Sentences with phrase «of executing those transactions»

«These facts should be distinguished from a situation where a SEF or other designated contract market runs pre-operational test trades to confirm that its systems are technically capable of executing transactions and, to the extent that these simulated transactions become publicly known, makes it clear to the public that the trades do not represent actual liquidity in the subject market.»

Not exact matches

Although there are potentially many different definitions of market liquidity, in its simplest form we think of a liquid market as one in which trades can be executed with some immediacy at low transaction costs.

Such network validates these acts and would then execute them, which can range to different kinds such as data, transactions, records, cryptocurrencies, and merges them with the others to give birth to a new block of data.

You can not dictate how the clients, some of you, will decide to execute your transactions.

In a joint op - ed in the New York Times, Swensen, a former Wall Streeter, and Jonathan Macey, a professor of securities law at Yale, said trades are supposed to be executed on the exchange that offers the lowest price and quickest transaction time.

«With the benefit of cost reductions undertaken to date, as well as synergies related to the transaction with Postmedia, and a strong cash position going into 2018... we are well - positioned to execute and invest in our transformation.»

Also, more controversial provisions — such as requirements to execute enforceable written contracts under the Best Interest Contract and Principal Transactions Exemption, and changes to PTE 84 - 24 (other than the addition of the Impartial Conduct Standards)-- are not applicable until January 1, 2018, while the Department is honoring the President's directive to take a hard look at any potential undue burdens and decides whether to make significant revisions.

The Personal Trading Compliance Program requires designated employees to report to the Ethics office personal accounts capable of trading securities and to confirm the permissibility of a transaction prior to executing the transaction.

Title II of the JOBS Act is related to private placement transactions executed under Rule 506 of Regulation D. Title II charges the SEC with eliminating the general solicitation and advertising bans in connection with Rule 506 offerings.

Prior to joining Blackstone, from 2003 to 2004, Mr. Sanford worked at Banc of America Securities in its Consumer and Retail Investment Banking Group, where he executed various financing, M&A and leveraged recapitalization transactions.

CSI has successfully executed thousands of transactions representing billions in notional value through its cultivated network of (a) sellers seeking to raise and redeploy capital and (b) buyers seeking to invest in off - the - run, high return strategies.

Typically, buyers execute an extensive due diligence process prior to consummating the purchase of a business or investment to gain a full understanding of the both the assets being acquired as well as any liabilities or risks inherent in the business or transaction.

He describes the modern Federal Reserve as maintaining its optionality; He explains how the Repo operations of the Fed currently operates, and why the transparent communication of the Fed is much improved from the bad old days when they would simply execute market transactions while saying nothing.

* Clients pay a wrap fee, which covers brokerage execution costs, without regard to the number of transactions executed during the billing period.

About Boustead Securities, LLC Boustead Securities, LLC («Boustead») is an investment banking firm that executes and advises on IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base.

Each of City Capital's Managing Directors has more than 20 years of investment banking experience, offering clients the judgment and transaction management expertise honed from successfully executing more than $ 60 billion of collective merger and capital market transactions.

Each of City Capital's Managing Directors has more than 20 years of investment banking experience, offering clients the judgment and transaction management expertise honed from successfully executing more than 500 investment banking transactions collectively.

While you can't execute as many transactions with this type of an account as it's more akin to a savings account, you can still access funds easily.

The bill defines blockchain technology and smart contracts and then states that transactions based on these self - executing contracts could not be «denied legal effect, validity, or enforceability» because of the smart contract term.

Cryptocurrency mining is one of the most commonly used methods of validating transactions that have been executed over a blockchain network.

Prior to the consummation of this offering, we will execute several reorganization transactions described under «Organizational Structure,» as a result of which the limited liability company agreement of Desert Newco will be amended and restated to, among other things, reclassify its outstanding limited liability company units as non-voting units.

After his arrival, Mr. Szabo helped reorient the company to take advantage of the Bitcoin software's capability for so - called smart contracts, which enable self - executing financial transactions, according to people briefed on the company's operations who spoke on condition of anonymity.

Boustead Securities, LLC («Boustead») is an investment banking firm that executes and advises on IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base.

Zimbabweans have found a way to execute transactions, especially those that require foreign currency and this has come in the form of bitcoins, to which there has been overwhelming response and interest by traders.

Executed on Monday, the executive decision bans transactions with the U.S. involving «any digital currency, digital coin, or digital token, that was issued by, for, or on behalf of the Government of Venezuela on or after January 9, 2018.»

The page paraphrases Ninou Sarwono, the firm's emerging technology lead, as saying, «All sorts of transactions — from stock and bond trades to voting — can be sped up, made more secure, and executed at lower cost using blockchain.»

