to go above and beyond the call of duty for at least the first month.

Essentially, they want to see that all these materials adequately and accurately reflect the operations of the firm; that the advisor is meeting his or her fiduciary duty by ensuring that the activities being undertaken in client portfolios are, at all times, in the client's best interests; and that the firm is supervising the activities of its staff and taking corrective actions when and if any deficiencies are found.

Bogle told those assembled that he has been an advocate for «a federal standard of fiduciary duty, the duty of everyone who touches «other people's money» (OPM) to place the interests of [their] clients above [their] own interests» and that he supports the proposed Department of Labor broker fiduciary duty standard.

Given the complexity and depth of the duties of an AM, as well as their close dealings with clients, it is essential that AMs are trained according to best practices in account management.

Show clients that, despite the ambiguity surrounding the Duty of Care, you understand how to take care of them properly when it comes to investment advice.

Advisors now have access to the research they need to fulfill the Duty of Care without raising costs for their clients.

Said Barbara Roper, director of investor protection of the Consumer Federation of America: «By closing loopholes in the current regulations and subjecting all retirement investment advice to a fiduciary duty to act solely in the best interests of the client, a well - crafted DOL rule has the potential to save millions of Americans billions of dollars each year.

While the new DOL rules are principles based and do not provide discreet instructions as to what advisors should do to fulfill fiduciary duties, industry executive David Trainer said advisors can not lose with clients or regulators by incorporating research into their practice that is «inarguably in the best interest of clients.»

While the SEC considers whether to extend a fiduciary duty to all advice givers, and the Department of Labor forges ahead on its revised definition of fiduciary, HighTower has moved ahead on its own, wrapping a strict fiduciary standard into a business model that meets client needs while giving top Wall Street brokers an innovative home from which to serve those clients and grow their individual businesses.

With the implementation date of the Department of Labor's fiduciary rule looming large in April, all attention has been focused on how financial advisors and their Financial Institutions are making adjustments to manage their compensation conflicts of interest, to avoid breaching the fiduciary's fundamental duty of loyalty to act in the client's best interests.

It's one of the single most feared (or even loathed) provisions of the Department of Labor's fiduciary rule for a large financial institution, because it dramatically raises the stakes of a potential systemic failure to fulfill the firm's fiduciary duty to clients, outside the relative safety of one - advisor - at - a-time arbitration (especially industry - friendly FINRA arbitration).

Further, and this gets to the heart of the strength of the fiduciary standard, the SEC notes there can be no «hard or fast rule» for addressing material conflicts, because the duty adjusts according to the needs of the particular client.

This technology is like a «robo - analyst» that does the grunt work (analyzing financials and footnotes in thousands of SEC filings and building models) and frees the adviser to service clients... with high - integrity, fiduciary - duty - fulfilling advice.

While the Department of Labor has not provided specific guidance about exactly how advisors fulfill fiduciary duties while making investment recommendations, we think it means advisors need to rely on research that is (1) un-conflicted and (2) inarguably in the best interest of clients.

They were often small partnerships, which meant that the partners had a strong sense of personal responsibility and fiduciary duty to their clients.

This case turns on the duty of integrity owed by Barclays to its clients.

They are registered with the SEC or a state securities regulator as fiduciaries, subject to the duty of loyalty and due care with their clients.

«In short, both Mr Furnival and Ms Cain have taken proper and appropriate steps to prevent conflicts or potential conflicts between the private business and his duties as my chief of staff by withdrawing from any work for clients in the health portfolio,» she said.

She wore many hats, but she primarily mentored and supervised the diverse roster of doulas who work with the program's clients, in addition to outreach and intake duties.

«In the light of the pending case including our client's motion for interlocutory injunction, Your Lordship is under clear duty to stay action on the activities of your commission until the pending case is determined.

Duty solicitors run in and out of courts, meeting clients for the first time and appearing to defend them, sometimes minutes later.

Putting freedom - of - speech issues aside — Chapman is entitled to his opinion, after all — the question comes down to when a lawyer's duty to a former client ends.

The public must know that our client, in discharging his duty to his principal, General Ibrahim Babangida, GCFR can not by any stretch of the imagination be said to have committed a crime that warrants such negative publicity.

Legislative attorney Cappy Weiner, in a May 12 letter, called comments made by former legislative counsel Langdon Chapman to a local weekly newspaper «inappropriate and a violation of your duty to a former client,» and Weiner insisted «no further comments be made contrary to the interest of the Ulster County Legislature.»

In fact, a major heading in our Code of Ethics is our Duty to the Client, who is often a...

In my research (which consists of Socratic - style questioning of hundreds of friends, acquaintances, coworkers, clients, and strangers) I've seen how the whole relationship lockdown breeds an almost viral tendency to take the other person for granted, to have huge expectations, and to deliver this all from a sense of duty and obligation — without a thank you!

As an unspoken part of his job, he beds many of his elderly female clients, his flamboyant manner and sexual ambiguity not exactly belying his duty to his customers.

Another has been sort of ignored because it doesn't deal with Amazon even though it is yet another example of how some agents are potentially getting into a conflict of interest, or at least a very grey and murky area of fiduciary duty to their clients.

The duty of agents, and their special virtue in exigent times, is to think beyond the present, lead their clients wisely into new opportunities, and build the most well - equipped team to get them there.

She's smart, kind, hard - working and willing to go beyond the call of duty for her clients.

I think what this video proves is that agents are so tied to traditional publishing that they have forgotten that their real duty is to insure action is taken in the best interest of their clients.

Quotas can be applied to a particular good / commodity to limit the quantity of goods a client can enter into home consumption at a particular rate of duty during a declared period.

The nominated time period (currently weekly) allowed for clients with a settlement permission to enter goods for home consumption prior to lodging a liability statement and making the corresponding payment of excise duty.

An approval granted to clients to deliver product into home consumption throughout a nominated time period (settlement period) and pay excise duty the first working day after the end of that settlement period.

Instead of the lender, who is usually looking for their interests, a mortgage expert has a duty to you, their client, to find you the best and most affordable mortgage.

Price is front and center for large investors, many of whom have a fiduciary duty to act in their clients» best interests.

Such voting responsibilities will be exercised in a manner that is consistent with the general antifraud provisions of the Advisers Act, as well as Broad Run's fiduciary duties under federal and state law to act in the best interest of its clients.

Our fiduciary duty is to our clients» best interests, free and clear of conflicts of interest.

It is the lender's duty to communicate details of rates and fees to the client.

As a credit repair business owner your first duty is to truly share this common goal of improving your clients» financial situation and helping them achieve their goals.

While the TSR says that debt relief providers may require the consumer to place funds in a dedicated bank account a larger issue will arise when the providers of such banking services, like NoteWorld and Global Client Solutions, will have a specific duty to make sure they are working only with debt relief providers that comply with the TSR.

While I loved working with high net - worth clients, my ultimate passion is to provide the same duty of care, service, and expertise to high - achieving professionals who aren't rich yet.

Is punctual, reliable, have a great attitude, articulate and able to communicate well with clients and coworkers Pet Stylist will perform the following duties: Perform basic grooming services including brushing, bathing, and conditioning of animals Follow owner's instructions or Breed Standards when clipping, and trimming an animal coat Generate business operation such as communicate with clients and get exact instructions for each dog.