Sentences with phrase «of financial services firms plan»

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Global financial services firm vFinance offers a basic, 30 - page business plan template to download from its website — one the company says has been downloaded more than a quarter of a million times.

Fewer than one - third of Americans say they know what 529 Plans are, according to a recent survey by financial services firm Edward Jones.

Dolan Co., which owns The Daily Record, plans to file for bankruptcy - law protection next week, the Minneapolis - based company announced Thursday.Dolan, a professional services and business information firm, showed signs of mounting financial distress in...

Our HCM Division assisted our Compensation Committee in the Committee's review of compensation plans at other financial services firms by providing the Committee with information relating to compensation plan design and compensation levels for named executive officers and other senior employees at these firms.

[42:14] Tony explains the questions to ask an advisor, to ensure they're truly on your side [42:28] 60 % of people surveyed today say they believe their financial advisor is putting the company interests above their own — it's actually worse than they believe [42:45] Why Tony has chosen to support Peter and his firm, Creative Planning [43:33] How you can get a second opinion from Peter's firm, Creative Planning, through their website (www.GetASecondOpinion.com)-- it doesn't matter how much or little you have, they'll give you feedback [44:00] Tony's biggest challenge when writing his first book, and how it brought him to Peter Mallouk [44:30] Peter explains the process Creative Planning went through to open their services to people at the $ 100,000 level, and how offering this extensive range of services to people at this level is unprecedented

Hamburger says these lawsuits mark «the beginning of a trend» that starts with suits against large plan sponsors and large financial services firms — which, in the case of New York Life and Morgan Stanley, are one and the same — then spreads to smaller sponsors and smaller financial firms.

«When there's success at one of the large financial services firms or large plan sponsors, the plaintiffs» bar will utilize that settlement or judgment to obtain a very rapid resolution with others,» says Hamburger.

Founded in 1946, the firm is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, and many other financial products and services to more than 20 million individuals and institutions, as well as through 5,000 financial intermediary firms.

An advocate of MDRT's Whole Person concept, he is the founder of a family - owned financial planning firm, Green Financial Advice, in London, and has nearly two decades of financial services exfinancial planning firm, Green Financial Advice, in London, and has nearly two decades of financial services exFinancial Advice, in London, and has nearly two decades of financial services exfinancial services experience.

Carlos Dias Jr., is a wealth manager and founder of Excel Tax & Wealth Group, an advisory firm offering strategic financial planning services to high - net - worth individuals, business owners, executives, and retirees.

Edward Jones is not affiliated with any of the sponsoring firms of such professional designations and the use or attainment of a particular professional designation in no way implies that either Edward Jones or its associates provide financial planning services or investment advisory services.

To use smart algorithms responsibly, companies — particularly financial services firms — must identify potential problems early and have a well - conceived plan for addressing and removing unintended bias before it leads to discrimination in their lending practices, as well as potential discriminatory biases that may reach beyond lending and affect other aspects of a company's operations.

State Financial Services Superintendent Ben Lawsky proposed the toughest restrictions on bitcoin companies to date, unveiling a plan that would require firms dealing in virtual currencies to hold certain levels of capital, hire compliance officers and obtain special licenses.

According to the most recent financial plan, the Cuomo administration still has roughly $ 1.1 billion left from settlements that the Department of Financial Services, under former superintendent Ben Lawsky, won from financifinancial plan, the Cuomo administration still has roughly $ 1.1 billion left from settlements that the Department of Financial Services, under former superintendent Ben Lawsky, won from financiFinancial Services, under former superintendent Ben Lawsky, won from financialfinancial firms.

Ric Weibl, director of the AAAS Center for Careers in Science and Technology, highlighted a report released early May by the TIAA - CREF financial services firm that found about one - third of surveyed participants over the age of 50 had delayed retirement plans.

Polish firm Legimi is one of the surprising success stories among ebook subscription services which are thriving despite the looming shadow of the giant Kindle Unlimited and is planning an IPO to give it the financial backing to move into the German market.

Instead, they outsource the plan administration to a financial services firm which offers a menu of choices.

