Sentences with phrase «of financial industry»

Ward has more than 15 years of financial industry experience — the past nine of which were spent successfully building and developing the brokerage market in the Atlantic region.

The total number of Financial Industry Regulatory Authority member retail brokerages has been on the decline for the last five years...

«Following a major capital improvement campaign we have been able to attract some of the financial industry's top companies.»

The developments whipsawed Neiman Marcus's debt, with its $ 960 million of 8 percent bonds due 2021 initially dropping to a record low and then rising as much as 5.25 cents on the dollar to trade at 61 cents at 11:28 a.m. Tuesday, according to Trace, the bond price reporting system of the Financial Industry Regulatory Authority.

Bain also bought Gymboree bonds, which were trading as low as 20 cents on the dollar, according to Trace, the bond - price reporting system of the Financial Industry Regulatory Authority.

Note that smaller FinTech firms are breaking new ground with innovations in several segments of the financial industry, including mortgage lending.

The vast majority of CDFA's are members of the financial industry or the accounting field and have traditionally participated in the litigation process assisting a spouse's legal counsel with regard to the various financial settlement options.

Comprehensive knowledge of financial industry products and services.

Beyond my enthusiam and dedication, I also have a strong knowledge of the Financial Industry.

Some postgraduate courses train you to work in a more specialised area of the financial industry, such as an MSc in actuarial science.

Through your professional work experiences, you need to imply that you are aware of the financial industry and its nature of operations.

Decide which area of the financial industry appeals to you most and consequently use your qualifications to show that you are the best candidate for that particular position.

Applying formulas, generating reports, graphical presentation of data, data consolidation make some of my strengths to be a part of the financial industry as a financial analyst.

With several areas of the financial industry experiencing skills shortages, there is a broad range of job opportunities for skilled candidates, including wealth management, technology and compliance.

Provides well rounded guidance based off industry research, with strong sales experience and deep knowledge of the financial industry.

Robinhood Financial is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities...

RoboMarkets Ltd was recognized by the most respected experts of the financial industry.

They also used blockchain technology for testing other aspects of the financial industry and operating with financial records.

However, there seems to be hope on the horizon with the disruption of the financial industry thanks to transformative technologies like Blockchain and cryptocurrencies.

It is also a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC) but these protections DO NOT extend to its crypto trading platform yet.

Robinhood Financial is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $ 500,000.

My personal Bio is: Patrick is a venture capitalist and investor with nearly a decade of financial industry experience.

It certainly has the potential to eliminate some of the unsavory details of the financial industry and to give individuals greater power and freedom.

February 2016 — Week after week, industry insiders and cryptocurrency pundits have looked on as blockchain - mania has swept the world, grabbing a choke hold of the financial industry and governments with talk of consortiums, private and permissioned distributed ledgers.

As the «global backbone of the financial industry», this is notably one of the core functions that SWIFT today serves.

In addition to the SEC scrutiny, cryptocurrencies have also attracted the attention of the Financial Industry Regulatory Authority (FINRA), earlier this week after the agency issued a warning to investors regarding possible cold - calling scams.

Robinhood is registered with the US Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

In addition, it is a member of the Financial Industry Regulatory Authority (FINRA), which does testing and licensure of agents and brokers and has a transparent disclosure framework that protects investors.

Oh, Wall Street, Bankers, Hedge Funds, and the deregulation of the financial industry wrecked the Western Economies's, particularly in those countries in Europe that don't want to build things (all countries in Europe not called Germany, you know the trade union, single payer socialist country).

Keep in mind that Robinhood Crypto is not a member of the Financial Industry Regulatory Authority (FINRA) or the Securities Investor Protection Corporation (SIPC).

However, these days, cryptocurrencies are no longer the pariah of the financial industry and creators of new coins should be bold enough to stand behind their work.

But if he's concerned about the small investor, he should (hopefully) be happy about the decision issued yesterday by the Board of Governors of the Financial Industry Regulatory Authority (FINRA) «finding Charles Schwab & Co., Inc. violated FINRA rules when the firm attempted to keep investors from participating in judicial class actions by adding waiver language to customer account agreements.»

If an SEC lawyer were loaned to the Department of Justice to work on a criminal securities fraud prosecution that the DOJ didn't have anyone qualified to prosecute due to lack of financial industry knowledge, I do not believe that the limitation that you assert exists would apply.

In fact, there is no firm in the world that can top our unique combination of litigation skill and substantive knowledge of the financial industry.

Mr. McIndoe and Mr. Sweeney have developed vibrant practices representing energy companies and members of the financial industry in the areas of commodities and derivatives regulation, compliance and transactions impacted by the Dodd - Frank Act and the Commodities Futures Trading Commission (CFTC) rules mandated by the statute.

We understand the intricate nature of the financial industry and enjoy representing clients and groups of clients in this highly specialized field.

He is former Executive Vice President — Dispute Resolution of the Financial Industry Regulatory Authority («FINRA»), a position he held through January 2013.

When Citigroup Inc., one of the nation's biggest home loan lenders, said last month that it would back the change, possibly to boost its odds of getting billions in government handouts, many supporters assumed the rest of the financial industry would fall into line.

As a result of the financial industry's movement away from physical stock certificates, Capital One Investing no longer accepts these types of requests.

FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc..

Even if you're oblivious to the goings - on of the financial industry, you've probably still heard of Wealthsimple.

Also consider going to the Web site of the Financial Industry Regulatory Authority (www.finra.org), the largest non-governmental regulator of securities firms operating in the United States.

In many cases, a representative offering a debt consolidation option will try to obtain a lower interest rate for some of the individual's debt by using some of the lesser known tactics of the financial industry.

(c) Foreside Distribution Services, LP is registered with the U.S. Securities and Exchange Commission as a broker - dealer and is a member of the Financial Industry Regulatory Authority, Inc..

Ceros Financial Services, Inc. is registered with the Securities and Exchange Commission as a broker - dealer and is a member of the Financial Industry Regulatory Authority, Inc..

If rates do go up, look for this fund to take full advantage of the financial industry.

Normally for major financial centers such as London or New York, the regulatory agencies in charge are stricter in their enforcement of breaches of regulatory requirements due to the need to protect the reputational integrity of the financial industry for that region.

As an investor or a professional member of the financial industry, it -LSB-...]

Shawn joins the E * TRADE education team after two decades as a trader, author, educator, and executive for some of the financial industry's leading brokerage and training firms, including Charles Schwab, Investools, and Thinkorswim Group.

Furthermore, even industry paid advisors face a career - long struggle to be independent of financial industry influences.