Since 2014, KKR has executed a number of transactions as part of the firm's health care growth equity strategy.

March 12, 2018 (TORONTO)-- Today, the Competition Bureau executed a search warrant with respect to the November 27, 2017 community newspapers transaction between Postmedia Network Canada Corp. owner of Postmedia Network Inc. («Postmedia» or the «Company») and Metroland Media Group and Free Daily News Group Inc., both subsidiaries of Torstar Corporation, (collectively, «Torstar»).

Blockchain refers to a public ledger of all Bitcoin transactions executed.

Cryptocurrencies can be used for unfamiliar sell sell but invoking the common 3 percent (or more) transaction fees, and sell can be executed much more fast than normal unfamiliar exchanges, customarily in a matter of seconds or mins as compared to several days for normal transactions.

Some of them charge success fees just like investment bankers, typically in a range of 4 - 8 % (FlushFunders, GateImpact, OneVest, CircleUp, MicroVentures, etc.) or flat monthly fees as an informational («service») portal where no securities transactions are executed (such as EquityNet, CrowdFunder, etc.) or a combination of both (SeedInvest).

I would guess most individuals who have a passing interest in personal finance spend a similar (small) amount of time actually executing the necessary financial transactions throughout the year.

PNC has the expertise to execute securitization transactions across a broad range of asset classes, offering a comprehensive solution to your business challenges.

He has executed $ 20 billion of transactions throughout his career including M&A, public and private debt and equity offerings, fairness opinions, and strategic advisory.

At Inverness, Kurt pursued opportunities in a wide variety of industries and executed transactions with energy and financial services companies including the IPO of National Oilwell Varco (formerly National Oilwell, Inc.), today a $ 30 billion oil and gas services company, and the acquisition and sale of Financial Alliance, Inc., a merchant payment processor with over 60,000 accounts.

He successfully executed deals in the retail sector including shopping centers and developments in Central and Eastern Europe and large recapitalizations totaling in excess of $ 3.5 billion in transaction value.

Prior to joining Oberon, Kurt was a Managing Director at Bryant Park Capital's New York office where he executed over 20 engagements totaling over $ 1 billion in transaction value, including buy - side and sell - side M&A, corporate valuations, and private placements of debt and equity.

Phil focuses on asset - based lending and specialty finance, having executed several billion dollars worth of transactions in the United States, Europe, and Asia.

For more than 25 years, Berkery Noyes has worked closely with publicly held, privately owned and investor - backed companies, including most of the global information industry leaders, to recommend ideas, recognize opportunities, execute strategic transactions, and provide trusted, reliable investment banking advice.

Prior to JP Morgan, Adam worked at Merrill Lynch in the Mergers & Acquisitions and Leveraged Finance Groups where he executed over $ 2 billion in transactions across a number of industry sectors including consumer products, healthcare, and technology.

A new generation of appraisers has emerged to meet the growing need of ABLs to value collateral and execute on transactions, with growing access to actionable data, along with associated offerings that mitigate risk and unleash value in a constricted marketplace.

A number of transactions have already been reportedly executed through the CitiConnect ® for Blockchain connectivity platform and the Linq Platform powered by the Nasdaq Financial Framework.

Ashok has executed more than $ 2.5 billion in transactions during a career that has included 10 years of private equity investing with middle - market funds.

For clarity: When I refer to equity crowdfunding, I am referring to equity - based crowdfunding portals that will support non-accredited investors post-JOBS AngelList, a platform where startups can connect with investors and talent, announced the launch of Docs yesterday, a feature that allows startups to execute seed - round transactions online (techcrunch).

During his career at Citi, Mr. Shah sourced, structured, underwrote and executed numerous large and highly structured transactions, including a leveraged buyout of a major global hotel brand and several event driven transactions for large publicly traded REITs and financial sponsors.

The platform can execute more than 1,000,000 transactions per second and has an execution speed of 0.01 seconds.

Phoenix Capital Research and its officers, directors, employees, agents and / or affiliates may have executed, or may in the future execute, transactions in any of the securities or derivatives of any securities discussed on this site.

Completing and sending Sapphire Ventures such order form may include the transfer of your data to third parties involved in executing the transaction.

Stellar does not require any «gas» to execute programs and only requires a negligible transaction fee -LRB-.00001 XLM — a fraction of a fraction of a penny) to discourage users with malicious intent from flooding the network with transactions.

Prior to joining Alignvest, Mr. Ma was an investment banking analyst at Barclays in Toronto, where he was involved in executing M&A and capital markets transactions across a wide range of sectors.