«The 20s are all about developing good habits around saving, spending and debt,» says Warren MacKenzie, president of Weigh House Investor Services in Toronto, a firm that specializes in fee - only financial planning.

Fans of Uber, the app - based service that connects passengers with amateur drivers who charge cheap rates, may have been surprised to hear the firm's working with Intact Financial to develop a new insurance plan for ride - sharing in Canada.

I bet you can, especially if you just paid off your student loans,» says Kyle Winkfield, president of The Winkfield group, a full - service financial planning firm in Rockville, Maryland.

That's why he has led the transition of our firm over the past few years from a limited service firm that focused mainly on portfolio management to a full - service firm that now offers the complete spectrum of wealth management and financial planning services, which our clients had been requesting for many years.

JPMorgan Chase & Co., a leading global financial services firm with assets of US$ 2.6 trillion, announced in July that it plans to go 100 % renewable by 2020.

Advised financial services company concerning complex employment and executive severance agreements, including plans to hire employees and groups of employees from competing firms

Prior to her current business development, attorney recruiting and strategic planning role at Latitude, Candice served as Chief Ethics Officer & in - house counsel at multi-billion dollar financial services companies, an executive in a national legal services company, a litigation attorney at a leading regional law firm, and as the founder of a legal consulting firm.

Better to increase the attractiveness of legal services by enabling lawyers to provide related services accompanying their legal services, e.g., family law lawyers providing financial planning advice, and law firms providing accounting and tax advisory work, and litigation lawyers working with experts who improve and maintain their clients» electronic records management systems, because records are the most frequently used kind of evidence and are completely dependent on their records management systems for everything, particularly their «integrity» （ which is what the electronic records provisions of the Evidence Acts require be proved for admissibility; e.g., section 31.2 （ 1 ） （ a ） of the Canada Evidence Act - see: Ken Chasse, «Electronic Records as Evidence,» and the other «records as evidence» articles on «my SSRN authors page, for free download ） 。

Buchalter is a full - service business law firm representing local, regional, national, and international clients in a multitude of practice areas and their subspecialties, among them: Bank and Finance, Corporate, Health Care, Litigation, Insolvency and Financial Law, Intellectual Property, Labor and Employment, Real Estate, and Tax and Estate Planning.

We can also offer the services of our wholly owned registered investment advisor and financial planning firm, Nixon Peabody Financial Advisors LLC, or our affiliate, Watch Point Trustfinancial planning firm, Nixon Peabody Financial Advisors LLC, or our affiliate, Watch Point TrustFinancial Advisors LLC, or our affiliate, Watch Point Trust Company.

The roles responsibilities include (but are not limited to) providing first line support to the practice group, ensuring that the strategy, plans and structures are in place and aligned to the firm's strategic goals; supporting the annual budgeting and forecasting activities within the practice group; providing in - depth analytical support on financial performance at practice group and team level; be the business advisor to the practice group and helping the group effectively manage their financial performance; providing training for groups of partners and lawyers, recommending improvements in efficiencies and practices; working with partners, heads of department and others to encourage best practice in relation to accounting and profitability, pricing and matter management; being the finance representative, working closely and collaboratively with business services teams; and developing a best practice approach within the practice and improving the efficiency of processes.

LEGAL ALLIANCE is a firm of lawyers and tax counsellors in Munich (headquarter) Berlin and Hamburg, specialized in business law, corporate and commercial law, mergers & acquisitions, media law, (intellectual property, copyright, press), tax planning, law of financial services, insolvency law and cross border transactions.

Barry Glassman, CFP, is the founder and president of Glassman Wealth Services, a fee - only investment management, financial planning and wealth management firm in McLean, Va..

«Instead of expanding their graduate vacancies in 2017 as planned, the country's best - known accounting and professional service firms, financial services companies and investment banks scaled back their recruitment targets by 17 % following the Brexit vote,» Birchall said.

Certified Public Accountant — Direct Hire (Position located in Kennewick, WA) COMPANY PROFILE: Established in 1981, this Washington State CPA firm offers a full range of accounting, tax and financial planning services Industry Specific Accounting Serservices Industry Specific Accounting ServicesServices...

Gecko Group is a large regional firm of Chartered Accountants providing a range of professional accounting services including business services, audit, financial planning, insolvency, business recovery and litigation support.

Certified Public Accountant — Direct Hire (Position located in Kennewick, WA) COMPANY PROFILE: Established in 1981, this Washington State CPA firm offers a full range of accounting, tax and financial planning services Industry Specific Accounting Service

Job Description Edelman Financial Services, one of the nation's largest and most well - known financial planning firms, is seeking a skilled Client Service Administrative Assistant for our Financial Services, one of the nation's largest and most well - known financial planning firms, is seeking a skilled Client Service Administrative Assistant for our financial planning firms, is seeking a skilled Client Service Administrative Assistant for our Staten...

Spa Director — Duties & Responsibilities Lead through example with consistent work ethic, attitude, and professionalism, executing spa and salon administration functions, overseeing sales and marketing operations, and implementing cutting - edge industry techniques and trends Collaborate in all phases of strategic planning with other members of management team, including product inventory control, marketing and sales strategies, product and service offerings, client service, event coordination, and area competition Provide continuous assessment of key markets, potential customers, and capital utilization, while furnishing oversight and guidance regarding policies and procedures, budgets and financial forecasts, and client experience considerations Perform needs - based and situational assessments of policies and procedures to improve operational efficiency, manage and reduce costs, promote both employee and client satisfaction, and deliver a luxurious experience to high - profile clientele Identify and utilize talent among team members with focused training efforts, targeted professional recruitment, continued supervision of 40 staff, and the promotion of a performance - based environment leveraging individual talents for group benefit Develop and supervise support staff to aid in effective sales, marketing, and service operations, delegating important tasks and assignments while providing timely follow - up to ensure task completion, including newsletter and article distribution Ensure effective execution of all administrative, HR, and financial aspects of business management, while analyzing and presenting important information to executive staff, stakeholders, and other relevant parties Address key client and management queries and resolve them in an expedited manner, promoting sustained revenue growth through client retention, referral generation, and the leveraging of cross-sales opportunities Create and implement firm marketing and sales strategies while tracking performance versus internal and external benchmarks, focusing on both revenue generation as well as cost control Maintain a strong working knowledge of products, services, techniques, and relevant tools, while committing to continued advanced technical education with respect to complex spa, salon, and fitness concepts and studies Act as a liaison between clients, vendors, sales and support staff, and other management partners to facilitate information flow and drive operational efficiency

The Chasm Group, LLC and Chasm Institute, LLC (San Bruno, CA) 1997 — 2008 Business Operations Manager • Managed all daily operational tasks for leading multi-million dollar high - tech market strategy consultancy, while providing executive administration to C - level executives and venture capital partners • Developed and managed the firm's annual budget, proposing and implementing expense cuts, producing monthly reports and financial statements, and coordinating with CPA firm for accurate and timely filings • Oversaw all client relationship management efforts while cultivating new business efforts from concept to implementation, providing high - quality service in sales efforts while utilizing new lead tracking system • Negotiated and managed all contracts, stock grants, and financing arrangements, working closely with outside counsel to draft legal documents and resolve LLC - and proprietary - related issues • Led three office space build - outs and two office relocations, managing all aspects of each process under aggressive timeline and budget expectations • Reduced firm telecom expenses by 22 % by streamlining IT objectives, including migration to VOIP phone system, software / hardware purchases, domain renewals, and outsourced technical support • Directed all phases of staff recruitment while creating and implementing all HR policies and programs, including comprehensive employee benefits plans • Supervised multiple administrative staff members, conducted performance appraisals and wage / salary surveys in comparison to incentive program guidelines, and maintained HR files in accordance with legal mandates • Produced all out - going client invoices in an accurate and timely fashion to increase, cash flow and reduce aging receivables, providing consistent attention to overhead costs and vendor arrangements • Administered all company insurance policies, including E&O, general liability, bonds, partner life and disability, conducting annual benefits reviews and employee / company insurance audits • Obtained necessary certificates for consulting contracts while processing federal, state, and local business reporting requirements to maintain licenses and incorporation status • Directed all marketing efforts and oversaw logistical aspects of national educational workshop series, utilizing sponsorship arrangements to offset production costs • Transformed «brochure» website into a dynamic tool to better illustrate company opportunities through relevant case studies, as well as maintaining all other promotional media, including press kits and video Association of California School Administrators (Burlingame, CA) 1993 — 1997 Issues and Planning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report gePlanning Committee Coordinator • Executed all phases of event planning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning and implementation for a membership - driven organization including 23 state committees, 5 task forces, 6 strategic planning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning conferences, and a conference of 1,500 attendees • Focused on facility evaluations, bid requests, site visits, contract negotiations, and all pre - and post-conference planning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report geplanning processes • Produced statistical and financial reports, including budget projections and cost monitoring for developmental training efforts • Oversaw all participant - level responsibilities, including inquiries, eligibility, registration, correspondence, and billing statements • Managed all legal professional standards calls for Northern California regions, including the processing of attorney authorizations, the preparation of legal assistance letters, and liens on cause of action • Served as second point of contact for computer inquiries and troubleshooting efforts as well as provided back - up executive administrative support for Executive Director, Committee Chairs, and the State Superintendent of Public Instruction • Held responsibility for software installation and hardware configuration while performing weekly AS / 400 backup and report generation

Golfsmith International (Duluth, GA) 1/2005 — 6/2006 General Manager • Executed all relevant retail operations and financial administration for a high - profile store, successfully increasing sales versus both plan and LY regularly while competing in and winning company sales programs • Earned selection as 1 of 3 GM's to evaluate, revise, and implement the Selling & Service Program to entire firm, training regional and general managers in the selling solutions program and providing guidance to underperforming store managers • Assisted management with various other duties as assigned

Professional Duties & Responsibilities Served as operations manager for $ 7 billion wealth management firm Oversaw 75 employees and approximately 15,000 client accounts Restructured new account operations reducing expenses by $ 120,000 annually Implemented new procedures for trading, marketing, and new account operations increasing company efficiency by 200 % Processed new accounts, terminations, transfers, and account registration changes for individual taxable accounts, trusts, IRA's, pension plans, endowments, foundations, and Taft - Hartley plans Created and ran performance, tax, and cost basis reports Oversaw SEC compliance and performance reporting for numerous funds Generated significant new client accounts and provided quality customers service ensuring repeat business and customer satisfaction Created marketing and sales collateral for company presentations Assisted in creation of client relationship and project management software Aided Federal Department of the Treasury for money laundering in the Financial Crimes Enforcement Network

Peter is also the director of Insight Financial Group, a financial planning firm that provides holistic financial planning Financial Group, a financial planning firm that provides holistic financial planning financial planning firm that provides holistic financial planning financial planning services.

The majority of her career was with Charles Schwab in their Private Client division until she joined Registered Investment Advisor firm Clarity Financial in 2012 where she continues to provide full - service financial planning and investment management in addition to the divorce services as a Certified Divorce Financial Analyst at Smarter Divorce SFinancial in 2012 where she continues to provide full - service financial planning and investment management in addition to the divorce services as a Certified Divorce Financial Analyst at Smarter Divorce Sfinancial planning and investment management in addition to the divorce services as a Certified Divorce Financial Analyst at Smarter Divorce SFinancial Analyst at Smarter Divorce Solutions.

The Bureau received over 2,800 comments on the TILA - RESPA proposal during the comment period from, among others, consumer advocacy groups; national, State, and regional industry trade associations; banks; community banks; credit unions; financial companies; mortgage brokers; title insurance underwriters; title insurance agents and companies; settlement agents; escrow agents; law firms; document software companies; loan origination software companies; appraisal management companies; appraisers; State housing finance authorities, counseling associations, and intermediaries; State attorneys general; associations of State financial services regulators; State bar associations; government sponsored enterprises (GSEs); a member of the U.S. Congress; the Committee on Small Business of the U.S. House of Representatives; Federal agencies, including the staff of the Bureau of Consumer Protection, the Bureau of Economics, and the Office of Policy Planning of the Federal Trade Commission (FTC staff), and the Office of Advocacy of the Small Business Administration (SBA); and individual consumers and academics.